- Exelon (Philadelphia, PA)
- …value of the corporation. PURPOSE Support the operation and management of integrated physical security systems (eg CCTV, Access Control, intrusion detection & ... to Security Specialists in the areas of design and implementation of physical security systems , performance monitoring, and synergy opportunity identification… more
- TD Bank (Mount Laurel, NJ)
- …a member of the US Wealth Compliance Department, the Compliance Business Oversight Analyst duties:** + **Ensure ongoing compliance with the Investment Company Act of ... 1940, FINRA, SEC rules, and other applicable state and federal securities...management information.** + **Understand and manage licensing & registrations systems (ie, FINRA - Gateway), background and fingerprint screening… more
- TD Bank (Marlton, NJ)
- …this role. **Line of Business:** TD Wealth **Job Description:** The Central Supervision Analyst is a FINRA and SEC regulatory supervisory principal position with ... TD Wealth Management Services Inc. (TDWMSI). The Central Supervision Analyst performs essential trade surveillance and electronic communications monitoring… more
- CHS Inc. (Trenton, NJ)
- …Internal Controls department. We are looking for a **Senior Internal Controls Analyst ** to help support the company's Sarbanes Oxley (SOX) compliance effort related ... in Accounting, Economics, Finance, Business, Business Management, Statistics, Computer Information Systems (or related field) + 4+ years of experience in Compliance… more
- CAI (Trenton, NJ)
- …desired, but not required + Security certifications such as CompTIA Security+ ( Sec +), Cybersecurity Analyst (CYSA+), or other security related certifications are ... and perform security assessment and accreditation activities on IT systems and applications including security and compliance audits, risk...desired, but not required ** Physical Demands** + Ability to safely and successfully perform… more