- Jackson National Life Insurance Company (Chicago, IL)
- …one or more processes and may manage cross-functional projects as requested by JNAM's Chief Compliance Officer and Compliance team. + Updates compliance ... Code of Ethics process and new hire and annual Compliance training. + Assists with regulatory filings,...Solid interpersonal skills and ability to communicate effectively with senior management and peers. + Solid PC skills including… more
- BMO Financial Group (Chicago, IL)
- …and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with ... + Performs and/or effectively challenges monitoring and testing activities to ensure regulatory compliance controls are operating and aligned to regulatory… more
- Byline Bank (Chicago, IL)
- …Governance Risk and Compliance ("GRC") system. + Provide periodic updates to senior leadership and board committees on regulatory matters. + Support risk and ... certification (eg, CRCM, CAMS) a plus. + 7+ years of experience in regulatory compliance , risk management, or regulatory relations within the banking or… more
- KeyBank (Chicago, IL)
- **Location:** 4910 Tiedeman Road - Brooklyn, Ohio 44144 The Senior Compliance Officer will be a member of the Consumer Deposit Compliance team within ... as they relate to consumer deposit accounts. Additionally, The Senior Compliance Officer will conduct...facilitate necessary changes. + Assist with internal and external regulatory compliance exams. + Proactively identify process… more
- KeyBank (Chicago, IL)
- …second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible for helping to execute a robust and ... and monitoring processes (including analytics), and applicable techniques for implementation of regulatory compliance requirements and compliance processes +… more
- Huntington National Bank (Chicago, IL)
- …Legal. Basic Qualifications: + Bachelor's degree + Experience as broker dealer Chief Compliance Officer or lead compliance director for investment ... Description The Huntington Capital Markets Enterprise Compliance Risk Director Senior will play...regulators and act as the liaison for all broker-dealer regulatory inquiries and examinations. + Advise and collaborate with… more
- Citigroup (Schaumburg, IL)
- The Credit Portfolio Officer is a senior -level position responsible for the end-to-end management and continuous validation of all post-implementation processes ... ensuring production systems evolve to meet them efficiently and effectively. ** Regulatory & Compliance Monitoring:** + Ensure all post-implementation validation… more
- Cengage Group (Chicago, IL)
- …linking security investments to business outcomes including revenue protection, regulatory compliance , and competitive differentiation. + Champion security ... more, please see https://www.cengagegroup.com/about/inclusion-and-belonging/ . The Chief Information Security Officer (CISO) is a senior technology executive… more
- Bank of America (Chicago, IL)
- …deals where the bank is lead agent. The Special Assets Group (SAG) Corp/Comm Senior Portfolio Officer is responsible for managing a portfolio of problem ... SAG Corp/Comm Sr Port Officer Chicago, Illinois;New York, New York; Boston, Massachusetts;...Support asset quality forecasting and reporting efforts. * Ensure compliance with internal credit policies and applicable regulatory… more
- HUB International (Chicago, IL)
- …including revenue recognition for commission and fee income, acquisition accounting, and regulatory compliance . **Key Responsibilities:** + Lead and direct all ... acquisitions. HUB International is seeking an experienced and strategic **Chief Accounting Officer (CAO)** to lead all aspects of its accounting and external… more
- JPMorgan Chase (Chicago, IL)
- …+ Lead the discussion and respond to questions regarding clients during internal and regulatory audits of the portfolio. + Ensure compliance with all audit and ... Bring your expertise to JPMorganChase. As part of Risk Management and Compliance , you are at the center of keeping JPMorganChase strong and resilient. You help the… more
- BMO Financial Group (Chicago, IL)
- …service activities to meet strategic customer experience and profitability goals in compliance with legal and regulatory requirements and the Bank's policies ... and prospects. + Acts as a trusted advisor to senior leaders for making business decisions and implementing strategic...to money laundering. + Complies with all legal and regulatory requirements for the jurisdiction. + Operates at a… more
- CIBC (Chicago, IL)
- …CIBC US. The CFC Officer will support the US Corporate Function Compliance Director to ensure regulatory compliance oversight activities are operating ... in the management of CFC oversight function responsibilities related to CIBC's Regulatory Compliance Management (RCM) program. The RCM program establishes CIBC's… more
- BMO Financial Group (Chicago, IL)
- The Enterprise Regulatory Office ("ERO"), within Legal & Regulatory Compliance ("LRC"), supports the Bank of Montreal ("BMO") enterprise and helps BMO meet ... of supervisory findings, advises with respect to legal and regulatory matters, and reports to senior management...Relations, within ERO, will report directly to the Chief Regulatory Officer , will be a primary contact… more
- Deloitte (Chicago, IL)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... on May 31, 2026. What you'll do As a Senior Consultant on our Global Trade Advisory team, you...Trade Advisory team, you will participate in engagements requiring regulatory analysis for a variety of entities and their… more
- Wells Fargo (Chicago, IL)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Senior Lead Trust Advisor - Special Needs Trust...special needs trust accounts as an attorney or trust officer ; expert knowledge of complex estate planning techniques and… more
- Huntington National Bank (Schaumburg, IL)
- …of prospects and clients. Accountable for risk evaluation and associated regulatory compliance requirements. + Provides independent, in-depth analysis of ... Description The Senior Commercial Portfolio Manager - Technology Finance underwrites...Reps, management of portfolio risk, and adherence to all regulatory and compliance guidelines. A critical component… more
- Rush University Medical Center (Chicago, IL)
- …* Under the supervision of the Audit Director and/or Chief Audit Officer , conducts assignments relating to internal audits, including internal control effectiveness ... controls for ensuring, including the safeguarding of RUSH assets. * Ensures compliance with internal policies and procedures and external laws and regulations;… more
- HUB International (Chicago, IL)
- …offerings and advise on a wide range of other securities-related matters, including regulatory compliance , SEC and SOX compliance , corporate and board ... provide advice and support to the Board, Chief Legal Officer , Executive Management and employees on these topics as...compliance ), board and corporate governance, capital markets or regulatory enforcement, all resulting in a proven record of… more
- AON (Chicago, IL)
- …the day will look like + Develop a process to advise and shape compliance strategies on global cybersecurity regulatory developments and relevant contract risk ... will report to the Chief Privacy & Data Trust Officer . Aon is in the business of better decisions...like + Develop a process to advise and shape compliance strategies on global cybersecurity regulatory developments… more
