- Citizens (New York, NY)
- …JMP Securities, Inc., Citizens institutional broker-dealer, is seeking a highly skilled Compliance Director to lead our advisory and trade surveillance efforts. ... Our Compliance team is vital to upholding the integrity of...Director of Institutional Equities, Options, and Fixed Income Compliance , you will be responsible for overseeing both advisory… more
- Grant Thornton LLP (New York, NY)
- As a Banking Compliance Risk Director , you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth technical ... on emerging regulations and help organizations leverage efficiencies within the Regulatory Compliance Practice - all with the resources, environment, and support to… more
- Northwell Health (Lake Success, NY)
- **Req Number** 136687 Job Description As one of Northwell's Corporate Compliance Director of Audit, you will be assigned responsibility to oversee the daily ... operations of the audit department within Compliance . This is a hybrid position, requiring 2-3 days...requiring 2-3 days in the office setting. The Audit Director will manage, plan, organize and evaluate the staff… more
- BMO Financial Group (New York, NY)
- The US Capital Markets Compliance Team is seeking a Compliance Director with primary accountability for the Firm's Cash Equities Electronic Trading ... across two US broker-dealers. The role will include accountability for compliance advisory services, design and execution of surveillance activities, and… more
- Teva Pharmaceuticals (Parsippany, NJ)
- …a difference, and new people to make a difference with. **The opportunity** The Director Compliance & Ethics, Global R&D and Medical Affairs reports to the ... Director , Compliance & Ethics, Global R&D... Director , Compliance & Ethics, Global R&D and Medical Affairs...Officer, with a dotted line reporting to the Sr Director of NA Compliance . This role serves… more
- MTA (Brooklyn, NY)
- Director , Compliance Support Job ID: 8879 Business Unit: MTA Headquarters Location: Brooklyn, NY, United States Regular/Temporary: Regular Department: ... Occupational Health Services Date Posted: Sep 17, 2024 Description JOB TITLE: Director , Compliance Support SALARY RANGE: $ 130 ,000-$ 1 4 0 ,000 HAY POINTS: 805… more
- Educational Alliance, Inc. (New York, NY)
- …wellness, arts and culture, and civic engagement. The Role: Under the direction of the Director of Compliance , the Associate Director of Compliance is ... the Center for Recovery Wellness (CRW) residential and outpatient components. The Associate Director of Compliance will oversee the adherence to all relevant… more
- MTA (New York, NY)
- Assistant Director Compliance - Maintenance of Way Job ID: 6598 Business Unit: Metro-North Railroad Location: New York, NY, United States Regular/Temporary: ... Date Posted: Jul 9, 2024 Description POSTING NO: 6598 JOB TITLE: Assistant Director Compliance - M aintenance of Way. DEPT/DIV: Operations/ M of W Administration… more
- TD Bank (New York, NY)
- …provide you more specific details for this role **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $230,000 USD TD is committed to providing fair… more
- SMBC (New York, NY)
- …with global stakeholders and regional Volcker Offices on various aspects of Volcker compliance . The Director will be responsible for rigorously supporting the ... rule, and be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-to-day...Executive Director and managing the Volcker Program while working closely… more
- Robert Half Finance & Accounting (Edison, NJ)
- Description Robert Half is seeking a highly skilled and motivated Compliance and Safety Director for a growing client in Central NJ. In this critical role, you ... warehouse regulatory standards. OSHA certification and an understanding of compliance /regulations in relation to food/beverages is required. Responsibilities: +… more
- Huron Consulting Group (New York, NY)
- …your future. **Position Summary** Huron is seeking an experienced Regulatory and Compliance Risk Director to join our Financial Institutions Advisory team. ... clients build robust risk management frameworks and ensure regulatory compliance . Within the Regulatory and Compliance Risk...achievement. Our environment inspires and rewards growth As a Director , you have the unique ability to specialize in… more
- KPMG (New York, NY)
- **Business Title:** Director , Consumer Compliance **Requisition Number:** 118205 - 68 **Function:** Advisory **Area of Interest:** **State:** NY **City:** New ... then consider a career in Advisory. KPMG is currently seeking a Director in Consumer Compliance for our Consulting (https://advisory.kpmg.us/) practice.… more
- KPMG (New York, NY)
- **Business Title:** Director , Markets Compliance **Requisition Number:** 118215 - 68 **Function:** Advisory **Area of Interest:** **State:** NY **City:** New ... consider a career in Advisory. KPMG is currently seeking a Director to join our Advisory Services (https://advisory.kpmg.us/) practice. Responsibilities: + Develop… more
- Santander US (New York, NY)
- Senior Director , AML Compliance Model Validation Country: United States of America The Senior Director , Model Validation for Santander US Compliance ... be responsible for leading the independent validation of models used by various Compliance groups in conformance with regulatory guidance on model risk SR11-07 and… more
- S&P Global (New York, NY)
- …**Grade Level (for internal use):** 13 **_The_** **_Role:_** **_Regional Commercial Director - Regulatory Compliance_** **The Team:** This commercial position is ... part of S&P Global Market Intelligence's Regulatory Compliance Division. Reporting to the Commercial Head of Documentation and Regulatory Solutions, you will work… more
- Helsinn Therapeutics (US), Inc. (Iselin, NJ)
- Director of Compliance Compliance Iselin, New Jersey Apply Description Responsibilities + Responsible for overseeing all elements of Helsinn's comprehensive ... compliance program, managing all compliance matters pertaining to the US organization and working on complex compliance matters that impact the success of the… more
- Metro One Loss Prevention Services Group (Staten Island, NY)
- Job Description Director of Compliance Requirements
- City of New York (New York, NY)
- …The Bureau of Human Resources seeks to hire an Administrative Manager, NM/L-III (Senior Director , Office of Compliance Services). DUTIES WILL INCLUDE BUT NOT BE ... requirements, DOI, and monitoring the practices and procedures to ensure compliance with those rules and guidelines. Delivering successful outcomes by tracking… more
- TD Bank (New York, NY)
- …practices and insights with colleagues globally; + JD a plus The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... **Work Location** : United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair… more