- Raymond James Financial, Inc. (St. Petersburg, FL)
- …corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset ... functions with responsibility for making non-routine decisions. Regular contact with senior management and other internal customers is required to identify,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …formal governance routines, issues and exam management, and ongoing reporting. As a senior advisor , you will support the Supervision Business Unit Risk Manager ... municipalities through its subsidiary companies. These subsidiaries are primarily involved in investment and financial planning, as well as capital markets and asset… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …expertise in functional area. This position will have extensive contact with senior management across the firm. **Essential Duties and Responsibilities:** * Set ... to action. **Qualifications** **Knowledge, Skills, and Abilities:** **Knowledge of:** * Investment concepts, practices and procedures used in the securities industry… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of Excel is required. (Lookups, Pivot Tables, Formulas, Macros, etc.) + Investment concepts, practices and procedures used in the securities industry. + Principles ... of securities industry operations. + Financial markets and products. **Skill in:** + Data analysis + Fluent in Microsoft Office applications- Excel (Lookups, Pivot Tables, Formulas, Macros, etc.) + Planning and scheduling work to meet organizational and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …upon milestones for effectives in achieving specified results. Extensive contact with senior leaders across the firm including Private Client Group and Technology is ... Balances conflicting resource and priority demands. + Maintains regular contact with senior management and other internal customers to identify research and resolve… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …are integrated into and aligned with business processes. * Informs appropriate Senior Management about issues that may involve rule violations or potential ... and Abilities** **Knowledge of:** * Financial markets and products, fundamental investment concepts, practices and procedures used in the securities industry. *… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …anti-bribery and anti-corruption risk. + Prepare and enhance reporting for senior management and other audiences on anti-bribery and anti-corruption matters. + ... (OTS); Federal Reserve System; and state banking regulatory agencies. + Fundamental investment concepts, practices, and procedures used in the securities industry. +… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …state, and other regulatory agency rules and regulations regarding financial advisor registration. + Operates standard office equipment and uses required software ... Abilities:** **Knowledge of:** + Concepts, principles, and practices of financial advisor registration. + Rules and regulations of the Financial Industry Regulatory… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and researches rejects on bulk trades for discretionary accounts, works with advisor to reprocess as needed. * Coordinates and processes share class conversions, ... **Qualifications** **Knowledge, Skills, and Abilities:** **Knowledge of:** * Intermediate investment concepts, practices, procedures and industry regulations related to… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …findings to assignments. * Research, interpret, analyze and apply information about investment advisor organizations. * Manage multiple tasks with changing ... working relationships at all organizational levels. * Maintain currency in investment advisor and financial planner services and products. **Educational/Previous… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset ... Solutions (GWS) provides a leading platform delivering customized planning and investment solutions, investment thought leadership, and strategy. GWS offers… more
- Bank of America (Sarasota, FL)
- …Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Wealth ... planning for retirement, education, legacy, and other life goals through investment advice and guidance. Merrill's Financial Advisors and Wealth Management Client… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … advisor support, analysis around products, and/or under more senior direction assisting in setting strategy around product pricing strategy, suitability ... mutual fund platform at Raymond James. This position will work within the Investment Solutions group within Global Wealth Solutions and will provide support to the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset ... and hands-on support. AMS helps our advisors simplify the investment management equation so that they can use their...to multiple AMS divisions and have personalized collaboration with senior -level leaders across AMS. **Job Summary** As part of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset ... and hands-on support. AMS helps our advisors simplify the investment management equation so that they can use their...to multiple AMS divisions and have personalized collaboration with senior -level leaders across AMS. **Job Summary** As part of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset ... within Raymond James supporting financial advisors who provide financial planning, investment advisory and securities transaction services to their clients. The… more