- SMBC (New York, NY)
- … Risk Governance under CFTC/NFA and FINRA Regulations. Additionally maintains market risk governance framework across CUSO under FRB regulations. 2. ... its employees. **Role Description** SMBC AD is transforming its market risk coverage into a more integrated...role will report into the Team Lead of the Risk Governance team. Coverage area for the… more
- Amazon (Arlington, VA)
- …support customers? Do you have the business background necessary to manage a Governance Risk and Compliance function? AWS Professional Services (ProServe) is ... building a Governance , Risk Management and Compliance (GRC) team...hypotheses using rigorous monitoring and analysis. As a GRC specialist , you will coordinate with stakeholders across risk… more
- TD Bank (Mount Laurel, NJ)
- …role. **Line of Business:** Governance & Control **Job Description:** Experienced governance , risk and control professional who proactively leads a diverse ... US Treasury group to effectively manage and mitigate operational/regulatory risk and drive a strong governance and...tactics + Knowledge of current and emerging competitor and market trends + Ability to establish goals and objectives… more
- Federal Reserve Bank (San Francisco, CA)
- …and related risks are identified, measured, monitored, and controlled at each firm. The Risk Specialist Team (RST) within S+C's Risk , Policy and Analysis ... A core component of the LISCC program is the Governance and Controls (G&C) program. The Independent Risk...RST has a fantastic opportunity for **a Senior IT Risk Specialist ** to join its LISCC IT… more
- Federal Reserve Bank (San Francisco, CA)
- …examinations, common team horizontal examinations, and supervisory issues follow-up. The **Senior Risk Specialist ** position is an excellent opportunity to join ... A core component of the LISCC Program is the Governance and Controls (G&C) Program which consists of three...in-line with the applicant's areas of expertise. The Senior Risk Specialist will work closely with DST… more
- Morgan Stanley (Miami, FL)
- …the end-to-end financial crimes risk process *Responsibilities* The Financial Crimes Risk Governance and Change Management Oversight VP will be responsible ... more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people...statement and all policies and processes established within the risk governance framework * Serve as the… more
- Federal Reserve Bank (New York, NY)
- …processes of the largest bank holding companies. **Your role as a Capital Markets Supervising Examiner - Market Risk Specialist :** As a Market Risk ... Group supports the LISCC supervision program, specifically within the Capital Program on the Market Risk team. The Capital Program is led by the Capital Steering… more
- Bank of America (Fort Worth, TX)
- Senior Business Control Specialist - GCAOO QC/QA Governance Pennington, New Jersey;Fort Worth, Texas; Kennesaw, Georgia **Job Description:** At Bank of America, ... AML monitoring and refresh of client information; Onboarding for global market clients. The GCAOO Quality Control/Quality Assurance (QC/QA) team provides operational… more
- M&T Bank (Buffalo, NY)
- …cybersecurity policies, procedures, and best practices. Create and update governance frameworks and processes to ensure organizational resiliency.-Participate in the ... ensure successful process implementation. Partner with cybersecurity, technology, and risk teams to mitigate risk through robust...efforts M&T Bank is committed to fair, competitive, and market -informed pay for our employees. The pay range for… more
- American Express (Phoenix, AZ)
- …guidance provided to BU are in alignment with standards set by centralized specialist risk -stripe teams + Comply with enterprise policies and programs pertaining ... ensure the BU is equipped with in-depth knowledge of risk -stripes to manage and mitigate these risks effectively; supports...is looking for a Sr. Analyst of New Product Governance (NPG) & Go to Market (GTM)… more
- TD Bank (Mount Laurel, NJ)
- …for this role. **Line of Business:** Risk Management **Job Description:** The Group Risk Specialist provides a comprehensive and diverse range of risk ... based on overall strategy and industry best practices. Non-model risk role is providing governance and oversight...May be responsible for providing support for other major risk areas (eg Market , Credit, Reputational and/or… more
- New York Power Authority (White Plains, NY)
- Senior Enterprise Risk Specialist Location: White Plains, US **Summary** The Senior Enterprise Risk Specialist supports the development, implementation, ... key risk metric reporting. The Senior Enterprise Risk Specialist also provides risk ...and Abilities** + Advanced knowledge of various types of risk including, Market Risk , Operational… more
- Federal Reserve Bank (San Francisco, CA)
- …examinations, common team horizontal examinations, and supervisory issues follow-up. The **Senior Risk Specialist ** position is an excellent opportunity to join ... examinations and regular monitoring of business activities. The Senior Risk Specialist will work closely with DST...sound practices. + Evaluate the effectiveness of WFC's compliance risk and governance frameworks across WFC's three… more
- Federal Reserve Bank (St. Louis, MO)
- …Risk Management (ERM) to join our Safety & Soundness team. As an ERM Specialist , you will assess a bank's overall risk management function, including the ... work from home opportunities. **Responsibilities** + Independently assess audit, corporate governance , operational risk , and Enterprise Risk Management… more
- Federal Reserve Bank (Cleveland, OH)
- …process of obtaining a commission. **Essential Accountabilities** + Serves as examiner-in-charge or lead risk specialist on reviews of market and liquidity ... the risk discipline team. Serves as examiner-in-charge or lead risk specialist for supervisory activities at large, complex supervised bank/financial/savings… more
- Federal Reserve Bank (San Francisco, CA)
- …and Monitoring and Analysis) for domestic global systemically important banks (G-SIBs). The Risk Specialist Team (RST) within S+C's Risk , Policy and ... the RST has a fantastic opportunity for a **Sr. Risk Specialist ** to join its LISCC compliance...controls, including monitoring/surveillance systems such as trade surveillance and market conduct risk programs, is a plus.… more
- New York Power Authority (White Plains, NY)
- Risk Specialist I Location: White Plains, US...and Abilities** + Working knowledge of various types of risk including, Market Risk , Operational ... documentation. + Provide support on the implementation and on-going operation of the Governance , Risk , and Compliance (GRC) software module specific to the… more
- Wells Fargo (Dallas, TX)
- …at wellsfargojobs.com . **About this role:** Wells Fargo is seeking a Senior Credit Risk Specialist within the company's Corporate Risk group. Corporate ... defense for risk management. The Senior Credit Risk Specialist role will be part of...company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational,… more
- Morgan Stanley (Seattle, WA)
- …or in the office the remaining days of the week. ABOUT THE ROLE **The Risk & Controls Implementation Specialist brings a deep understanding of IT and operational ... degree required * A minimum of 5 years' experience working closely with Governance , Risk and Controls standards * Solid understanding Service Organization… more
- Amazon (Seattle, WA)
- …well as where we operate around the world. As you launch your career as a Risk Specialist at Amazon, you will focus on improving the success of the organization ... Global Financial Risk and Controls, Finance Operations Risk Intelligence, and Consumer Governance and Controls....this position ranges from $24.09/hr in our lowest geographic market up to $51.54/hr in our highest geographic … more