- Morgan Stanley (Tampa, FL)
- …Our key priority is to design and build the first line Financial Crimes Risk supervisory framework and control structures. This includes the ability ... the WM division and, in coordination with WM's Business Control Units and Second Line Risk Management...report on relevant risk factors within the Financial Crimes Risk segment across… more
- Bank of America (Tampa, FL)
- …and operational risks are appropriately addressed + Produces and/or oversees independent financial crimes risk management reporting to Global Compliance ... Global Financial Crimes Manager (Quality Control...Control Functions (CFs) to complete compliance, policy, operational/fraud risk management requirements. Specifically, the incumbent will be responsible… more
- Citigroup (Tampa, FL)
- …Policy gaps, control enhancements, implementation assessment regarding financial crimes policy and regulatory requirements, collaborating with ... organization. This fusion will streamline accountability and responsibility for Risk & Control activities and deliver process...and risk appetite as it pertains to Financial Crimes when business decisions are made,… more
- Morgan Stanley (Tampa, FL)
- …career - a place for people to learn, achieve, and grow. The WM and US Banks Financial Crimes Risk Team is embedded within the Firm's business line. It is ... risk client types. The WM and US Banks Financial Crimes Risk Team is...and appropriately to stakeholders * Document and track change control milestones and tasks for multiple projects and programs… more
- Bank of America (Tampa, FL)
- …and operational risks are appropriately addressed + Produces and/or oversees independent financial crimes risk management reporting to Global Compliance ... inspects, and challenges the remediation and thematic analysis of FLU/CF-owned issues and control enhancements related to financial crimes + Reviews and… more
- Morgan Stanley (Tampa, FL)
- …for people to learn, achieve, and grow. *Department Profile:* The WM and US Banks Financial Crimes Risk Team is embedded within the Firm's business line. ... risk client types. The WM and US Banks Financial Crimes Risk Team is...present related management reporting * Oversee and coordinate related control execution and framework * Liaise with other functions… more
- MUFG (Tampa, FL)
- …high paced environment. + Strong analytical and problem-solving skills. + Expert understanding of financial crimes risk such as Bank Secrecy Act and ... Summary:_** The Assistant Vice President role within the Global Financial Crimes Internal Audit function is responsible...assess and evaluate the effectiveness of the Bank's governance, risk management and control processes. It reports… more
- Citigroup (Tampa, FL)
- The IA Financial Crimes Compliance Senior Auditor is an intermediate level role responsible for performing moderately complex audits and assessments of Citi's ... risk and control environments in coordination with...business goals. **Responsibilities:** + Perform moderately complex audits covering Financial Crime Compliance (ie, Anti-Money Laundering, Sanctions) drafting audit… more
- Morgan Stanley (Tampa, FL)
- …cash management, annuities, insurance, retirement, and trust services. The WM and US Banks Financial Crimes Risk Assistant Vice President (AVP) is part of ... the "U.S. Banks") on the WM and US Banks Financial Crimes Risk Team. As...of wealth * Reviewing and responding to monthly quality control findings related to the source of wealth review… more
- Morgan Stanley (Tampa, FL)
- …money laundering and reputational risk issues with partners in Global Financial Crimes , Compliance and the Business Units. * Manage the implementation ... risk to the Firm * Ensure active pipeline management and engagement with Financial Advisors, Complex Management and Risk Officers to onboard new and existing… more
- Citigroup (Tampa, FL)
- …procedures to mitigate money laundering risks and assist in all matters concerning financial crimes in coordination with the broader Funds Transfer (AML) team. ... of relevant work experience within a medium or large Financial Institution + 3+ years work experience in AML...Institution + 3+ years work experience in AML compliance, risk , or a control -related function + Significant… more
- Citigroup (Tampa, FL)
- …procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader Anti-Money Laundering (AML) ... - Program & Strategy sub-function within RII oversees the risk and control programs that are associated...in the firm's AML Compliance policy documents to the AML/ Financial Crime Support teams and the business. + Assist… more
- MUFG (Tampa, FL)
- …the GFC IT Audit Director/Manager and is responsible for executing assigned Global Financial Crimes IT audits and independent validation of business activities ... audit experience, previously leading or executing IT audit engagements supporting Financial Crimes (BSA/AML/OFAC) compliance audits Working Knowledge of key… more
- USAA (Tampa, FL)
- …and general banking engagements involving fraud. Continuously enhances knowledge of fraud, financial crimes , and related consumer regulations and applies that ... knowledge to audit assignments. Performs risk and control identification and evaluation, increasingly...etc.) or undergraduate/advance degree in fraud, investigations, forensic accounting, financial crimes , or related discipline The above… more
- USAA (Tampa, FL)
- …and general banking engagements involving fraud. Continuously enhances knowledge of fraud, financial crimes , and related consumer regulations and applies that ... knowledge to audit assignments. Performs risk and control identification and evaluation, increasingly...etc.) or undergraduate/advance degree in fraud, investigations, forensic accounting, financial crimes , or related discipline The above… more
- Citigroup (Tampa, FL)
- …Testing Sr. Analyst performs risk -based monitoring and testing of Citi's Financial Crimes (Anti Money Laundering (AML), Sanctions and Anti Bribery & ... + A comprehensive understanding of the regulatory and compliance environment surrounding Financial Crimes including AML, Sanctions and Anti Bribery & Corruption.… more
- Citigroup (Tampa, FL)
- …( risk based and regulatory), preferably related to coverage of Compliance and Financial Crimes related risks. + 7+ years of experience in a related ... (IA) division provides independent assessments of the company's governance, risk management and internal control environment for...role and/ with subject matter expert in Financial Crimes NAM and International Compliance related… more
- Zelis (St. Petersburg, FL)
- … partners to ensure regulatory compliance across various domains including financial crimes , money movement, product obligations, and consumer compliance. ... and support the company's continued focus on sound compliance risk management. This role reports into the VP of...Demonstrable knowledge of laws, regulations, and industry practices impacting financial services (eg, financial crimes ,… more
- Morgan Stanley (Tampa, FL)
- …for people to learn, achieve, and grow. *Department Profile:* The WM and US Banks Financial Crimes Risk Team is embedded within the Firm's business line. ... risk client types. The WM and US Banks Financial Crimes Risk Team is...present related management reporting * Coordinate and execute related control execution * Liaise with other functions to ensure… more
- Bank of America (Tampa, FL)
- …unusual or unexpected activity that may warrant a referral to Global Financial Crimes via TRMS. **Responsibilities:** * Establishes department-wide strategies ... are guided by a common purpose to help make financial lives better through the power of every connection....and oversees portfolio trend analysis, forecasting, and risk / control performance * Leads innovation by identifying… more