- BP Americas, Inc. (New York, NY)
- …of that too. Together we continue to grow as the world's leading energy company! The Compliance Manager is a key member of the Ethics & Compliance ("E&C") ... Responsibilities: ** + The position reports to the Senior Compliance Manager and is primarily responsible for...regulations and bp policies and procedures. + Conduct proactive compliance risk assessments and reviews of trading … more
- Bloomberg (New York, NY)
- Electronic Trading Sales, Account Manager - Bloomberg Financial Solutions **New York, NY** Posted Jun 13, 2024 - Requisition No. 125927 Bloomberg is a global ... **What's the role?** As a Fixed Income ETS Account Manager , you will be responsible for managing and growing...to learn relevant aspects of regulatory, market structure and compliance impacts to electronic trading + Knowledge… more
- Bloomberg (New York, NY)
- Electronic Trading Sales (ETS) Account Manager , Enterprise Sales - Bloomberg Financial Solutions **New York, NY** Posted Apr 12, 2024 - Requisition No. 124540 ... understanding of the impact of regulation, market structure and compliance on electronic trading + Good understanding of the eFX vendor competitive landscape… more
- Clearway Energy (Denver, CO)
- ** Manager , Power Trading Analytics** at Clearway...Work closely with the Director of Risk to ensure compliance and adherence to the risk policies. + Lead ... Colorado, United States **What The Role Is** Reporting to the Director of Energy Trading and Optimization, the ** Manager , Power Trading Analytics** will… more
- TD Bank (New York, NY)
- …will be responsible for a range of tasks including + Work with senior trading , quant, business, and technology management to drive the continued growth of the ... swaps + Develop and support pricing, hedging and algorithm trading models and software for electronic trading ...other areas of TDS including technology, risk management, and compliance to deploy new or enhanced models and components… more
- BMO Financial Group (New York, NY)
- …around the world. #bmocapitalmarkets Provides a markets-based suite of sales and trading solutions to Institutional, Corporate, and Retail clients. Offers a full ... provide liquidity to BMO's Leveraged Credit Platform investor base + Generate secondary trading revenue and prudently manage balance sheet risk by working with BMO… more
- WM (Houston, TX)
- …Summary** Recognized across the organization for commercial Natural Gas/RNG marketing/ trading expertise with experience across multiple commodities. Prior experience ... Gas/RNG and renewable credit transactions. + Leads a small team of marketing/ trading employees. Responsible for coaching, directing and motivating them to be… more
- TD Bank (Cherry Hill, NJ)
- …liquidity while understanding potential trade-offs between risk and return + Ensures the compliance of the Non- Trading Market Risk and Liquidity Risk management ... Director to join our team who will focus on Non- Trading Market Risk (or Interest Rate Risk on Banking...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Portland General Electric (Tualatin, OR)
- …business to elicit, document, analyze and validate requirements for new energy trading and risk systems and enhancement of existing systems. Analyzes business ... Requires in-depth knowledge and experience working in an Energy, Commodity, or Financial Trading and Risk organization. + Experience working with a Energy Trading… more
- JPMorgan Chase (New York, NY)
- …functions to promote consistent operational risk practices and Control programs. As a Control Manager - NA Rates Trading - Associate, you will be responsible for ... management capabilities across a full spectrum of linear and non-linear trading products. **Job Responsibilities** + **Oversight and Governance -** In partnership… more
- TD Bank (New York, NY)
- …provide you more specific details for this role **Job Description:** The VP Sales and Trading TDS develops an institutional investor base in the US to fund the Bank ... firm's procedures + Understands and complies with TD Policies, regulatory and compliance requirements + Ensures that transactions are fully documented and processed… more
- JPMorgan Chase (Jersey City, NJ)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...a Vice President on our Market Risk Average Daily Trading Volume (ADTV) Analytics team, you will be responsible… more
- Bank of America (New York, NY)
- Compliance & Op Risk Manager - EQ/Futures New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose ... improvements in venue and product coverage by comparing transactional data from trading systems to surveillance alert generation. + Serve as technical liaison for… more
- NextEra Energy (Juno Beach, FL)
- …right thing, and respect Qualifications: + Proven success on a leading power and gas trading floor as a risk manager and/or product controller or closely related ... **Market Risk Manager ** **Date:** Jun 4, 2024 **Location(s):** Juno Beach,...portfolio in North America. We also provide marketing and trading services to electric and gas utilities, municipalities, cooperatives… more
- Scotiabank (New York, NY)
- Senior Manager , Compliance Testing **Requisition ID:** 200274 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a guideline ... to FINRA related regulations and branch examinations. + Experience/background in compliance applicable to broker-dealer, institutional trading & sales,… more
- Scotiabank (New York, NY)
- Manager , Compliance Testing **Requisition ID:** 200276 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a guideline only. ... should involve compliance testing or audit. + Experience/background in compliance applicable to broker-dealer internal inspections, institutional trading &… more
- Citigroup (New York, NY)
- …serve. The breadth, depth, and strength of our underwriting, sales and trading , and distribution capabilities span asset classes and currencies, sectors and ... the business including leading critical control initiatives to mitigate risk in Trading , Financial Crimes and Conduct while ensuring strong governance to measure,… more
- Austin Energy (Austin, TX)
- …settlements, counterparty credit risk, electric market rules, hedge program reporting, and trading policy compliance . Working with Austin Energy provides a ... Position Information Posting Title Risk Control Program Manager (Mid Office) Job Requisition Number AE503684 Position...and other interested parties on the state of energy trading and risk management program compliance , performance,… more
- Love's Travel Stops & Country Stores (Houston, TX)
- …surveillance and compliance programs. **MAJOR RESPONSIBILITIES:** + Work closely with trading , legal, risk, and accounting to ensure compliance with laws and ... and report alerts from internal compliance systems/solutions + Lead internal compliance investigations and reviews of trading activity + In partnership with… more
- Bloomberg (New York, NY)
- Product Manager - Credit Markets **New York, NY** Posted May 28, 2024 - Requisition No. 125634 Bloomberg Trade Order Management System (TOMS) is an industry leading, ... comprehensive fixed income and derivatives solution for the trading community. For sell-side firms, Bloomberg Trade Order Management Solutions (TOMS) delivers… more