- SMBC (New York, NY)
- …with relevant stakeholders, ensure internal procedures for the governance of issues management , ensuring that all relevant Compliance issues are tracked ... **Role Description** This role will manage and oversee all Compliance -related issues (ie, Internal Audit, Compliance... Compliance Governance Forums (ie, RCWG, CRC, etc) Compliance Management and Head Office. + Ensure… more
- Citigroup (New York, NY)
- …with applicable AML laws and regulations. **Role** The Global Head of AML Risk Management - Wealth reports to Citi's Chief Compliance Officer (CCO) Anti-Money ... for AML matters relevant to Wealth.** **Set, develop, and implement strategic AML compliance risk management direction for the Wealth group globally including… more
- CUNY (New York, NY)
- Deputy Director of Financial Aid and Compliance Officer **POSITION DETAILS** The City University of New York's (CUNY) Office of Student Financial Assistance ... attain a post-secondary education. CUNY is seeking a Deputy Director of Financial Aid and Compliance Officer...of Financial Aid, is primarily responsible for Title IV Compliance oversight and management . The incumbent will:… more
- Capital One (New York, NY)
- …299 Park Avenue (22957), United States of America, New York, New York Audit Director , Financial Crimes Compliance (Hybrid) Capital One's Audit function is a ... candidate will focus on all aspects of financial crimes compliance across the bank. A Director on... Compliance Manager (CRCM) + Experience with consumer compliance , privacy and conduct risk management +… more
- Scotiabank (New York, NY)
- …monitoring results including KRIs, KPIs and trends to senior business personnel and compliance management in multiple jurisdictions including Canada, US, UK and ... and its global subsidiaries and related conflicts of interest management . The Director also administers aspects of... issues and developments in creative ways to compliance issues , including non-routine and sensitive situations.… more
- ManpowerGroup (New York, NY)
- **Title: Director of Compliance Data Governance & Reporting** **Location: NYC (Penn Plaza)** **Schedule: 2-3 days on site per wk** **Duration: Perm** **Salary: ... and banking provider that delivers global financial services is seeking an experienced Director of Compliance Data Governance and Reporting. The individual is… more
- S&P Global (New York, NY)
- …Crimes Compliance areas including internal testing, tracking, and advising on compliance issues , and reporting of information to senior leaders + Experience ... **About the Role:** **Grade Level (for internal use):** 12 ** Director , Global Sanctions & Financial Crimes Compliance ...on the operation and progress of Global Financial Crimes Compliance risk management efforts. + Maintain a… more
- MTA (Jamaica, NY)
- Director -Regulatory Compliance Job ID: 6918 Business Unit: Long Island Rail Road Location: Jamaica, NY, United States Regular/Temporary: Regular Department: ... Safety Department Date Posted: May 8, 2024 Description Job Information Title: Director Regulatory Compliance Department: Corporate Safety Repost Date: 04/08/2024… more
- TD Bank (New York, NY)
- …practices and insights with colleagues globally; * JD a plus The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... details for this role **Job Description:** **Preferred Qualifications:** We are looking for a Director , Equities Compliance to join our growing team in New York… more
- SMBC (New York, NY)
- …a regulatory advisory function to the President and is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the ... various committees such as the New Product, Underwriting, Risk Management , Compliance , IT Risk and Training committees.... Compliance , IT Risk and Training committees. The Compliance Advisory Director role may manage a… more
- Danaher Corporation (Port Washington, NY)
- …product innovation, while minimizing emissions and waste. The Opportunity: The Global Compliance Director for Pall Corporation ("Pall") within the Life Sciences ... to the company and provide information related to all aspects of the company's compliance , including reporting ongoing compliance issues and intentional acts… more
- Citigroup (New York, NY)
- …significant issues identified through root cause analysis to senior management . Furthermore, validate that the feedback / root causes from various channels ... The Compl AML Core Sr Director manages multiple teams of senior professionals through...family or function within a region or business. Full management responsibility of multiple teams, including management … more
- City of New York (New York, NY)
- …peers, and have certain degree of latitude for high-level decision-making. The Deputy Director of Compliance and Payments operates under the direction of the ... as well as hospitals and is responsible for budgeting, research, analysis, compliance , payments, and verification of claims or invoices submitted by these contracted… more
- Citigroup (Jersey City, NJ)
- The Compliance Anti-Money Laundering (AML) Risk Management Director is a senior management level position responsible for establishing internal ... AML training + Develop and assist in the implementation of firm-wide AML risk management policy and strategic AML Compliance Risk Management (ACRM) direction… more
- City of New York (New York, NY)
- …your drive and commitment to making a difference through technology. The Cyber Senior Director of Governance, Risk & Compliance (GRC) will be working closely ... guidance to help shape the cyber governance, risk and compliance program citywide. The Senior Director will...and practices to enhance processes related to third-party risk management , and agency compliance . The position requires… more
- City of New York (New York, NY)
- …efforts with the Agency divisions, other HR Units, and external partners on compliance issues , background checks and medical clearances. Keeping up to date ... The Bureau of Human Resources seeks to hire an Administrative Manager, NM/L-III (Senior Director , Office of Compliance Services). DUTIES WILL INCLUDE BUT NOT BE… more
- New York State Civil Service (New York, NY)
- …and the Licensing Bureau. * Consults with Deputy Commissioner and Counsel on compliance issues , policies, and procedures. * Supervises the conduct of special ... NY HELP No Agency Alcoholic Beverage Control Title Director of ABC Compliance ( Director...Protective Services Salary Grade NS Bargaining Unit M/C - Management / Confidential (Unrepresented) Salary Range From $111925 to… more
- Ankura (New York, NY)
- …internal controls, and systems processes; + Prepare compliance reports for Compliance Officer, Senior Management , and/or Board; + Assist clients with ... + Serve as lead contact for Client engagements including delegation of duties and project management ; + Serve as Subject matter Expert in the fields of AML / BSA /… more
- Google (New York, NY)
- …a relevant field or equivalent practical experience. + 15 years of experience working in compliance , policy, risk management or a related field, with 2 years in ... of compliance requirements, standards, and regulatory obligations. + Review issues and incidents to assess risk and ensure remediation plans are adequate.… more
- Citigroup (New York, NY)
- …liaison with regulatory examiners, Internal Audit, and external auditors on critical Compliance issues and oversees the implementation of related remediation. ... Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the assigned function/business/product. +… more