- TD Bank (New York, NY)
- …this role **Job Description:** **Preferred Qualifications:** TD Securities is looking for a broker -dealer accountant to join its legal entity control division in ... : New York, New York, United States of America **Hours:** 40 **Line of Business :** TD Securities **Pay Detail:** $150,000 - $180,000 USD TD is committed to providing… more
- City National Bank (New York, NY)
- **SENIOR BUSINESS CONTROL MANAGER - CAPITAL MARKETS** **WHAT IS THE OPPORTUNITY?** The Senior Business Control Manager will report into the ... under bank permissible activities, not under registered swap dealer or broker dealer activity. This role is responsible for ongoing monitoring, identification… more
- AIG (New York, NY)
- …we help customers to manage risk. Join us as Global Specialty Claims Strategy and Business Manager to play your part in that transformation. It's an opportunity ... to deliver valuable insights and lessons learned to claims, business and risk control functions. + Support...business leadership. Assist team members in maintaining external broker & customers relationships / service. + Assist in… more
- CIBC (New York, NY)
- …visit CIBC.com (https://www.cibc.com/en/about-cibc.html) JOB PURPOSE Compliance Examination Manager for Capital Markets/ Broker -Dealer/Swap Dealer Reporting ... of business controls established to ensure adherence with US broker -dealer and US swap dealer requirements and compliance with federal and self-regulatory… more
- KPMG (New York, NY)
- ** Business Title:** Manager or Senior Manager , Global Trade Technology - SAP GTS **Requisition Number:** 112716 - 68 **Function:** Tax Services **Area of ... experience in all SAP GTS modules including compliance, classification, export control , customs management with self-filing and broker integration, Free… more
- Scotiabank (New York, NY)
- Manager , Compliance Testing **Requisition ID:** 200276 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a guideline only. Salary ... and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America, operating globally… more
- US Bank (New York, NY)
- …Private Banking) * Laws and regulations applicable to Corporate and Commercial Banking business lines The Senior Audit Manager also has strong knowledge of ... and provide consultation and credible challenge to support the development of effective business line control environments subject to compliance risk. We are… more
- Scotiabank (New York, NY)
- Senior Manager , Compliance Testing **Requisition ID:** 200274 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a guideline only. ... and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America, operating globally… more
- Bank of America (New York, NY)
- …knowledge of the Volcker Rule a plus; * Strong knowledge of risk and control management frameworks and ability to analyze business results to identify emerging ... Volcker EAC Compliance and Operational Risk Manager New York, New York **Job Description:** At...to independently execute projects and drive change with the business and other control functions. **Volcker EAC**… more
- HUB International (New York, NY)
- HUB International Limited ("HUB") is the 5th largest global insurance broker , providing a broad array of property, casualty, risk management, life and health, ... Benefits team is currently seeking a Strategic Field Resource Manager . This position will play a vital role in...development of our sales culture and in driving new business results and will work closely with the local… more
- Kedrion Biopharma, Inc. (Fort Lee, NJ)
- …both external & internal audit. + Own annual insurance renewals for the US Business & manage the ongoing broker relationship. + Proactively proposes any ... Manag** **er** is a key role within the US Kedrion BioPharma (KBI) business providing management reporting, future financial planning & analysis plus being the key… more
- Deloitte (Stamford, CT)
- …of traded products and associated cashflows + Demonstrate understanding of business processes, regulatory requirements, internal control risk management, ... Deloitte Risk and Financial Advisory Risk, Data and Regulatory Liquidity - Manager Deloitte Risk and Financial Advisory's Financial Services Industry (FSI) Risk,… more
- SMBC (New York, NY)
- …advisory function and is responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer ... externally as a reliable, knowledgeable resource. Incumbents may develop and exercise business plans, policies and procedures, as well as oversees various assigned… more
- JPMorgan Chase (Jersey City, NJ)
- …extract insights from data to drive business results + Disciplined risk manager who maintains strong control culture and environment, includes attention to ... impact by delivering high-quality products that resonate with clients. As a Product Manager in Short Term Investments within Liquidity and Account Solutions, you are… more
- Deloitte (New York, NY)
- … approval: + Licensed attorney + Enrolled Agent + Certifications: + US Customhouse Broker 's License + CUSECO (Certified US Export Control Officer) + Where ... At Deloitte, you'll work with the best in the business to solve the toughest problems in business...Business Analysis Professional + Certified SAFe Lean Portfolio Manager + Certified SAFe Architect + Certified SAFe Agile… more
- Citigroup (New York, NY)
- …and evaluation. Provides advice and counsel related to the Risk and Control framework and supervisory oversight of the business . **Responsibilities:** + ... Degree or equivalent experience **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time **Primary Location:**… more
- Pilgrim's (New York, NY)
- K12 Regional Sales Manager - NE Purpose and Scope/General Summary: This role will own all aspects of regional performance (keep & grow base, get new, achieve KPIs) ... Expert for Pilgrims/Gold Kist, develop relationships with key/strategic accounts, manage the broker & deliver regional KPIs. + The 'Face of Pilgrim's': responsible… more
- Broadridge Financial Solutions (Newark, NJ)
- …the Broadridge team. We are seeking a highly skilled and detail-oriented DBA Operation L1/L2 Manager to join our team. As the DBA Operation L1/L2 Manager , you ... and monitoring tools eg, SCOM, Datadog, + Experience with issue, change control tracking softwares eg, Remedy-ITSM, JIRA. #LI-NO1 Broadridge associates helped us… more
- Diageo (Stamford, CT)
- …with a variety of partners including the Export Strategy team, global business partners, drawback brokers, while working independently and proactively to take ... a team with high customs and excise complexity to deliver the business requirements. + Independently identify problems or opportunities in export compliance and… more
- Guardian Life (New York, NY)
- …and, regulatory requirements. Candidates must have a broad knowledge of US broker -dealer and investment advisory compliance, regulated business environments and ... to translate compliance and regulatory changes into the implications for PAS's business process and control environment + Excellent inter-personal relationship… more