- EY (Detroit, MI)
- … United States requires the qualified candidate to be a " United States worker" as defined by the US Department of Labor regulations at 20 CFR 656.3. ... regulatory compliance issues. Help clients to meet their regulatory and compliance obligations by assisting with...compliance, or 3 years of experience working with a US regulatory agency such as SEC, FED,… more
- EY (Chicago, IL)
- … United States requires the qualified candidate to be a " United States worker" as defined by the US Department of Labor regulations at 20 CFR 656.3. ... perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and...II, EU Data Protection Directive, International Cross Border and United States ' State Data Privacy Laws. Must… more
- EY (Atlanta, GA)
- …processes, including foundational data models (entity structure), risk frameworks, regulatory /industry frameworks, control frameworks, controls assessments, ... on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for… more
- EY (Atlanta, GA)
- …processes, including foundational data models (entity structure), risk frameworks, regulatory /industry frameworks, control frameworks, controls assessments, ... on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for… more
- EY (Atlanta, GA)
- …processes, including foundational data models (entity structure), risk frameworks, regulatory /industry frameworks, control frameworks, controls assessments, ... on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for… more
- Mizuho Corporate Bank (New York, NY)
- …nature of the role, needs of your department, as well as local laws and regulatory obligations . Company Overview Mizuho Financial Group, Inc. is the 15th largest ... periodic and on-going assessments of the accuracy, completeness and timeliness of financial regulatory reports submitted to the US regulators. The Unit also… more
- Jack Henry & Associates (Charlotte, NC)
- … guidance through the life cycle of product development, + interpreting regulatory obligations consistent with Jack Henry's risk tolerance, advising on ... of digital banking and payments. We hope you'll join us . We can't do it without you. We are...Drafting and advising on policies, processes, systems, and internal controls necessary to ensure compliance with regulatory … more
- HUB International (Chicago, IL)
- …Canada. The successful candidate will bring a passion for identifying and assessing regulatory obligations and human resource legal risks, building trust with HR ... your mark across Hub's extensive company footprint in the US and Canada. This role will report into the...but not required. + Demonstrated history of successfully applying regulatory obligations to HR policies and practices.… more
- CIBC (New York, NY)
- …World Markets Corp. as well as adherence to internal policies and standards (" regulatory obligations ") + Develop, perform and document risk-based test objectives ... designed to evaluate the design and effectiveness of business controls established to ensure adherence with US ...to evaluate the company's adherence to the regulatory obligations + Lead and execute assigned… more
- Robert Half Finance & Accounting (Baltimore, MD)
- …vendors to verify compliance with contractual requirements, security standards, and regulatory obligations . + Provide regular reporting and updates to ... US job openings must be legally authorized to work in the United States . Benefits are available to contract/temporary professionals, including medical,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … activities, identifies data integrity issues and performance concerns while ensuring regulatory obligations are being met. * Assigns, monitors and reviews ... the work of associates. * Leads meetings to determine the Firm's regulatory obligations regarding U4 amendments and 4530 complaint and settlement reporting. *… more
- Western Union (New York, NY)
- … controls which would be required to ensure that Western Union meets its regulatory obligations in the jurisdictions in which we operate, as well as our ... + Strong working knowledge of AB&C laws, regulations and regulatory requirements, in particular US FCPA and...interview process or in an offer of employment. Your United States - Specific Benefits Include +… more
- University of Washington (Seattle, WA)
- …serve a critical role by ensuring UW research complies with legal and regulatory obligations related to research security, including compliance with National ... Security Presidential Memorandum-33 requirements, export control regulations, and all relevant University policies. Reporting to the Sr Associate Vice Provost for… more
- MUFG (New York, NY)
- …industry trends to facilitate and enable QC review + Maintain working knowledge of all regulatory obligations and be able to relate them to MUFG standards and ... environments. + Strong understanding of credit processes and systematic controls + Understanding of examination techniques, including control procedures,… more
- Amazon (Arlington, VA)
- …collaboration with Kuiper design teams to optimize the satellite architecture and meet its regulatory obligations . We are open to hiring candidates to work out ... responsibilities In this role, you will work within the Regulatory Analysis and Systems Engineering team to: 1. Develop...control laws and regulations, candidates must be a US citizen or national, US permanent resident… more
- Citigroup (Tampa, FL)
- …Interface directly with regulators and oversee development of all reporting against regulatory obligations . This includes, actively participating in and driving ... Family:** Project Management **Time Type:** Full time **Primary Location:** Tampa Florida United States **Primary Location Full Time Salary Range:** $170,000.00… more
- Janus Henderson Investors (Denver, CO)
- Why work for us ? A career at Janus Henderson is more...education courses You will be expected to understand the regulatory obligations of the firm and abide ... business. The audits will evaluate the effectiveness of the controls and make recommendations for their improvement. Topics include...this position. You will be expected to understand the regulatory obligations of the firm, and abide… more
- Janus Henderson Investors (Denver, CO)
- Why work for us ? A career at Janus Henderson is more...education courses You will be expected to understand the regulatory obligations of the firm and abide ... business. The audits will evaluate the effectiveness of the controls and make recommendations for their improvement. Topics include...this position. You will be expected to understand the regulatory obligations of the firm, and abide… more
- Mizuho Corporate Bank (New York, NY)
- …nature of the role, needs of your department, as well as local laws and regulatory obligations . Company Overview Mizuho Financial Group, Inc. is the 15th largest ... for improvement, increasing efficiency, and ensuring that the firm meets regulatory expectations and industry best practices. Assist with the updating of… more
- MUFG (Irving, TX)
- …oversee all financial crimes risk assessment activities within the Globe, Americas, and United States . Responsibilities include: + Advising on and supporting the ... process, supporting execution of the annual Global, Americas and US Financial Crimes Risk Assessments for AML, Sanctions, and...the Risk Assessments, + Driving remediation activities, + Meeting regulatory obligations , + Data Analysis, + Report… more
