- Novo Nordisk Inc. (Plainsboro, NJ)
- …the business across the organization to guide enterprise wide resource allocations, investment choices, drive core operations and develop insights to drive growth ... management for critical projects in GSO. Provide support to Head of GSO as needed and act as an...global stakeholders Help to ensure a high state of compliance to company policies and procedures within the global… more
- Novo Nordisk Inc. (Plainsboro, NJ)
- …creation, and omnichannel execution. Relationships Reports to the US TA Head . Responsible for providing interface with key internal and external stakeholders. ... channels to create a unified brand/therapy area experience. Ensuring compliance with industry regulations and guidelines Content Deployment: Ensure quality… more
- CalSTRS (Sacramento, CA)
- …the successful implementation of investment policies. Under the supervision of the Head of Investment Performance and Compliance , the incumbent performs ... Services is comprised of the following business areas in the Investment Branch: Operations, Performance, Compliance , Data Solutions, and Administration. … more
- T. Rowe Price (Baltimore, MD)
- …business objectives. + Strategic vision and demonstrated success in transforming an investment compliance function and building a framework for consistency ... for setting compliance standards and enhancing the compliance framework for T. Rowe Price's investment ...Mutual Funds and for the main US advisors. The Head of Compliance , North America will provide… more
- Wellington (Chicago, IL)
- …that aligns our perspectives with those of our clients. **About the Role** The Head of Private Credit Compliance will support and provide leadership to ... Private Investments Chief Compliance Officer, working closely with other compliance professionals and attorneys. **Responsibilities** The Head of Private… more
- CIBC (New York, NY)
- …bank for a modern world. **What You'll Be Doing** The US Broker-Dealer Chief Compliance Officer (USBD CCO) and Head of US Capital Markets Compliance ... which affect their daily business activities. **How You'll Succeed** The USBD CCO and Head of US Capital Markets Compliance is primarily accountable for: +… more
- Takeda Pharmaceuticals (Boston, MA)
- …compliance in the design on the products and platforms. **ROLE SUMMARY** This role, ** Head of Digital Ethics & Compliance - Global Portfolio Division** , is ... embrace the digital future, the integration of ethics and compliance within our technological advancements is paramount. To realize...as a plus. **WHAT TAKEDA CAN OFFER YOU:** No investment we make pays greater dividends thank taking good… more
- Marex (New York, NY)
- …visit www.marex.com (http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Head of Financial Crime Compliance , Americas is ... and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment Solutions and Agency and Execution. It has a major franchise in many… more
- SMBC (New York, NY)
- …procedures for optimized efficiency and productivity + Set strategic priorities with the Head of Compliance Surveillance to identify areas of focus and identify ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- Takeda Pharmaceuticals (Boston, MA)
- …collaboration and the comfort of working at home. As the **Chief of Staff and Head of Portfolio Management & Agile Operations for Global Ethics and Compliance ** ... critical role in enhancing the effectiveness of the Ethics and Compliance (E&C) functions globally. This position combines strategic oversight, agile transformation… more
- CIBC (Boston, MA)
- …Regulation 9 investment review process and the administration of the investment compliance restrictions and rules for client portfolio management. This role ... institution based in Toronto, Ontario, Canada. JOB PURPOSE The Head of Portfolio Oversight is a senior role on...managed accounts across the firm + Develop and implement investment oversight and monitoring processes to ensure compliance… more
- Neuberger Berman (New York, NY)
- …services. We offer a broad platform to accommodate the evolving needs of our clients. Co- Head of the Operational Risk Group in the New York office of a US ... headquartered asset management firm, which also has additional investment management and business development permissions across EMEA and Asia. This individual will… more
- T. Rowe Price (Baltimore, MD)
- …policies, ensuring compliance with data protection regulations . Impact The Head of Data Architecture plays a transformative role across the organization by ... are a premier asset manager focused on delivering global investment management excellence and retirement services that investors can..., consistent, and accurate fit-for-purpose data. The Role The Head of Data Architecture reports to the Head… more
- HSBC (New York, NY)
- …also enable solutions for CMB and WPB clients with our markets and investment banking expertise. We use our intellectual capital, financial strength, and broad ... and West. In the role reporting to the Global Head of Communications for Global Banking and Markets (GBM)...and diverse culture + Strong breadth of knowledge of investment banking and relevant trends + Exceptional writing skills,… more
- Neuberger Berman (New York, NY)
- Neuberger Berman is seeking a Head of Treasury for the NB Alternatives platform. This role represents an opportunity to be an initial member in the build out of the ... centralized treasury team supporting the overall NB Alternatives platform. The Head of Treasury will report into the Chief Financial Officer for NB Alternatives.… more
- Citigroup (Getzville, NY)
- …Our Operations groups are core to the success of the Markets and Investment Banking businesses and have significant impact across the lifecycle of a trade. ... stakeholders including Front Office Sales and Trading Desks, Banking Deal teams, Compliance , Legal, Finance and HR; alongside having significant interaction with our… more
- Cambridge Savings Bank (Waltham, MA)
- …growth and project initiatives, and ensure department objectives are accomplished and in compliance with regulations. The Head of Loan Servicing will also ... POSITION: Head of Loan Servicing Summary: At Cambridge Savings...a plus. + Basic knowledge of banking regulations and compliance matters impacted by Dodd-Frank, RESPA, Reg B, Reg… more
- Gilead Sciences, Inc. (Raleigh, NC)
- …Join Gilead and help create possible, together. **Job Description** The **Senior Director, Head of ERP DevOps** will report to the Vice President of IT Business ... Secondary Packaging. Release 3's target completion date is 2025-2026. The **Senior Director, Head of ERP DevOps** will support business strategy. To be effective in… more
- Aegon Asset Management (Philadelphia, PA)
- …years. We're a leading provider of life insurance, retirement, and investment solutions, serving millions of customers throughout the United States. Transamerica's ... insurance benefits, workplace retirement plans, individual retirement accounts, and investment products , including mutual funds, annuities, stable value solutions,… more
- SMBC (New York, NY)
- …and Testing, and Regulatory Change Management is a crucial role within the Compliance Department, reporting directly to the Head of Corporate Compliance ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
