- MUFG (Jersey City, NJ)
- …Client Service Analyst will act as a point of contact for Transaction Banking 's Global Investment and Japanese Corporate Banking segments day-to-day needs for ... information, service assistance and problem resolution related to their banking transactions. Ensure issues are addressed appropriately, accurately and in a timely… more
- Deloitte (New York, NY)
- …of our Business Tax Services group, you will provide federal tax consulting and compliance services to clients in the banking and financial services industries. ... pique your interest? Do you enjoy providing federal tax compliance and consulting services to large global and dynamic...and consulting services to large global and dynamic midsize banking and securities clients? If you answered "Yes" to… more
- KPMG (New York, NY)
- **Business Title:** Manager, Workday Suppliers/ Banking /Expenses Lead **Requisition Number:** 112681 - 68 **Function:** Advisory **Area of Interest:** **State:** NY ... priority. With a wealth of learning and career development opportunities, a world-class training facility and leading market tools, we make sure our people continue… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking an Electronic Banking Administrator to be responsible for the day-to-day operations involving the monitoring of risk associated with card ... the investigation, determine appropriate resolution and notify customer. + Enforce compliance with regulation E and monitor network timeframes for deadline adherence… more
- KPMG (New York, NY)
- **Business Title:** Manager, NYFS Global Banking and Capital Markets **Requisition Number:** 111237 - 68 **Function:** Tax Services **Area of Interest:** **State:** ... challenges. Develop your career through a range of multifaceted engagements, formal training , and informal mentoring. At KPMG, we believe nothing is more important… more
- Santander US (New York, NY)
- …existing risks, causes, severity rating, controls and remediation + Maintain two way communications with SLoD. + Facilitate training for Business Lines to ... Associate, Business Control & Risk Management- Corporate & Investment Banking New York, United States of America The Associate, Business Control & Risk Management… more
- Deloitte (New York, NY)
- …and "tax controversy" pique your interest? Do you enjoy providing federal tax compliance and consulting services to large global and dynamic midsize clients across a ... Services group, you will provide federal tax consulting and compliance services to a client in the securities and...Excellent research and writing skills + Excellent presentation and communications skills The wage range for this role takes… more
- Scotiabank (New York, NY)
- …practices. + Oversees the development and delivery of effective in-person and computer-based compliance training for front office staff in trading and sales on ... regulatory experience and at least 5 years of experience managing an advisory compliance team supporting trading and/or investment banking businesses. + Series… more
- SMBC (New York, NY)
- …as the heads of US Compliance verticals to build a bank regulatory compliance program covering US state and federal banking rules applicable to SMBC ... building and maintaining a bank regulatory compliance program to help ensure compliance with applicable state and federal banking rules applicable to SMBC… more
- SMBC (New York, NY)
- …or as a member of a CRA team. + Experience working in a Compliance Advisory role covering either banking products/services or trading/capital markets businesses ... metrics (eg, KPI, KRIs, etc.) while promoting measures to mitigate regulatory compliance risk. + Strong interpersonal and communications skills (written and… more
- Mizuho Corporate Bank (New York, NY)
- …Essential Duties and Responsibilities: + Utilize surveillance systems to review communications for content, appropriateness, regulatory compliance , and the ... documentation of deadlines for those performing the supervisory reviews of electronic communications . + Liaise with other teams within compliance , Legal, and/or… more
- Citigroup (Jersey City, NJ)
- … reviews of new products. + Assisting in the development and administration of Compliance training for the supported businesses. + Researching any new reform ... & The Jobs Act (EGCs) preferred + Exposure to Control Group, or Product Compliance roles ( Banking or Research) within a financial services firm preferred +… more
- Morgan Stanley (New York, NY)
- …global financial services firm providing a wide range of investment banking , securities, investment management and wealth management services. The Firm's employees ... the Non-Financial Risk (NFR) Department of the Legal and Compliance Division provide a wide range of services to...transaction; advise on a new product introduction; develop a training program or defuse an investor dispute. They preserve… more
- Bank of America (New York, NY)
- …+ Regulatory Compliance + Reporting + Risk Management + Written Communications + Active Listening + Analytical Thinking + Interpret Relevant Laws, Rules, and ... Compliance and Operational Risk Manager- Control Room Charlotte,...regulatory inquiries, other audits, and examinations and identifies regulatory training needs supporting the development of the training… more
- JPMorgan Chase (Jersey City, NJ)
- Bring your expertise to JPMorgan. As part of Compliance , Conduct and Operational Risk (CCOR), you are at the center of keeping JP Morgan Chase strong and resilient. ... that impact our company and customers. Our culture in Compliance , Conduct and Operational Risk is all about thinking...lead a team that will align appropriate policies, guidance, training , and oversight activities for the firm; oversee and… more
- Capital One (New York, NY)
- …(22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the Commercial Broker ... Dealer Chief Compliance Officer ("BD CCO") for three institutional FINRA registered broker-dealers and provide compliance support to the Capital Markets line of… more
- Santander US (New York, NY)
- …the Business Line of risk frameworks, policies and standards. + Communication & Training : Maintain two-way communications with SLoD. Facilitate training for ... VP Cloud Compliance New York, United States of America The...Information security, etc. + Knowledge in Corporate and Investment Banking sector + Ability to generate reports for Sr.… more
- TD Bank (New York, NY)
- …of the markets that TD participates in (Global Markets, Corporate and Investment Banking , Global Transaction Banking , Commercial and Business Banking , and ... will drive efforts related to both improving and developing AML and compliance processes for Payments products to address gaps/risks identified across all Payments… more
- CIBC (New York, NY)
- …Customer Service, Financial Products, Strong Interpersonal Skills (Inactive), Telephone Banking , Time Management, Written and Verbal Communications (Inactive) ... for clients calling in with questions or requests related to their banking needs. You'll deepen relationships by understanding the client's needs, and quickly… more
- Office of the Comptroller of the Currency (New York, NY)
- …Conducting examinations or reviews to determine a financial institution's condition, compliance with banking laws and regulations Including identifying and ... Summary As a National Bank Examiner (International Banking Supervision Field Examiner), you will conduct and assist in the supervision of federal branches and… more