- Morgan Stanley (New York, NY)
- …business initiatives. * Designing, implementing and monitoring of innovative electronic trading control solutions (eg fat-finger and runaway algo prevention), ... hedge funds, investors come to Morgan Stanley for sales, trading , and market-making services in almost every...a real-time basis. * Advising FID desk heads on e- trading control and limit structures. * E-… more
- Charles Schwab (Lone Tree, CO)
- …Trade Fraud and Error Control team (TFAC) operates under the Schwab Trading Operations organization and is a crucial protection element in reducing the firm's ... Trade Support groups to accomplish these goals. As a Manager , you will be part of Schwab's Trading...will be part of Schwab's Trading Operations Department/ Trading Operations Fraud & Control (TFAC) team.… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Electronic Trading New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help ... employees and clients, aligned to company D&I goals. + Manager of Process & Data: Demonstrates deep process knowledge,...use of execution algorithms and the associated risk & control framework. . Working with Execution Services … more
- MUFG (New York, NY)
- …our recruitment team will provide more details. **Job Summary** : The Business Manager - VP will, together with existing Business Management team, support the ... International Global Markets Sales & Trading businesses. His/her primary focus will be on supporting...Market survey for peer analysis Ensuring that a robust ** control and governance** framework is in place that allows… more
- Citigroup (New York, NY)
- …degree, Master's degree preferred **Job Family Group:** Private Client Product Services **Job Family:** Investment Product Manager **Time Type:** Full ... team of investment professionals. This individual will be responsible for trading , quantitative analytics, and will maintain strong relationships with broker dealer… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …headquarters or our New York City office. **Job Summary:** As a Project Manager supporting the Global Equities and Investment Banking (GEIB) Technology division at ... Raymond James, the Project Manager will assist in the managing of large and/or...of complex GEIB projects, with a strong focus on trading applications and initiatives. **Essential Duties and Responsibilities:** +… more
- Love's Travel Stops & Country Stores (Houston, TX)
- …+ Ensure proper staffing of the team to adequately support commercial trading activities and coverage between team members. + Work with contract administration, ... accounting, inventory control , and third parties to resolve pricing or volume...written and oral communication skills, team player, exceptional customer service , attention to detail, self motivated, good time management… more
- Citigroup (Getzville, NY)
- …Management (ICRM)'s Surveillance team is responsible for the oversight for surveillance services designed to detect behaviors that may violate regulatory rules or ... portfolios including trade surveillance, e-communications, and voice surveillance, employee trading , outside activities surveillance, and information barrier surveillance. **Responsibilities:**… more
- Citigroup (Jersey City, NJ)
- …+ Analyzing and providing credible challenges to team's assessment of the control environment (of relevant assessment units), including Manager 's Control ... Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)'s Compliance...controls designed to address compliance risk; reporting and escalating control issues and any violations of laws or breaches… more
- Scotiabank (New York, NY)
- …of internal controls relating to wholesale bank and trading operations and internal control within the US This Manager 's role will focus on Internal ... Manager , US Internal Control and Global...Apart from knowledge of the design and effectiveness Internal control and COO areas supporting capital markets trading… more
- Southern Company (Birmingham, AL)
- **Hourly Energy Scheduler / Asset Manager ** **_Gas Supply & Energy Trading - Hourly Trading Department_** _This position will be located at The Energy Center ... is a plus + Experience working in a transmission control center, distribution control center, bulk power...from transaction activity + Providing general support for energy trading products and services + Analyzing data… more
- NextEra Energy (Juno Beach, FL)
- …renewable energy portfolio in North America. We also provide marketing and trading services to electric and gas utilities, municipalities, cooperatives and ... some firms may operate separately: market risk management, product control , and independent price verification. We see these areas...+ Proven success on a leading power and gas trading floor as a risk manager and/or… more
- Scotiabank (New York, NY)
- Senior Manager , Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development needs of our clients. Our… more
- Scotiabank (New York, NY)
- Manager , US Control Room **Requisition ID:** 207608...and research business areas in the US As this Manager , you will provide full service in relation ... of investment banking, credit and risk management products and services relevant to the financing and strategic development needs...together to drive ambition for every future! **Purpose** The Manager , US Control Room is a critical… more
- Scotiabank (New York, NY)
- Manager , US Investment Banking Product Control **Requisition ID:** 197379 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a ... winning team, committed to results, in an inclusive and high-performing culture. ** Manager , US Investment Banking Product Control (197379)** **Global Banking and… more
- Scotiabank (New York, NY)
- … Manager , Controls Inventory Governance and Management, US Internal Control **Requisition ID:** 205239 **Salary Range:** 110,700.00 - 211,800.00 _Please note ... a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development needs of our clients. Our… more
- Bloomberg (New York, NY)
- The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up the quality and ... continue to evolve. We are looking for a Controls Manager who will develop a deep understanding of our...will develop a deep understanding of our products and services , our strategy and our value drivers and be… more
- Aramco Services Company (Houston, TX)
- …position. It is not a procurement role. The Contracts Team at Aramco Trading Americas (ATA) is responsible for coordinating and leveraging short to medium-term ... commercial trading opportunities. The Contract Analyst provides contract advice and...+ Consult with other Contract Analysts and the Sr. Manager when analyzing terms and negotiating contracts. + Interface… more
- Citigroup (New York, NY)
- …required by, and in accordance with the Governance, Risk & Compliance & Manager 's Control Assessment Central Procedures. + Responsible for providing status to ... processes, and technology to achieve a generational shift in Risk Management practices. Trading Book Data Transformation and Market Risk (TBT&MR) Data & Tech. group… more
- TD Bank (New York, NY)
- …& Scope:** + Serves as a point-person and provides oversight in regards to market risk control for trading desks in the Region + Assists in the identification of ... We are seeking a Vice President to focus on Non- Trading Market Risk (or Interest Rate Risk on Banking...**Responsibilities:** + Maintain a culture of risk management and control , supported by effective processes in alignment with the… more