- US Bank (New York, NY)
- …assurance and advisory services designed to evaluate and improve the effectiveness of risk management, control, and governance processes of US Bancorp (USB), ... you excel at-all from Day One. **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager is a...risk -based Annual Audit Plan for the trust and fiduciary products and services of the bank. Maintaining an… more
- US Bank (Chicago, IL)
- …for Personal Trust and Institutional Investment Services products and services, key risk and regulatory themes spanning fiduciary and asset management topics, ... strengthen key business processes and provide independent opinions on the Company's governance , risk management framework and supporting control processes. The … more
- JPMorgan Chase (Jersey City, NJ)
- …skills are essential + Subject matter expertise in the following areas of focus - Market Practice Risk , Fiduciary Risk , or Client / Sales Practice Risk + ... culture as the Executive Director of Control Management within Corporate Controls covering the Compliance Risk Assessment...of the CRAs to the respective firmwide and LOB governance committees as well as the JPM Board +… more
- BMO Financial Group (Chicago, IL)
- …Compliance Program. Works with business/group and internal partners to ensure regulatory, corporate and fiduciary obligations are met. Advises business/group on ... and administration of a specific compliance program. Coordinates and performs risk assessment, monitoring, testing and surveillance activities to ensure program… more
- Centuri Group, Inc. (Phoenix, AZ)
- …policies, governance policies/ practices, possible conflicts of interest, reputational risk and more. What You'll Do Corporate , Securities, and Related ... preparing, managing and overseeing legal work on private to public company filings, corporate governance and corporate books / records as well as assisting… more
- JPMorgan Chase (Jersey City, NJ)
- …are essential + Subject matter expertise in the following areas of focus - Market Practice risk , Fiduciary Risk , or Client / Sales Practice Risk ... seeking multiple team members to support the execution of the Compliance Risk Assessment (CRA) Program. This high-profile role involves assessing key compliance… more
- M&T Bank (New York, NY)
- …Management Services, Loan Market Solutions - Supports the 2nd Line of Defense Fiduciary Risk Oversight program through execution of the CRM Program and ... Standards Documentation, Compliance Monitoring Activities, Compliance Control Management, Compliance Risk Assessment (CRA), Participation in Governance Committees,… more
- Commerce Bank (Kansas City, MO)
- …and estate accounts + Interpret and help Commerce Trust teams to apply fiduciary policies, procedures and related governance protocols + Author memorandums for ... acceptance/resignation/declination + Provide counsel on all matters relating to fiduciary duties and discretion including but not limited to...to negotiate terms of contracts and leases to mitigate risk + Ability to draft or review corporate… more
- Wells Fargo (Irving, TX)
- …this role:** Wells Fargo is seeking a **Senior Lead Compliance Officer** in Corporate Risk as part of **Wealth & Investment Management (WIM) Compliance.** ... leadership and guidance to the Private Wealth Trust and Fiduciary Investments team and the Bank trading desk. **In...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more
- Bank of America (Chicago, IL)
- …Procedures, and Guidelines Management + Advisory + Collaboration + Corporate Governance Management + Critical Thinking + Risk Management + Interpret Relevant ... projects relating to Tax Practice initiatives. Participation in various Fiduciary Tax Services Committees and work teams. Perform tax...projects + resolve technical tax issues + interface with fiduciary tax services, office of chief fiduciary ,… more
- CIBC (Boston, MA)
- …+ Understanding and following the qualitative and quantitative components of our Risk Appetite Statements + Completing all annual Corporate Mandatory Training ... CIBC Private Wealth Management ("PW") conducts an investment advisory and fiduciary business, which focuses primarily on serving a select group of… more
- CIBC (New York, NY)
- …, collectively "CIBC Risk ", incurred by CIBC's businesses, functional and corporate governance groups. US Compliance delivers on the global Compliance ... staff of Compliance professionals and will be a member of various PWM governance committees (eg, Trust Committee, Management Risk Committee, and Operating… more
- CIBC (Chicago, IL)
- …+ Understanding and following the qualitative and quantitative components of our Risk Appetite Statements + Completing all annual Corporate Mandatory Training ... while building an appropriate balance between high-touch client service and our fiduciary responsibility to protect CIBC, our clients, and our shareholders from… more
- US Bank (Charlotte, NC)
- …for Personal Trust and Institutional Investment Services products and services, key risk and regulatory themes spanning fiduciary and asset management topics, ... at-all from Day One. **Job Description** + US Bank Corporate Audit Services (CAS) is seeking a strong candidate...business processes and provide independent opinions on the Company's governance , risk management framework and supporting control… more
- Wellington (Boston, MA)
- …the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a ... for our clients. As an integral part of our fiduciary responsibility, we engage with issuers and exercise our...outcomes that enhance the value and reduce the financial risk of our clients' investments. Through two-way dialogue, we… more
- Trinity Health (Maywood, IL)
- …may include: Trinity Health officers and other management personnel; Ministry management and governance ; and/or a fiduciary board of a regional delivery network ... area as well as content experts located in the Trinity Health corporate legal office located in Livonia Michigan. **POSITION PURPOSE** Provides legal services… more
- Trinity Health (Livonia, MI)
- …may include: Trinity Health officers and other management personnel; Ministry management and governance ; and/or a fiduciary board of a regional delivery network ... oversees matters involving substantial monetary amounts or other substantial risk to Trinity Health. Represents the interests of the...has special expertise, or in the general field of corporate healthcare law. May perform legal services of a… more