- Truist (Atlanta, GA)
- …at the direction of BURM Leadership. + Serve as Principal reviewer of Advisor created marketing material and retail communications for use with the public and ... compliant and in line with regulatory standards. + Principal Review of Advisor Bio pages, electronic client correspondence, retail communications and seminars to… more
- CoStar Realty Information, Inc. (Orange County, CA)
- Auction Advisor II Job Description CoStar Group (NASDAQ: CSGP) is the world's leading global provider of commercial and residential real estate information, ... for real estate professionals empowering many of the most well-respected brokerage firms, development companies, banks, lenders, investors and government agencies.… more
- Raymond James Financial, Inc. (Memphis, TN)
- **Description** **Job Summary:** Under limited supervision , uses specialized knowledge and skills obtained through experience, specialized training or certification ... clients of the company by combining the traditional roles of the Financial Advisor , Service Associate and Branch Manager. Fosters and assists in the development of… more
- The Salvation Army (Syracuse, NY)
- Overview Neighborhood Advisor , Case Management Full-Time, Hourly, Non-Exempt with Health Benefit Package 749 South Warren Street, The Salvation Army of the Syracuse ... Area Adult Day Program for Senior Services Position Overview: The Neighborhood Advisor is tasked with providing Outreach case management and housing crisis… more
- Truist (Winston Salem, NC)
- …Serve as a dedicated localized supervisor for assigned group of high performing Wealth Brokerage advisor teams and primary point of contact for CSG leadership ... principal reporting within the Governance and Controls Office (GCO) Centralized Supervision Group, serving as a subject matter expert responsible for effectively… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …Discover a career in banking at Fifth Third Bank. GENERAL FUNCTION: Performs brokerage and insurance regulatory sales supervision functions for the broker-dealer ... securities and / or insurance transactions for the broker-dealer, investment advisor and insurance agency. + Determines whether transactions are in conformance… more
- AON (San Francisco, CA)
- Aon is looking for a Broker for our Marine Brokerage Practice Do you have a passion for the Marine Industry and have Marine Broking or Underwriting experience? If ... policy delivery to client. + With minimal guidance and supervision , identifies and analyzes client exposures and determines which...of the client facing team, acting as a trusted advisor to the client in broking, designing, selling and… more
- Citizens (Tarrytown, NY)
- …Line Risk Senior Manager will integrate activities between Risk, Compliance, and brokerage and Trust fiduciary management Supervision . Experience in developing ... Private Wealth risk and compliance programs for dual-registered Broker-Dealer/Registered Investment Advisor , and RIA serving ultra-high net worth clients, 12 CFR 9… more
- Citigroup (Tampa, FL)
- …essential procedures are followed and help define operating standards and processes + Serve as advisor or coach to new or lower level analysts + Has the ability to ... operate with a limited level of direct supervision . + Can exercise independence of judgement and autonomy....then this is the ideal role for you.** Prime Brokerage Technology provides solutions that underpin the operations of… more
- TD Bank (Greenville, SC)
- …for and trades executed in the TDPCW Broker Dealer and Registered Investment Advisor , as well as our fixed annuity insurance platforms. In addition, the Principal ... will execute surveillance procedures, including addressing flags within the FIS Supervision Compliance Manager (FIS SCM) automated surveillance system. Depth &… more
- JPMorgan Chase (Newark, DE)
- …individual investors, the business also provides retirement products and services, brokerage and banking services including trusts and estates, loans, mortgages and ... role in delivering our Trusts and Estates services. You will work under the supervision of the Trust Officer in the administration of accounts, ensuring the proper… more
- Fifth Third Bank, NA (Columbus, OH)
- …of that effort. The Senior Analyst will assist in the training and supervision of Wealth Planning Analysts and Junior Analysts, monitor and disseminate best ... experience. + CFP Certification + Knowledge of financial planning programs (eMoney Advisor or comparable planning software systems) + Technical competence and skills… more
- Citigroup (Irving, TX)
- …including consumer banking and credit, corporate and investment banking, securities brokerage , transaction services, and wealth management. As a bank with a ... and procedures as necessary + Provide technical/strategic direction and act as advisor /coach to lower level analysts + Develop projects required for design of… more
- Citigroup (Irving, TX)
- …including consumer banking and credit, corporate and investment banking, securities brokerage , transaction services, and wealth management. As a bank with a ... help define operating standards and processes + Serve as advisor or coach to new or lower level analysts...ability to operate with a limited level of direct supervision . + Can exercise independence of judgement and autonomy.… more
- OEC Group (Houston, TX)
- …to identify the needs of prospective clients and perform as a trusted advisor for their freight forwarding needs. Requirements: + Minimum 2 years' experience ... CargoWise One, is preferred. + Ability to work independently and with limited supervision . + Solid understanding of local territory and market opportunities. + High… more
- Citigroup (Tampa, FL)
- …including consumer banking and credit, corporate and investment banking, securities brokerage , transaction services, and wealth management. As a bank with a ... help define operating standards and processes + Serve as advisor or coach to new or lower level analysts...ability to operate with a limited level of direct supervision . + Can exercise independence of judgement and autonomy.… more
- CBRE (Dallas, TX)
- …and/or industry. * Develops a reputation as an opinion leader and trusted advisor . * Drives innovation and thought leadership and effectively manages and leads team ... and develops innovative solutions. **CERTIFICATES and/or LICENSES** Real Estate sales, brokerage or appraisal license required as appropriate for business unit.… more