- Bank of America (Phoenix, AZ)
- …develops and executes assigned testing scope as prescribed by the Global Compliance Operational Risk (GCOR) and Testing Stakeholders. Responsible ... to source testing data, and collaborating with Compliance and Operational Risk officers...and procedures. This role requires partnering effectively with Global Compliance Operational Risk (GCOR), as… more
- City National Bank (Phoenix, AZ)
- …financial services industry * Minimum 7 years of experience in risk management, operational risk management, compliance , or audit * Minimum 5 years of ... * OPERATIONAL RISK FRAUD OVERSIGHT MANAGER II*...* OPERATIONAL RISK FRAUD OVERSIGHT MANAGER II* WHAT IS THE...associated action plans * Review and challenge 1LOD annual testing and monitoring plans, the adequacy of control management… more
- CVS Health (Phoenix, AZ)
- … risk , strengthen the internal control environment, and introduce operational efficiencies + Independently collect facts, utilize strong analytical capabilities ... new controls and ensuring controls are designed appropriately to effectively manage risk + Identify and proactively notify all impacted areas of control changes… more
- MUFG (Tempe, AZ)
- … examinations. + Combined experience in external audit, internal audit, and operational risk and/or compliance with local/state/federal regulations. + ... and no repeat issue + Monitor and evaluate emerging risk , internal operational trends, and external ...action plans on an ongoing basis + Communicate material risk exposures and instances of non‐ compliance for… more
- Vanguard (Scottsdale, AZ)
- …our Cash Plus product. This role is responsible for ensuring regulatory compliance and operational integrity across broker-dealer cash management functions. It ... as Reg E, Reg CC, Reg DD, and NACHA-into effective product design, risk frameworks, and operational control strategies. The position also includes leadership… more
- SHI (Phoenix, AZ)
- …of a diverse range of continuous threat and exposure management consulting, penetration testing , and operational service programs to a portfolio of our clients. ... such as PTES, OWASP (WSTG/MASVS/ASVS), MITRE ATT&CK, and threat modeling to drive risk -based testing . - Intermediate + Deep hands-on experience with common… more
- SHI (Phoenix, AZ)
- …of a diverse range of continuous threat and exposure management consulting, penetration testing , and operational service programs to a portfolio of our clients. ... such as PTES, OWASP (WSTG/MASVS/ASVS), MITRE ATT&CK, and threat modeling to drive risk -based testing . - Intermediate + Deep hands-on experience with common… more
- Cardinal Health (Phoenix, AZ)
- …that enable operations and drive business value. **Information Security and Risk ** develops, implements, and enforces security controls to protect the organization's ... vulnerability scanning, virus management and intrusion detection as well as completes risk assessments. Lead IAM work for new customer onboardings and migrations.… more
- American Express (Phoenix, AZ)
- …support for the company's enterprise-wide AML function. GFCC is part of the broader Global Risk & Compliance organization. The GFCC Risk Management Team is ... Risk and Control Self-Assessments ("RCSAs"), and the Money Laundering Risk Assessment ("MLRA"). **Role of Financial Crimes Compliance Reporting Analyst**… more
- Datavant (Phoenix, AZ)
- …**What We're Looking For** As a Senior Analyst within the Information Security Governance, Risk , and Compliance (GRC) organization, you will play a key role in ... , and assurance activities. You'll apply your deep understanding of IT controls, risk management, and compliance frameworks to help maintain and improve… more
- Fujifilm (Phoenix, AZ)
- …controls. + Conduct healthcare, anti-corruption, antitrust, anti-corruption, and anti-money laundering compliance risk analysis. Identify potential areas of ... compliance vulnerability and risk . Develop and implement action plans to mitigate potential...or improper conduct. + Experience evaluating and auditing healthcare compliance matters to identify operational issues and… more
- Oracle (Phoenix, AZ)
- …ensure seamless, safe, and efficient transition from construction to fully operational status, meeting the highest industry standards for reliability, security, and ... & GPU Rack Energization Focus:** + Direct the energization process including testing , commissioning, quality assurance, and readiness checks for all critical MEP… more
- Coinbase (Phoenix, AZ)
- …requirements, including transaction monitoring, sanctions and various screening systems, customer risk scoring, and other compliance solutions ensuring ... connection, and alignment. Attendance is expected and fully supported. The Coinbase Compliance Technology Team develops globally scalable systems to meet regulatory… more
- Coinbase (Phoenix, AZ)
- …Audit is to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. The in-house Coinbase Internal ... Finance, Legal, IT, Security, and 2nd Line functions like Risk Management and Compliance ) and external auditors....& Oversight (Finance & Accounting):* Spearhead and execute comprehensive, risk -based operational audits of the finance and… more
- City National Bank (Phoenix, AZ)
- …WHAT WILL YOU DO? * Carries out compliance monitoring, internal controls risk assessments, and internal controls testing program ensuring that there are ... internal controls testing function of the of the Bank's BSA risk assessment program. Responsible for monitoring, analyzing, and escalating issues and concerns… more
- Bank of America (Chandler, AZ)
- …drives the development of enterprise-wide money laundering, economic sanctions, and fraud compliance and operational risk practices consistent with ... GFC Lead serves as a trusted advisor to the Compliance and Operational Risk ("C&OR")...processes **Skills:** + Critical Thinking + Monitoring, Surveillance, and Testing + Regulatory Compliance + Risk… more
- City National Bank (Phoenix, AZ)
- … program functions, including Compliance Risk Assessments, Key Risk Indicators (KRI) review, Issue Management, Operational Losses, and more. Provide ... * Coordinate 2LOD Review & Challenge interactions with LOB, engage with 2LOD Compliance Testing (including RBC) to provide sufficient guidance and support during… more
- USAA (Phoenix, AZ)
- …includes conducting thorough model validation activities and ensuring adherence to written risk and compliance policies and procedures. The role requires strict ... Life) along with their corresponding business support functions and operational processes. + Assess model inherent risk ...+ Implement the model validation process aligned with the risk and compliance policies and procedures. Evaluate… more
- Bank of America (Phoenix, AZ)
- …viability, accessing pertinent databases to source testing data, and collaborating with Compliance and Operational Risk officers and/or Front Line Unit ... for accurate and timely development of manual and automated testing and/or supporting operational and administrative activities...a team in support of coverage needs identified by Compliance and Operational Risk officers… more
- City National Bank (Phoenix, AZ)
- …but not limited to Operational Risk , Business Continuity, IT Risk , Vendor Risk , Corp. Security, Compliance , Internal Audit, etc. Responsible ... including Compliance Risk Assessments, Key Risk Indicators (KRI) review, Issue Management, Operational ...Review & Challenge interactions with LOB, engage with 2LOD Compliance Testing (including RBC) to provide sufficient… more