- Fidelity TalentSource LLC (Jersey City, NJ)
- …on corrective actions.Oversee Brokerage issue management to ensure compliance with enterprise risk requirements.Build effective working relationships with ... partner directly with business leaders and cross-functional partners to ensure comprehensive risk management throughout the brokerage businesses - from the… more
- Fidelity TalentSource LLC (Merrimack, NH)
- …and experienced professional to join the team!\u00A0 Leading the Fidelity Brokerage Technology Risk Management team, you will focus on the oversight of key ... risks, threats, controls, and other critical technology risk management functions supporting the Fidelity Brokerage...experience in the financial services, digital asset, or the risk / compliance industry with an emphasis on building… more
- Dexian - DISYS (Harrisburg, NC)
- …travel for employees through the detailed review of itineraries to elevated risk locations to ensure compliance with applicable policies and ... business travel.In this role, you will:Review travel requests and itineraries to elevated risk destinations to ensure compliance with all applicable policies and… more
- Fidelity TalentSource LLC (Merrimack, NH)
- …team and the Legal, Risk and Compliance group to optimize the Risk Management support provided to the business and advance the effectiveness of our ... Degree required5+ years industry experience including Audit or other Risk Management activitiesExcellent verbal and written communication skillsDemonstrated… more
- Fidelity TalentSource LLC (Jersey City, NJ)
- Job Description:Market & Collateral Risk Management - Director The Team Join Fidelity's Collateral & Market Risk Management team to help protect the firm ... FRM, CFA or advanced degrees are a plus10\u002B years of relevant risk management experience, preferably in collateralized lendingSignificant experience applying… more
- Fidelity TalentSource LLC (Boston, MA)
- …Description:Senior Risk Manager, Market Risk Join the Market & Collateral Risk Management team to safeguard the firm s balance sheet and reputation using ... a risk group within the Fidelity Legal, Risk & Compliance global organization which is...protecting our customers, associates and Fidelity's great brand. The Risk Management team is responsible for a… more
- Fidelity TalentSource LLC (Covington, KY)
- …partner directly with business leaders and cross-functional partners to ensure comprehensive risk management throughout the brokerage businesses -- from the ... risk areas, determine effectiveness of controls, and outline control gapsRecommend risk remediation plans, broker solutions with management , and drive… more
- Fidelity TalentSource LLC (Boston, MA)
- …allocationsBuilding deep working relationships with business partners throughout FidelityRepresent Model Risk Management validation across risk management ... as a cross-functional team supporting various constituents ofFidelity Legal, Risk & Compliance to drive positive change...permitted by federal or state law, Fidelity will also conduct a pre-employment drug screen, which will review for… more
- National Gypsum (Charlotte, NC)
- …performance.* Continuous Improvement: Drive process enhancements within the supplier risk management function. Recommend improvements to existing processes ... Experience in strategy development, process design, and project delivery.* Familiarity with risk management requirements.* Domestic travel up to 10%* Hybrid… more
- Fidelity TalentSource LLC (Smithfield, RI)
- …is granted based on client contracts, internal policies, etc.\u00B7 Partner with Legal, Risk , Compliance , Architecture and Relationship Management to meet ... features in system and application development.\u00B7 Support the program management and expansion of customer protection programs, including International Privacy… more
- The George Washington University (Washington, DC)
- …Conduct of Research (RCR) within the Office of Research Integrity and Compliance (ORIC) promotes research integrity and responsible conduct of research ... University's research COI/C programs, in collaboration with the University Office of Ethics, Compliance and Risk (OECR), the Office of Sponsored Projects (OSP),… more
- Amerant Bank (Coral Gables, FL)
- …implementation of compliance policies and procedures.Provide recommendations to improve compliance practices and reduce risk exposure. Conduct training ... issuesIdentify, evaluate, monitor and make any recommendation deemed necessary to the Risk Management Committee to assess, reduce, eliminate or control any… more
- Fidelity TalentSource LLC (Boston, MA)
- …requirementsCreate and support the policies and procedures programCreate and support Compliance management reportingOversee the FDAS Records Management ... an informed and trusted business partner, who promotes a culture of ethical conduct and commitment to compliance , regulatory and legal obligations.\u00A0 In this… more
- Fidelity TalentSource LLC (Smithfield, RI)
- …advanced business degree a plus10+ years of financial services experience5 years in a compliance , risk , or legal role in financial services with a shown ... Job Description:The RoleThe Compliance Director position is a senior role within...a wide array of investors with services including wealth management , retirement planning, active trading and brokerage services, college… more
- Cambia Health Solutions, Inc (Portland, OR)
- …administration or related field and seven years work experience in personnel management and compliance related activities, legislative and regulatory activities, ... managed care.Ability in the area of project coordination and management .Skills in research, writing, public speaking and use of...with high regard for Cambia's corporate values and in compliance with its Code of Business Conduct .Maintains… more
- Amerant Bank (Coral Gables, FL)
- The Consumer Compliance , BSA/OFAC Officer Plans, executes, and manages consumer, Bank Secrecy Act (BSA), and Office of Foreign Assets Control (OFAC) compliance ... and all aspects of origination and marketing of the lending, BSA, and OFAC compliance program, with a specific focus on Amerant's growth in mortgage lending as well… more
- The George Washington University (Washington, DC)
- …details and impacts, prioritize claims based on risk , develop management strategies, and ensure compliance with university policies and ... I. JOB OVERVIEW Job Description Summary: The Office of Risk Management at The George Washington University is dedicated to managing risks associated with… more
- Fidelity TalentSource LLC (Boston, MA)
- … risk , data science, technology, and operations teams.Market Relationship Management : Collaborating with crypto and ETF market makers gathering market input ... Influencing, partnering and collaborating with internal stakeholders including legal, risk , compliance , technology and operations to successfully launch… more
- Fidelity TalentSource LLC (Merrimack, NH)
- …in ETRA and manage a team of technology risk associates. The Technology Risk team oversees the management of controls and the mitigation of risk ... cloud, software development pipelines, API's, and other critical technologies. Technology Risk partners with Corporate Audit, Enterprise Compliance , and Security… more
- American Honda Motor Co Inc (Torrance, CA)
- …Audit assists operational management with analysis of their operations from a compliance , controls, efficiency and risk management viewpoint. The role of ... of operations, determine effeciency / effectivness & potential improvement opportunities, evaluate compliance status and risk management aspects, support… more
