- Marex (New York, NY)
- …Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide compliance advisory services for Equities, Fixed Income, ... reporting requirements. The position will primarily focus on providing real-time compliance advisory services and serve as the subject matter expert to Marex Capital… more
- PJT Partners, Inc. (New York, NY)
- PJT Partners is a global advisory -focused investment bank. Our team of senior professionals delivers a wide array of strategic advisory , shareholder advisory ... around the world. We offer a unique portfolio of advisory services designed to help our clients achieve their...inclusive culture, which welcomes differing perspectives and beliefs, enables us to provide the best advice and insights to… more
- TD Bank Group (Darien, CT)
- Work Location: Darien, Connecticut, United States of America Hours: 40 Pay Details: $30.00 - $45.00 USD TD is committed to providing fair and equitable ... legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues… more
- KPMG (New York, NY)
- KPMG Advisory practice is currently our fastest growing practice. We are seeing tremendous client demand, and looking forward we do not anticipate that slowing down. ... and expand your capabilities, then consider a career in Advisory . KPMG is currently seeking an ORM & ERM...engagements for financial services clients by leading deliverable design, oversight of engagement process as well as deliverable creation,… more
- NatWest Markets (Stamford, CT)
- US Operations Oversight & Advisory , Vice President LocationStamford, United States Job typePermanent Contract typeFull Time \#R-00252575 Our ... people to thrive. This role is based in the United States and as such all normal...of the department and the business._ **Overview:** The NatWest Operations Oversight & Advisory teamis… more
- TD Bank (New York, NY)
- **Work Location:** Portland, Maine, United States of America **Hours:** 40 **Pay Details:** $86,840 - $139,360 USD TD is committed to providing fair and ... Advisory Manager will support Corporate Functions by providing oversight , subject matter expert policy/regulatory guidance and advisory...over 27 million households and businesses in Canada, the United States and around the world. More… more
- TD Bank (New York, NY)
- …**Job Description:** **Department Overview** The US Sanctions & ABAC team provides advisory , subject matter expertise, and oversight related to US ... **Work Location:** New York, New York, United States of America **Hours:** 40...leads and develops a team of professionals who provides oversight , expert policy / regulatory guidance and advisory… more
- Marex (New York, NY)
- …securities, including corporate bonds, convertible bonds, agency bonds, municipal bonds, and US Treasuries as well as providing compliance advisory services ... Plan in line with below responsibilities: + Provide Compliance Advisory services to US Broker Dealer business...achieved. + Work with business partners (ie, Surveillance, IT, Operations etc.) to develop and enhance systems, tools, reports,… more
- Marex (New York, NY)
- …Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide compliance advisory services for Equities, Fixed Income, ... reporting requirements. The position will primarily focus on providing real-time compliance advisory services and serve as the subject matter expert to Marex Capital… more
- SMBC (New York, NY)
- …foundation in US securities laws and regulations and broker dealer operations , products and services. + Ability to communicate this knowledge and applicability ... the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed...within SMBC Nikko Securities Inc. serves as a regulatory advisory function to the President and is responsible for… more
- MUFG (New York, NY)
- …global consistency of sanctions reviews. + A **ssisting the Head of Global Sanctions Advisory with day-to-day operations ** of the program and new or emerging ... (GSCD), this individual will lead in the continuous enhancement and oversight of the Bank's Global Sanctions Compliance program, including strategic execution… more
- Robert Half (New York, NY)
- JOB REQUISITION New York Internal Audit & Financial Advisory (Financial Services) Senior Consultant LOCATION NEW YORK CITY ADDITIONAL LOCATION(S) JOB DESCRIPTION You ... work as a journey, we believe integrity guides our way, inclusion moves us forward together, innovation creates new destinations, and our commitment to success… more
- Truist (New York, NY)
- …or Temporary:** Regular **Language Fluency:** English (Required) **Work Shift:** 1st shift ( United States of America) **Please review the following job ... any communications. If you already have a profile with us , you can log in to check status.** Need...risks. 2. Responsible for executing the responsibilities of various operations and enterprise risk programs in accordance with the… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Financial Crime Risk Management **Pay Detail:** $125,000 - ... Monitoring & Investigations **Reports to:** Director, Financial Crime Risk Oversight , TD Securities, US **Position Summary** The...are: + Design, implement, enhance and maintain the TDS US FCRM program. + Advise TDS Operations … more
- TD Bank (New York, NY)
- **Work Location:** New York, New York, United States of America **Hours:** 40 **Pay Details:** $110,760 - $178,880 USD TD is committed to providing fair and ... Oversees a function of enterprise Compliance Program professionals providing oversight and control related advisory services to...over 27 million households and businesses in Canada, the United States and around the world. More… more
- TD Bank (New York, NY)
- **Work Location:** New York, New York, United States of America **Hours:** 40 **Pay Details:** $110,760 - $178,880 USD TD is committed to providing fair and ... Oversees a function of enterprise Compliance Program professionals providing oversight and control related advisory services to...over 27 million households and businesses in Canada, the United States and around the world. More… more
- TD Bank (New York, NY)
- **Work Location:** New York, New York, United States of America **Hours:** 40 **Pay Details:** $110,760 - $178,880 USD TD is committed to providing fair and ... Compliance Senior Transformation Manager supports the overall coordination of US regulatory remediation including oversight over all...over 27 million households and businesses in Canada, the United States and around the world. More… more
- TD Bank (New York, NY)
- **Work Location:** Mount Laurel, New Jersey, United States of America **Hours:** 40 **Pay Details:** $110,760 - $166,400 USD TD is committed to providing fair ... to identify "Key Risks" facing both CUSO and Enterprise operations . You will also interface with senior leaders across...over 27 million households and businesses in Canada, the United States and around the world. More… more
- CBRE (Manhattan, NY)
- …Full-time Areas of Interest Property Management, Workplace Strategy Location(s) Manhattan - New York - United States of America, New York - New York - United ... of America, New York City - New York - United States of America **About the Role:**...CBRE Workplace Experience Supervisor, you will be responsible for oversight of the amenity center. This job is part… more
- TD Bank (New York, NY)
- **Work Location:** New York, New York, United States of America **Hours:** 40 **Pay Details:** $110,760 - $178,880 USD TD is committed to providing fair and ... Oversees a function of enterprise Compliance Program professionals providing oversight and control related advisory services to...over 27 million households and businesses in Canada, the United States and around the world. More… more
