- City of New York (New York, NY)
- …largely invested in publicly traded securities. The Senior Investment Officer will assist in overseeing the Fixed Income allocation, which currently ... Asset Management (BAM) is responsible for oversight of the investment portfolio of the New York City Retirement Systems...billion. Under the general direction of the Head of Fixed Income, responsibilities include, but are not limited to:… more
- FM (Waltham, MA)
- …closely with the Portfolio Manager, External Investment Management - Public Markets, Senior PM's, Chief Investment Officer (CIO), and other senior ... roles. This is a senior role, working...across asset classes, with a primary focus on public Fixed Income investments with our external investment management… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance, and Training committees. The Senior Compliance Officer role may manage a coverage area or process ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various… more
- Wellington (Boston, MA)
- **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our ... investment solutions, tailored to the unique return and risk...the role is to work with the Chief Compliance Officer to build-out, manage and execute the compliance infrastructure… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... Markets** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America,… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance, and Training committees. The Senior Compliance Officer role may manage a coverage area or process ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various… more
- JPMorgan Chase (New York, NY)
- …credit analysis for various Treasury/Chief Investment Office investments across the fixed income spectrum. Engage with senior members of Treasury/Chief ... and striving to be best-in-class. As a Lead Credit Officer within the Risk Management team, you would be...and delivering high quality credit analysis of our Treasury/Chief Investment Office's fixed income portfolio which includes… more
- Neuberger Berman (New York, NY)
- …years' experience in role of senior lawyer with compliance responsibilities, or senior compliance officer (or CCO) for registered funds + Strong knowledge of ... Chief Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering multiple asset classes and… more
- Wellington (Boston, MA)
- **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our ... investment solutions, tailored to the unique return and risk...those of our clients. **About the Role** The Compliance Officer will support Wellington Management's compliance program, focusing on… more
- Wellington (Boston, MA)
- …those of our clients. **About the Role** **Core Regulatory Compliance Officer ** company overview Wellington Management offers comprehensive investment management ... **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments...$1.2 trillion in public investments. Position overview The Compliance Officer will be a member of the Legal, Compliance… more
- Commerce Bank (Kansas City, MO)
- …staff at Commerce Bank and through outside contacts and sources + Market proprietary fixed income strategies and investment advisory services to reach annual new ... the best version of yourself. Because our number one investment is you. Creating an award-winning culture doesn't come...Bank. About This Job As an Institutional Business Development Officer for Commerce Trust, you will work closely with… more
- JPMorgan Chase (New York, NY)
- …Managementhas one of the industry's most comprehensive and well-regarded alternative investment businesses, with more than $170 billion in Assets Under Management ... (AUM) and diversified alpha engines across Hedge Funds, Absolute Return Fixed Income, Private Equity, Private Credit and Real Assets, which includes Real Estate,… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a **Lead Compliance Officer ** in Corporate Risk as part of **Corporate & Investment Banking (CIB) Compliance.** Learn ... career areas and business divisions at wellsfargojobs.com . This Lead Compliance Officer will conduct monitoring activities of the front line of Municipal Products… more
- Marex (New York, NY)
- …and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment Solutions and Agency and Execution. It has a major franchise in many ... (http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Executive Compliance Officer - Solutions Advisory position will provide compliance advisory… more
- Wellington (Boston, MA)
- …with our subject matter experts, develops and maintains client relationships with senior compliance contacts (typically the Chief Compliance officer and staff), ... **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our … more
- Capital One (New York, NY)
- …Park Avenue (22957), United States of America, New York, New York Compliance Advisor Senior Manager The Compliance Advisor Senior Manager will report directly to ... the Commercial Broker Dealer Chief Compliance Officer . This role will support three institutional FINRA registered broker dealers and provide compliance support to… more
- Federal Reserve Bank (Philadelphia, PA)
- …Reserve Bank of Philadelphia is seeking to fill a Financial Economist or Senior Financial Economist position in the Risk Assessment, Data Analysis and Research ... of large banking organizations in the areas of retail credit risk and fixed income, with particular emphasis on quantitative risk analysis. RADAR is the leader… more
- Scotiabank (New York, NY)
- Senior Manager, Head of Volcker Compliance **Requisition ID:** 206763 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... Markets** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America,… more
- Scotiabank (New York, NY)
- Senior Analyst, US Finance & Regulatory Reporting, New York Agency - Audit **Requisition ID:** 205496 **Salary Range:** 67,400.00 - 125,200.00 _Please note that the ... Markets** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America,… more
- Honeywell (Houston, TX)
- …models for new and current offering, quantifying and balancing expected revenue against investment and ongoing fixed and variable costs to estimate projected ... As a Senior Director of Offering Management, IA here at...executives to maximize the growth, development, and return on investment of the organization's product portfolio today and in… more