- TD Bank (Portland, ME)
- …may vary depending on availability and individual circumstances._ **Job Profile Summary:** The Senior Compliance Business Oversight Manager provides ... compliance that will cascade throughout the organization. The Senior Compliance Business Manager will... programs + Guides partner through the development, implementation, oversight and management of effective Compliance Programs… more
- TD Bank (Portland, ME)
- …manage regulatory compliance risk and conduct risk.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective ... and the US Wealth business in the implementation and execution of enterprise Compliance programs (ie, risk assessments, 2nd line oversight of business … more
- TD Bank (Portland, ME)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. **The Compliance Business Oversight Manager manages the oversight of ... that can pivot quickly and adapt to changing priorities.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective… more
- TD Bank (Portland, ME)
- …who can provide you more specific details for this role. **Line of Business :** Risk Management **Job Description:** The Senior Group Risk Specialist provides ... expertise in a complex field and knowledge of broader related areas + Senior specialist providing advisory services to executives, business segment leaders and… more
- TD Bank (Portland, ME)
- …**Line of Business :** TD Wealth **Job Description:** The Trade Operations Senior Support Specialist is responsible for the strategic and operational oversight ... and operational excellence. **Depth & Scope:** + Provides oversight of trading rules and system configurations in the...response to new or amended regulations + Partners with Compliance , Risk, Technology, and other business units… more
- NBT Bank (Portland, ME)
- Pay Range: $21.68 - $28.89 The role of the Senior Relationship Banker is to provide quality consultative customer service to ensure customers needs are met. They ... a thorough understanding of the customer's banking needs of both consumer and business customers and will educate, refer and cross-sell the appropriate products and… more
- TD Bank (Falmouth, ME)
- …of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related Compliance Sub-Committees) + ... Change Management initiative, as required + Delivers relevant subject matter expertise and Compliance advice to business Compliance partners + Interacts with… more
- TD Bank (Portland, ME)
- …Description:** The Sr Business Mgmt Specialist leads a significant business management function and/or strategy planning, oversight , control or governance ... processes and sound infrastructure an in alignment with risk appetite + Ensures business operations are in compliance with applicable internal and external… more
- TD Bank (Lewiston, ME)
- …and resources + Acts as the liaison between internal audit, loan review and the business line to ensure management and oversight of the audit process + Provides ... Indicators for Regional Commercial Banking and monitors Key Risk Indicators from core business partners, escalating issues to senior management as needed +… more
- TD Bank (Portland, ME)
- …of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related Compliance Sub-Committees) + ... context and advice; influences and gains alignment across increasingly senior stakeholders + Works autonomously as the lead and...as required + Delivers relevant subject matter expertise and Compliance advice to business Compliance … more
- TD Bank (Portland, ME)
- …Self-Assessment, Business Continuity Management, Outsourcing & Vendor Management, Regulatory Compliance (eg CDIC, AML, Privacy, IDA, CBA, SOX, Basel etc.) + ... and all matters of confidentiality; escalates issues where appropriate + Ensures business operations are in compliance with applicable internal and external… more
- TD Bank (Portland, ME)
- …and all matters of confidentiality; escalates issues where appropriate + Ensures business operations are in compliance with applicable internal and external ... performance/risk/governance issues + Actively manages relationships within and across various business lines, corporate and/or oversight functions and ensures… more
- A/Z Corporation (Falmouth, ME)
- Director Job Details Level Senior Job Location Falmouth ME - Falmouth, ME Position Type Full Time Education Level 4 Year Degree Salary Range $170000.00 - $200000.00 ... with all corporate and client confidentiality requirements, strict adherence to business ethics and practices, and a continual demonstration of professionalism… more
- TD Bank (Portland, ME)
- …and conducting Quarterly Check-Ins for all colleagues to drive accountability and business results + Manages employees in compliance with all human ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more
- UNUM (Portland, ME)
- …initiatives and projects. + Develop, implement, and communicate to management and senior management on various business topics including new accounting ... initiatives and process improvements. Responsibilities will include the implementation and oversight of SOX controls, keeping abreast of Statutory, SEC, FASB, IASB,… more