- The George Washington University (Washington, DC)
- …the University.Serving as the Research COI Administrator and Deputy Research Integrity Officer (D-RIO), the Compliance Officer , Research Integrity & ... consult with federal regulatory agencies regarding individual cases to ensure institutional compliance with applicable regulations; Develop relationships with… more
- The George Washington University (Washington, DC)
- I. JOB OVERVIEW Job Description Summary: The Compliance Officer , Research Security will play a key role in ensuring institutional compliance and research ... to aid compliance with all relevant regulations and requirements.Specifically, the Compliance Officer , Research Security will be expected to: Become familiar… more
- The George Washington University (Washington, DC)
- …of the Vice Provost for Research, and the Office of Research Integrity and Compliance (ORIC).The Chemical Safety Officer (CSO) will be responsible for ensuring ... a safe and healthy environment within all GW facilities. GW maintains compliance with applicable standards, laws and regulations with the collaboration between and… more
- Wilmington Savings Fund Society (Wilmington, DE)
- …and institutional clients through multiple integrated businesses. The Trust Officer will be responsible for daily administration of personal trust accounts of ... investment management, custody, or IRA accounts. This position entails internal and external (client) communications, including participation in client meetings;… more
- Fidelity TalentSource LLC (Boston, MA)
- …to internal shared service providers in treasury, finance, risk, compliance , etc. The Expertise and Skills You Bring10-15 years as associate/VP/Principal at ... SVP, Digital Infrastructure will report to the Chief Investment Officer , Devonshire Investors and will be particularly focused on...a family office, or institutional office direct investment platformExperience with the digital infrastructure… more
- M&T Bank (Boston, MA)
- … compliance team. Responsible for ensuring the broker dealer operates in compliance with all relevant laws, regulations, and internal policies. Oversee the ... compliance matters. Personal responsibility and accountability to ensure FINRA compliance in the Institutional Broker Dealer. This position has flexibility… more
- Citigroup (New York, NY)
- …Credit Officer provides sector and sub-segment insights for key internal and external stakeholders, contributes to industry-specific risk and portfolio content, ... **Citi Commercial Bank - Institutional Credit Management Counterparty Credit Risk - Funds...Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset Management Companies, VP** **Description** Citi's Commercial Bank… more
- Citigroup (Irving, TX)
- …loan transactions of the business division being supported to ensure all internal and external requirements are met. **Responsibilities:** + Contribute to the build ... + Ensure that quality of data, controls and processes performed meet internal policies and regulatory requirements/expectations. + Work with lines of business,… more
- UT Health (Houston, TX)
- Compliance Coordinator in Institutional Compliance **Location:** Texas Medical Center-Houston, Texas **Hot** **Category:** Legal UTHealth Houston General ... on a daily basis. This employee supports the university's Institutional Compliance program to ensure adherence to...and brings them to the attention of the Chief Compliance Officer . 5.Collaborates and supports enterprise risk… more
- UTMB Health (Galveston, TX)
- Senior Business Coordinator - EHS- Institutional Compliance **Galveston, Texas, United States** **New** Clerical & Administrative Support UTMB Health Requisition ... contribute to the Environmental Health and Safety department's mission of ensuring institutional safety and compliance . The position will involve coordinating… more
- MD Anderson Cancer Center (Houston, TX)
- …with the Division of Legal and Regulatory Affairs (inclusive of Legal Services, Institutional Compliance , Internal Audit, Export Control, and Conflict of ... Cybersecurity Officer , the Chief Technology and Data Officer , the Chief Compliance Officer ,...RSO works with key stakeholders including Data Governance, Cybersecurity, Institutional Compliance , and Legal Services to ensure… more
- Wellington (Boston, MA)
- …with those of our clients. **About the Role** **Core Regulatory Compliance Officer ** company overview Wellington Management offers comprehensive investment ... approximately $1.2 trillion in public investments. Position overview The Compliance Officer will be a member of...internal testing + Collaborating with EMEA and APAC compliance colleagues and the broader Enterprise Risk Group to… more
- North Carolina Agriculture & Technical State Unive (Greensboro, NC)
- …and other import/export laws. Conduct internal audits and assessments of Institutional processes and procedures to ensure compliance with export control ... work closely with our Director on COI issues. The Compliance Officer will perform other duties as...compliance program that aligns with regulatory requirements and institutional policies. Provide guidance and support to faculty, staff,… more
- Wellington (Boston, MA)
- …aligns our perspectives with those of our clients. **About the Role** The Compliance Officer will support Wellington Management's compliance program, ... tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on...these growth initiatives and implementing enhancements where necessary. The Compliance Officer will be a member of… more
- WMCHealth (Valhalla, NY)
- …Institution, The Chief Academic/Education Officer will serve as the Designated Institutional Officer (DIO), and in that capacity shall be the direct ... Chief Academic/Education officer . + Prepare and present the Report of the Designated Institutional Officer to the Board of Directors as required by the ACGME… more
- Stanford Health Care (Palo Alto, CA)
- …to the President and CEO of both SHC and SMCH, the SHC/SMCH Chief Compliance Officer oversees a comprehensive hospital and clinical compliance program ... and develops initiatives and subcommittees to address and resolve strategic and/or institutional compliance areas of concern. The SHC/SMCH CCO also maintains… more
- JPMorgan Chase (Newark, DE)
- …fulfill the Bank's regulatory requirements. The job responsibilities of this Sanctions Compliance Officer position involve the completion of processes around ... status quo and striving to be best-in-class. As a Compliance - OFAC Sanctions Officer - Associate...clients and sanctioned transactions. **Job Responsibilities:** + Work with internal Lines of Business (LOBs) and OFAC and responsible… more
- City of New York (New York, NY)
- …external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position will use an ... matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not be… more
- MD Anderson Cancer Center (Houston, TX)
- …as assigned. The Associate Legal Officer will also assist the AVP, Research Integrity Officer , AVP, Deputy Chief Compliance Officer (DCCO) and VP, Chief ... and rules governing research integrity); (b) work closely with the Senior Legal Officer & Executive Director, Research Compliance , and the Research Integrity … more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...for matters requiring escalation. + Interfaces with regulators and Internal Audit during compliance related examinations /… more
