- Capital One (Mclean, VA)
- Center 3 (19075), United States of America, McLean, Virginia Principal Associate, Risk Manager - Audit & Exam Engagement As a Principal Associate, ... Risk Manager on Cyber's Audit & Exam Engagement team, you will be...manage risks within Cyber. As a Risk Manager on Cyber's Audit & Exam … more
- Bank of America (Charlotte, NC)
- Issues and Exam Management- Business Control Manager Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help ... plans and milestones. The Enterprise Credit (Commercial) Issues & Exam Management Business Control Manager will support...including the ability to communicate effectively with leadership, Compliance, Risk , Audit , and Credit Review on a… more
- Truist (Atlanta, GA)
- …risk management experience in financial services or related field. 3. Financial Risk Manager (FRM)/Certified Financial Analyst (CFA) or equivalent advanced ... of playbook/procedure creation, issue remediation ownership, process/control enhancements and audit / exam document preparation. Following is a summary of… more
- BMO Financial Group (Chicago, IL)
- …requirements + Support efficient management of regulatory audit and exam activities related to Third-Party Risk **Qualifications:** + Undergraduate ... allow you to work on exciting projects within operational risk and have direct visibility to top leaders within...and practices + Experience in engaging in and managing audit and regulatory exam activity is an… more
- Truist (Charlotte, NC)
- …risk management experience in financial services or related field. 3. Financial Risk Manager (FRM)/Certified Financial Analyst (CFA) or equivalent advanced ... regulatory change). 6. Provide oversight and support for open risk , audit and regulatory issues. Evaluate the...and the GCO governance & reporting team for all audit and regulatory exam engagements. 8. Communicate… more
- Citizens (Boston, MA)
- Description The Senior Manager of Nonfinancial Risk Oversight may be responsible for the independent risk oversight of the Business Unit(s). This role is ... required, to ensure an open, adequate , and effective risk mitigation culture. + Ensure appropriate exam ...strong relationships with the second line of defense, Internal Audit and the Regulators. Qualifications: + 8+ years' experience… more
- M&T Bank (Clanton, AL)
- …Responsible for tactical strategy of one or more of key pillars within model risk governance and operation teams to create, manage and enforce policy and procedures ... model inventory oversight. Ensures efficient execution of the model risk management program through implementation and execution of workflows...Board as well as materials for reporting to Internal Audit and Regulators. + Enhance and / or manage… more
- M&T Bank (Buffalo, NY)
- …Technology and Cybersecurity Risk , and internal partners such as the Risk Division, Internal Audit , and Regulatory Affairs. + Effectively coordinate across ... **Overview:** Leads risk analysis for complex initiatives, influencing overarching ...meeting regulatory request, organizing documents and packets, and leading exam management (ie, template folders, review of first day… more
- Bank of America (Jersey City, NJ)
- …and Global Wealth &Investment Management Risk (hereinto referred to as "GFC Risk Manager ") is responsible for the execution of the Company's Global Financial ... activities under the Bank Secrecy Act ("BSA"). The GFC Risk Manager will engage with GFC Specialists,...applications, as well as ACAM and/ CFE Certification and Audit , Economic Sanctions or Compliance experience preferred. Securities licenses… more
- Capital One (Richmond, VA)
- …Management The Corporate Compensation team at Capital One is seeking an energetic, self-motivated Risk Manager to join the team. The ideal candidate will work ... and develop recommendations for corrective actions as needed. + Audit and Exam Management - Provide support...to roll out annual trainings on Time Tracking and Risk Goal Training + Business Area Information Manager… more
- American Express (New York, NY)
- …to operational risk procedures and standards. + Manage the operational risk exam management processes. + Experience in financial services industry. ORMCM ... programs and reporting. EDDS is looking for a Senior Manager of Governance & Risk Advisory focused...experience in operational risk management (eg, within Risk and/or Internal Audit function) Understanding of… more
- Citigroup (Jersey City, NJ)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... Citigroup senior management, front line, second line (including independent risk , finance, HR, and Legal), Internal Audit ...to respond to potential issues identified during the examination, pre- exam sessions and post exam sessions. +… more
- PNC (Pittsburgh, PA)
- …the field on a regular basis. Some responsibilities may be performed remotely, at the manager 's discretion As an Risk and Control Specialist Senior, you will be ... Legal & Audit ) as well as regulators to provide regulatory risk expertise while developing and managing regulatory requests. Additionally, you will serve as… more
- Discover (Riverwoods, IL)
- …a wide range of responsibilities as part of a team responsible for identifying risk in the Marketing universe and driving strategies to manage it. This person will ... also liaise with the enterprise-wide Legal, Compliance and Corporate Risk functions. This person will develop business-unit specific approaches and ensure accurate… more
- Discover (Houston, TX)
- …a wide range of responsibilities as part of a team responsible for identifying risk in the Payments universe and driving strategies to manage it. This person will ... also liaise with the enterprise-wide Legal, Compliance and Corporate Risk functions. This person will develop business-unit specific approaches and ensure accurate… more
- Capital One (Richmond, VA)
- …identify trends and opportunities to improve the risk management framework and audit and exam readiness + Utilize agile principles and practices to ... performer who will provide direct support to the team manager , and will coordinate between area leadership, cross functional...assignment and job responsibility + Collaborate with second line Risk (eg ERM, ORM, Compliance/AML), Audit , Legal,… more
- Morgan Stanley (Purchase, NY)
- …program of Payment Risk hat proactively manages and assesses operational risk . * Support with both internal (Internal Audit ) and external (Regulatory) ... Vice President (VP) to join the First Line Business Risk team to provide risk oversight for...of requested documentation prior to submission, and inclusion in exam meetings with stakeholders (ie, process and control walk… more
- Citigroup (Tampa, FL)
- …key control metrics specific to Issues management, MCA/control effectiveness and audit / exam performance, EUC management, Regulatory Change Management, and ... close partnership with the Regulatory Engagement team on regulatory exam matters for SMB&IC Operations as well as coordinating...governance and the facilitation of the execution of the Manager Control Assessment (MCA, ie Risk &… more
- M&T Bank (Buffalo, NY)
- …occasional to frequent interaction with senior leaders of Technology, Cybersecurity, the Risk Division and Internal Audit . + Effectively communicate applicable ... **Overview:** The Technology & Cybersecurity Risk Specialist will be responsible for monitoring ongoing compliance with risk standards and frameworks and… more
- M&T Bank (Buffalo, NY)
- …principles + Minimum of 2 years' relevant work experience in or with risk , audit , technology, cybersecurity, or related experience **Education and Experience ... **Overview:** Conducts comprehensive risk analyses, develops and implements risk ...coordination of responses from various individuals, and aiding in exam management (ie, template folders, collection of first day… more