- Capital One (New York, NY)
- …, Regulatory, CAMP, TRAs, and Controls testing. You will mature and manage the risk management processes by working with Data Protection Service and Product ... teams, horizontal partner teams ( Audit , TRM, ES RIsk , Cyber GRC) and...Risk Managers at Capital One are highly motivated risk management professionals with excellent influencing, judgment,… more
- City of New York (New York, NY)
- … recommendations stemming from external and internal audits. The Counsel for Audit , Risk Management and Compliance, reporting to the Deputy Director ... is recruiting for one (1) Executive Agency Counsel to function as the Counsel Audit , Risk Management , and Compliance, who will: - Evaluate standards… more
- TD Bank (New York, NY)
- …opportunities and recommending action to senior management + Acts as a strategic audit advisor by providing counsel and guidance on audit issues; leads ... leads a large, significant and/or highly complex, and diverse audit team for an area of significant risk...procedures, laws, rules and regulations + Advanced knowledge of risk management environment, standards, regulations and mitigation… more
- City of New York (New York, NY)
- …Standards, and federal, state and local laws and regulations; Board governance; risk management and external litigation; labor and employment; contracts and ... Director, and the Board in the following areas: Rulemaking, Regulatory Compliance, and Risk Management - Translate policies and practices into, and draft, Board… more
- Microsoft Corporation (New York, NY)
- …data protection and confidentiality. + Partner with key cross-company partners, including Internal Audit , Enterprise Risk Management , and the Board of ... security controls, audit processes, and certifications (eg, ISO, SOC, NIST, Risk Management frameworks) + Flexible and analytical thinker able to quickly… more
- Elevance Health (New York, NY)
- **Managing Associate General Counsel , Sr (Deputy General Counsel ) - Data Governance, Information Security and Privacy** **Location** Successful candidate must ... and data protection programs (including legal support for regulatory and audit functions, as needed), and establish appropriate relationships with responsible… more
- Pfizer (New York, NY)
- …updates, trends, root cause analyses, and other investigations learnings to support effective risk management . **Role Responsibilities** + As a member of the ... Work with multiple stakeholders, including Legal Division colleagues, external legal counsel , Compliance Division colleagues, Internal Audit , People Experience,… more
- SMBC (New York, NY)
- …aspects of board and board committee planning, including logistical management , interacting with presenters on meeting materials, drafting resolutions, assembling ... the Legal department and across business and support functions to address legal and risk issues in a manner consistent with the best interests of the BHC. **Role… more
- City of New York (New York, NY)
- …(OASO) is recruiting for one (1) Agency Attorney II to function as a Counsel , The Office of Asylum Seeker Operations (OASO) who will: - Provide legal analysis ... in all areas of MoRMC's portfolio, including City operations, procurement, contract management , and internal and external audits. - Evaluate standards and guidelines… more
- Wolters Kluwer (New York, NY)
- …services. Professionals in the areas of legal, business, tax, accounting, finance, audit , risk , compliance and healthcare rely on Wolters Kluwer's market ... standard form agreements, playbooks, policies and legal processes. + Partnering with management and sales, marketing, product and finance teams and advising on… more
- City National Bank (Jersey City, NJ)
- …audit experience within Information Technology, with IT service management and IT risk management audit experience. + Minimum 5 years of business ... the areas of Information Technology for existing and emerging technologies, and related risk management framework, compliance and audit techniques. + Raise… more
- Citigroup (Queens, NY)
- …that conform to enterprise requirements and support sound operational and compliance risk management .* Apply knowledge of the business, products or services ... on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the...Knowledge of Investment and Consumer Regulations **Job Family Group:** Risk Management **Job Family:** Operational Risk… more
- TD Bank (New York, NY)
- …regulation and requires interaction with members of the business, Financial Crime Risk Management Group, Market Compliance, Operations and Governance and Control ... regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control, supported by effective processes in alignment… more
- Citigroup (New York, NY)
- …**Education:** + Bachelor's degree required, Master's degree preferred **Job Family Group:** Risk Management **Job Family:** Risk Exposure Monitoring & ... The Risk Operations Officer is a strategic professional who...on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the… more
- American Express (New York, NY)
- …all levels to document, understand, and assess relevant risks and controls; + Assist audit management with routine client status meetings, audit requests, ... degree in Accounting, Analytics, or another related field is preferred; + Relevant audit and risk professional certification(s) are preferred (CIA, CRMC, CISA,… more
- Citigroup (New York, NY)
- …family. **Responsibilities:** + Develop analytics libraries used for pricing and risk - management + Create, implement, and support quantitative models for ... on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the...control functions such as Legal, Compliance, Market and Credit Risk , Audit , Finance in order to ensure… more
- American Express (New York, NY)
- …and compliance solutions. + Strong subject matter knowledge of the Compliance Risk Management Program and in-depth knowledge and understanding of compliance ... with relevant partners, including but not limited to: Internal Audit , Internal Independent Compliance Testing team, General Counsel... risk management practices and methodologies, applicable AXP… more
- Bank of America (New York, NY)
- …+ Due Diligence + Internal Audit Review + Leadership Development + Recruiting + Risk Management + Client Management + Customer Service Management + ... service + Supervises financial transactions and operations to drive risk management best practices and ensure compliance...while preparing to effectively manage any type of branch audit + Oversees the client service experience and reviews… more
- Axis (Red Bank, NJ)
- …Quality Assurance - Comply with best practices measured by monthly Quality Assurance and Management Initiated Audit scores as well as the implementation of ... We stand apart for our outstanding client service, intelligent risk taking and superior risk adjusted returns...5 years of adjusting experience, with coverage and litigation management experience + Audit experience preferred +… more
- American Express (New York, NY)
- …Warehouses, additional focus will be dedicated to new product development, risk management initiatives, process control, customer communications and complaints. ... In addition to leading and supporting an effective compliance risk management oversight program for the EDDS...with business partners and internal collaborators (eg other Global Risk and Compliance colleagues, General Counsel Office,… more
