- KeyBank (Chicago, IL)
- …second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible for helping to execute a robust and ... effective compliance complaints program, collaborating across the three lines of defense to reinforce risk awareness and compliance culture. As a member of… more
- Wells Fargo (Chicago, IL)
- …as an escalation regarding client-related matters, including the resolution of client complaints and the approval of discretionary distributions + This LO position ... administering complex special needs trust accounts as an attorney or trust officer ; expert knowledge of complex estate planning techniques and fiduciary laws;… more