- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and ... Other job-related duties may be assigned as required. **Job Family Group:** Compliance and Control **Job Family:** Surveillance **Time Type:** Full time… more
- Bank of America (New York, NY)
- Vice President - Global Markets Credit Commodities Credit Officer Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we ... ("GMC") group within the Enterprise Credit organization. Responsibilities: * Within GMC, the Vice President will assist with the credit underwriting and ongoing… more
- Morgan Stanley (New York, NY)
- …and other Morgan Stanley sponsored benefit programs.#LI-JB3 **Job:** **Other* **Title:** *Volcker Compliance Officer ( Vice President )* **Location:** *New ... and jurisdictions of operation. A Global bank seeks a Vice President to join the Volcker Central...support functions on the development of Volcker controls and surveillance . > Working with compliance training staff… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) team responsible for ... defense. Also responsible for performing risk assessments of Citi's compliance risks; performing independent testing/monitoring activities (testing and on-going… more
- Guardian Life (New York, NY)
- …"technician". The PAS Chief Compliance Officer will report directly to the Vice President , Chief Compliance Officer for Individual Markets, who ... The Chief Compliance Officer of Park Avenue Securities...a team of associates providing guidance to business partners; oversight/ surveillance to the firm's daily transactions and assist in… more
- MetLife (New York, NY)
- …fostering trusted strategic partnerships with internal stakeholders. The Role: Reporting directly to the VP , Chief Compliance Officer of MLIDC and Head of ... gifts and entertainment, monitoring and testing, and electronic communication surveillance , and compliance with new, and increasingly...know when to escalate. Key Relationships: * Reports to: VP , Chief Compliance Officer , MLIDC… more