- Western Union (New York, NY)
- …+ Support the Regional Compliance teams, Legal and the Director of Global Sanctions Advisory & Policy and Director of AB&C with regulator outreach, including ... responsible for the oversight and management of the Global Sanctions Compliance Program and Anti-Bribery & Corruption...Senior Manager will report into the Director of Global Sanctions Advisory & Policy, and will work… more
- MUFG (Tempe, AZ)
- …team will provide more details. **Summary:** As a member of the Global Sanctions Compliance Department (GSCD), this individual will lead in the continuous ... enhancement and oversight of the Bank's Global Sanctions Compliance program, including strategic execution of day-to-day activities relating to sanctions … more
- CIBC (Chicago, IL)
- …**Skills** Compliance Reporting, Decision Making, Export Control, International Payments, OFAC Sanctions , Regulatory Compliance , Risk Assessments, ... in the financial services industry; + Strong knowledge of OFAC sanctions regulations and export controls; +...both Operational and Advisory aspects of sanction compliance ; + Experience with OFAC reporting, including… more
- ManpowerGroup (New York, NY)
- …regulatory compliance requirements, and recommendations from CPAD. 8Ensures maintenance of OFAC sanctions lists and Internal Watchlists utilized by the tool. ... and enhancement of department processes; and oversight, testing of upgrades to Compliance applications. May include governance, advisory , or QC related tasks.… more
- Guidehouse (Washington, DC)
- …of financial and business data included in license and exception applications across OFAC sanctions programs; + Review, analyze, and process older licensing ... **Job Family** **:** Risk & Regulatory Compliance Consulting **Travel Required** **:** None **Clearance Required**...cases across OFAC sanctions programs to reduce the backlog… more
- TD Bank (New York, NY)
- …update procedures, and escalate to the Head of AML, as applicable. + Provide AML/ sanctions advisory services to TDS USA business lines and the Client On-boarding ... support on Anti-Money Laundering (AML) and Anti-Terrorist Financing (ATF) matters. The Advisory team supports the AML compliance framework by providing guidance… more
- Ankura (CT)
- …watchlist systems; + Draft written compliance programs for AML, consumer compliance (Reg E, UDAAP, GLBA), fraud, sanctions , etc. including risk assessments, ... Expert in the fields of AML / BSA / OFAC , and Consumer protection; + Interact with clients and...independent regulatory program reviews and Testing; + Drafting BSA/AML compliance programs and developing training for FinTech's and broker-dealers.… more
- MUFG (New York, NY)
- …with Relationship Managers/Product Groups to enable more enriched discussions on risk/AML/ Sanctions compliance issues, while managing the progress of KYCs ... responsibilities related to Request for Information (RFIs) related to KYC/risk/ compliance issues identified as part of the KYC due...Final CDD Rule + Understanding of rules involving BSA/AML, OFAC & Sanctions + Exhibit culture of… more
- Guidehouse (Lewisville, TX)
- …guidelines (eg, BSA, OFAC , FinCEN guidance). + Knowledge of Financial Crimes Compliance functions such as OFAC Sanctions , Anti-Money Laundering, KYC, ... **:** None **What You Will Do** **:** The responsibilities of the Financial Crimes Compliance Technical Fraud Manager will include, but are not limited to: + Oversee… more
- MUFG (Tampa, FL)
- …dual control with Special Attention to Red Flags, Risk and Controls. + Complete OFAC /AML Review Form for Accuracy, Eligibility and Compliance . + Process DD100 ... Office. + Refer Items identified for Escalation to Global Sanctions , AML Advisory , Oversight Unit or EFM...to all established processing and client deadlines to ensure compliance with the department's service level commitment. + Ensure… more