- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a Lead Securities Operations Representative in Business Operations as part of Transactions & Processing ... and compliance requirements **Required Qualifications, US:** + 6+ years of Securities Operations experience, or equivalent experience demonstrated through one… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Representative in Business Operations as part of Transactions & Processing ... and compliance requirements **Required Qualifications:** + 4+ years of Securities Operations experience, or equivalent experience demonstrated through… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Representative in Business Operations as part of Transactions & Processing ... in volume or other factors **Required Qualifications:** + 4+ years of Securities Operations experience, or equivalent experience demonstrated through one or… more
- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Representative in Business Operations as part of Transactions & Processing ... and compliance requirements **Required Qualifications, US:** + 4+ years of Securities Operations experience, or equivalent experience demonstrated through one… more
- Randstad US (Minneapolis, MN)
- coo- securities operations representative 3. + minneapolis , minnesota + posted 10 days ago **job details** summary + $20 - $23.44 per hour + temporary + ... bachelor degree + category business and financial operations occupations + referenceAB_4547329 job details Randstad Strategic Accounts is looking for a business… more
- Comerica (Farmington, MI)
- …and analytical guidance to management and the project team as a representative of Comerica Securities business unit. Specfically, responsibilities include ... Sr. Securities IT Project Manager The Business Support Senior...it with the business unit target. Risk Management * Lead efforts to proactively identify risk gaps in CSI… more
- Guardian Life (New York, NY)
- The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as well as ... as a dually registered broker-dealer and investment adviser. The incumbent will lead the implementation and interpretation of applicable SEC, FINRA, MSRB laws and… more
- MassMutual (Boston, MA)
- …for the ensuring the integrity of the accounting information received from the Investment Operations securities system. This team will be highly focused on the ... to the operational accounting impacts of the investment operations processes. The position will lead a...team will work closely with its critical partner, Investment Operations and Securities Controllership. The team will… more
- MassMutual (Boston, MA)
- …for the ensuring the integrity of the accounting information received from the Investment Operations securities system. This team will be highly focused on the ... vision that provides for the effective controls of operational securities accounting. + Stand up and lead ...+ Partner with teams, including but not limited to Securities Controllership. Investment Operations , Treasury, and ERM… more
- Truist (Raleigh, NC)
- …responsible for providing product and/or processing expertise within Derivative Trading, Securities Trading, Loan Trading or Agency Services Lines of Business within ... Capital Markets Operations . Major responsibilities include working on and providing guidance on core operational tasks including Client On-Boarding, Trade Capture, … more
- Citigroup (Rutherford, NJ)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... region of the world and every sector that shapes your daily life, our Enterprise Operations & Technology teams are charged with a mission that rivals any large tech… more
- SMBC (New York, NY)
- …broker dealer and registered swap dealer; SMBC Group's wholesale and retail banking operations ; US and LATAM representative offices; Grand Cayman Branch; Canada ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- Environmental Protection Agency (Chicago, IL)
- …-Knowledge of state and municipal finance theory and principles (particularly tax-exempt securities , banking and money markets) as they apply to various ... operations of the loan program. -Knowledge of accounting and...specialized fields of finance required such as public finance, securities , international finance, money and securities markets,… more
- Scotiabank (New York, NY)
- …US broker dealer and Head of Corporate Functions Compliance, The role will lead and oversee the Markets Compliance and Corporate Functions Compliance teams in the ... and procedures. The Corporate Functions Compliance team ensures Scotiabank's US Operations are complying with applicable laws, regulations, SRO rules and have… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … industry and asset management products. * Principles of finance and securities industry operations . * Financial markets, products, financial advisory function ... complete complex assignments with latitude. **Essential Duties and Responsibilities** * Lead and participate in multiple, complex project initiatives in support of… more
- City of Reno, NV (Reno, NV)
- …and participates in the work of staff responsible for the activities and operations of the Police Records Section within the Police Department including the ... supervise, review, and direct the work of staff responsible for the daily operations of the Police Department's Records Section including Work Applicant Unit, ,… more
- Principal Financial Group (Des Moines, IA)
- …and negotiation skills. + This position requires registration as a General Securities Representative (Series 7) or Investment Company and Variable Contracts ... Client Focused Non Qualified team. In this role, you'll lead and mentor a team Client Service Managers with... Representative (Series 6) and Operations Professional. Candidates… more
- Truist (Charlotte, NC)
- …and general management of Wholesale and Capital Management Operations through effective origination, fulfillment, servicing, administration, support and ... life-of-loan and securities activities. This position requires deep subject matter expertise...This position requires deep subject matter expertise in banking operations platforms across the commercial community bank, corporate and… more
- Citigroup (New York, NY)
- …including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities ... a must, while knowledge of AML and financial services operations across all business lines is a plus. As...across all business lines is a plus. As a representative and extension of the ICRM AML team, this… more
- EMCOR Group (Farmingdale, NY)
- …compliance, proper records maintenance, and adequate accounting controls in support of Company operations . + Prepare for and lead monthly project reviews with ... accounting principles issued by the Financial Accounting Standards Board, the Securities and Exchange Commission, and other regulatory and advisory organizations and… more