- TD Bank (New York, NY)
- …Business:** Governance & Control **Job Description:** The Head of Governance and Control , AML , Consumer a leadership role focused on creating an ... function and build of long-term strategic roadmap to enhance and create a best-in-class AML Governance and Control Function * Business input to AML Risk… more
- Citigroup (Jersey City, NJ)
- AML NAM Head of Data Science...activities, combined with a solid conceptual/practical grounding in both AML and data science risks and control ... computing to support required transformation activities. **Job Family Group:** Compliance and Control **Job Family:** AML Core **Time Type:** Full time **Primary… more
- Citigroup (New York, NY)
- …presentations to update senior management and various governance committees on AML & ABC developments, emerging risks, control issues and/or enhancements. + ... **Overview:** The Treasury and Trade Solutions (TTS) Global In-Business AML and ABC Risk Head is a...and the ICG Financial Crime Risk team to share control best practices and manage AML and… more
- Citigroup (New York, NY)
- …groups or participation in public / private partnership initiatives. Serve on the AML Governance and Business Risk Committee (GBRC) and participate in Business ... of AML risks which complies with applicable AML laws and regulations. **Role** The Global Head...team, this person will liaise with regulators on critical AML issues, participate in key governance forums,… more
- TD Bank (New York, NY)
- …Crime Risk Management Group, Market Compliance, Operations and Governance and Control to ensure compliance with AML mandates and regulatory requirements. ... risk ensuring appropriate controls are in place, update procedures, and escalate to the Head of AML , as applicable. + Provide AML /sanctions advisory services… more
- TD Bank (New York, NY)
- …years of experience **Preferred Qualifications:** + 3 years experience working in a governance or AML type background + PowerPoint Skills are a plus **Customer ... Accountabilities:** + Oversees a function of enterprise AML Program professionals providing oversight and control related advisory services to GAML partners +… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** Reporting to the Head of KYC in the Compliance Department, Americas Division, the KYC Transformation ... a senior member of the KYC Department's management team and will partner with the Head of KYC to develop and implement a centralized KYC model across the America's… more
- SMBC (Jersey City, NJ)
- …rules and regulations as well as internal policies and procedures of SMBC and Head Office. The KYC Procedures and Governance Oversight Vice President may direct ... control gaps, risks, proposed improvements. + Provide program governance , oversight, and monitoring in accordance with SMBC's Policies...BA / BS (or equivalent experience) + Knowledge of AML , Bank Secrecy Act, Foreign Asset Control ,… more
- Scotiabank (New York, NY)
- …Works collaboratively with key stakeholders, including other Compliance functions, Internal Control , Regulatory Relations, Legal, Risk Management, and AML ... Director, SCUSA CCO, Head of Broker Dealer & Corporate Functions Compliance...US Compliance program and a Compliance representative in other governance forums, including the SCUSA Management Committee. + Understands… more
- Adecco US, Inc. (New York, NY)
- …other illicit financial activity risks while aligning with the Bank's BSA/ AML /OFAC Compliance Program, Risk Governance Framework, and regulatory requirements. ... The incumbent assists the Deputy Chief BSA Officer and Head of FLU BSA/ AML and Compliance Oversight,...parties for short-term financing. + Maintain and update customer control questionnaire in the Risk Assessment Engine + Conduct… more
- Citigroup (New York, NY)
- …assigned products in managing both inherent and residual risks and executing related control responsibilities as a First Line of Defense function. This is a ... including TTS LMS product managers, In-Business Risk partners, Regulatory and Control teams, TTS Partner teams (Operations and Technology, Onboarding , Sales,… more
- JPMorgan Chase (Jersey City, NJ)
- …the requirements and standards for the Firm's Enterprise-Wide Anti-Money Laundering ( AML ) and Sanctions Programs, you will be responsible for oversight and ... coordination of AML and sanctions coverage across the firm, the development...the LOB's. The core function teams provide oversight of control processes such as customer due diligence, transaction monitoring,… more
- Scotiabank (New York, NY)
- …data warehouses, and interfaces, including AML transformation programs and data governance audits with support from Head Office IT audit teams. Apart ... scope and overall opinion. Completes workpapers timely, ensures internal control weaknesses are clearly documented with recommendations addressing the root… more