- M&T Bank (New York, NY)
- …Provide guidance on complex compliance risk management activities within the Institutional Client Services department of Wilmington Trust. Execute the 2nd Line of ... prioritize compliance risks. + Assess compliance issues presented through new/revised product and service offerings and work closely with lines of business to plan a… more
- KPMG (New York, NY)
- …cash flow forecasting and funding planning; and knowledge of liquidity requirements under Reg YY, OCC bulletins and Federal Reserve SR letters. Business process ... Advisory practice is currently our fastest growing practice. We are seeing tremendous client demand, and looking forward we don't anticipate that slowing down. In… more
- Morgan Stanley (New York, NY)
- …products and transactions related to HNW Clients. We dedicate focus to senior executives of public companies to assist in liquidity needs through understanding ... after year, and maintaining the highest rank in the industry in quality and service . As part of the Restricted Securities Specialist Team you will devote your time… more
- Morgan Stanley (New York, NY)
- …be limited to the following: * Performing product and know your client (KYC) appropriateness reviews of all proposed annuities new business transactions, replacement ... and completeness * Review insurance transactions for appropriateness and compliance with NYS Reg 60 and 187 * Review Private Placement transactions * Review annuity… more