- Raymond James Financial, Inc. (Denver, CO)
- …correspondence review, social media and e-mail review teams. Associates on the Social Media Supervision Review team analyze various social ... and ensure compliance with regulatory expectations and firm policies and procedures. Social Media Reviewers must work independently on difficult assignments that… more
- Raymond James Financial, Inc. (Denver, CO)
- …Review Team consists of the advertising, hard copy correspondence review, social media and e-mail review teams. The advisor for this team will administer ... research, and resolve problems. **Essential Duties and Responsibilities:** Conducts supervision review of communications, through the use of various reports… more
- Raymond James Financial, Inc. (Denver, CO)
- …to ensure the regulatory liability is limited, without impairing workflow. * Conducting social media related supervision reviews **Ability to:** * ... and procedures required by applicable regulators for advertising materials in the social media space. Effectively and professionally coordinate with senior… more