- Capital One (Charlotte, NC)
- …Hawkins St (46004), United States of America, Charlotte, North Carolina Senior Manager , Capital Markets Securities Operations Capital One's Commercial Operations ... the post trade execution needs of our Capital One Securities , Triple Tree and Kipps DeSantos' broker dealer businesses,...Oversee daily control reports and rapidly triage and escalate complex issues or non-compliance as appropriate + Supervise the… more
- JPMorgan Chase (Brooklyn, NY)
- We are searching for a Client Solutions Manager to join our team! Client Solutions Managers are responsible for the project management of new and incremental client ... business to the Securities Services organization within JPMorgan's Corporate Investment Bank. As...within JPMorgan's Corporate Investment Bank. As a Client Solutions Manager you will cover a diverse client base that… more
- Netflix (Los Angeles, CA)
- …to navigate and address complex issues surrounding corporate governance, corporate securities , and external reporting. As the Manager , you will provide ... their plans at any time. We're looking for a dynamic Manager to join the Governance & Securities Team within the Corporate Legal Team. The role reports directly… more
- Citigroup (Sioux Falls, SD)
- The Securities & Derivatives Sr Manager is a senior management level position responsible for accomplishing results through the management of a team or ... and implement business initiatives, client solutions, or projects affiliated with securities and derivatives settlement + Solve complex inquiries, conduct… more
- Citigroup (Getzville, NY)
- …will be expected to attend calls and support the various projects across Cash Securities to support complex and critical projects in efforts to drive the ... Cross Function Control & Projects will support transformation efforts for Cash Securities Operations Fixed Income and Equities securities settlements across… more
- Citigroup (Getzville, NY)
- …Cross Function Control & Projects will support transformation efforts for Cash Securities Operations Fixed Income and Equities securities settlements across ... calls and support various operations managers in the support of complex /critical/large-scaled projects to support the business, strategic initiatives, and industry… more
- Citigroup (Getzville, NY)
- Members of the In Business Risk and Control team for Cash Securities Settlements main objective is to drive and foster a culture of risk awareness where inherent ... appetite. This role within In Business Risk and Control team for Cash Securities Settlements will support the Operations managers in ensuring inherent risks are… more
- Chemours (Wilmington, DE)
- …record of successfully managing SEC filings, corporate transactions, and advising on complex securities matters. + Experience with credit markets and financing ... and redefine industries-one improvement at a time. Chemours is seeking a **Senior Manager , Corporate Counsel** to join our growing **Legal** team. This position will… more
- TD Bank (New York, NY)
- …Description:** **Preferred Qualifications:** We are looking for a Vice President, Municipal Securities Compliance Advisory to join our team in New York. The ideal ... candidate must have compliance advisory experience in Municipal Securities business lines and will focus on providing real-time compliance advice to the TD … more
- T. Rowe Price (Baltimore, MD)
- …of our securities lending agents. The role requires an understanding of complex securities transactions, meticulous attention to detail, and the ability to ... make a difference. We are a premier asset manager focused on delivering global investment management excellence and...with us. Analyst, Middle Office - Venture Capital & Securities Lending Team Summary: The Middle Office Distribution &… more
- JPMorgan Chase (Plano, TX)
- As a Securities Services Technology Business Manager - Senior Associate within the Business Management team, you will be responsible for optimizing business ... business risks. You will manage all financial matters within the Securities Services Technology team, including financial reporting, workforce management, location… more
- Citigroup (Boston, MA)
- **Job purpose:** Securities Service is a key business within the...management. It is within the remit of the Account Manager role to act as an advocate for the ... Be a client advocate within the business and be the accountable owner of complex cross function service issues + Lead client service reviews and Due Diligence… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail...of funds. We are looking for an experienced Operations manager who has is proficient in their understanding of… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …customer service issues and problems within assigned areas, referring only the more complex problems to manager . + Contacts counter party, including internal and ... and/or corporate actions team. Works with and assists settlement manager or corporate actions manager in all...of all types. ESSENTIAL DUTIES & RESPONSIBILITIES: + Handles securities processing tasks of a more difficult nature and/or… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role **Job Description:** At TD Securities , the Investment Banking Credit function is an integral part of the full ... clients with capital markets and banking advice and transaction executions worldwide. TD Securities offers its US based employees the advantage of working in a… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role **Job Description:** At TD Securities , the Corporate and Leveraged Finance function is an integral part of the ... clients with capital markets and banking advice and transaction executions worldwide. TD Securities offers its US based employees the advantage of working in a… more
- TD Bank (New York, NY)
- …Location** : United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $190,000 - $215,000 USD TD is committed to providing fair ... and efficient risk management from a management and regulatory perspective in TD Securities . The team continues to expand to execute new products, partnerships and… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role **Job Description:** At TD Securities , the Investment Banking Credit function is an integral part of the full ... clients with capital markets and banking advice and transaction executions worldwide. TD Securities offers its US based employees the advantage of working in a… more
- TD Bank (New York, NY)
- …Years of related experience **Preferred Qualifications:** + Seven or more years securities compliance or related securities experience required. + JD desirable ... to detail, solid judgment, and the ability to evaluate complex regulatory business issues. + Project management skills and...in Word, Excel and PowerPoint **Who We Are** TD Securities offers a wide range of capital markets products… more
- TD Bank (New York, NY)
- …Location** : United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $200,000 USD TD is committed to providing fair ... We offer innovative solutions and treasury advisory services on large and complex liquidity, payments, and trade finance needs. The business constantly changes with… more