- Wellington (New York, NY)
- …perspectives with those of our clients. **About the Role** The Head of Private Credit Compliance will support and provide leadership to Wellington ... professionals and attorneys. **Responsibilities** The Head of Private Credit Compliance 's principal responsibilities will include the following: +… more
- Citigroup (New York, NY)
- …of business + Works in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order to ensure appropriate ... **PCA specific responsibilities:** + Manages the interaction between Citi's private company clients and Citi's institutional investor clients + Responsible… more
- Scotiabank (New York, NY)
- …SCUSA CCO, Head of Broker Dealer & Corporate Functions Compliance **Requisition ID:** 199204 **Salary Range:** 174,700.00 - 286,000.00 _Please note that ... & Markets provides a full range of investment banking, credit and risk management products and services relevant to...Compliance Officer for the US broker dealer and Head of Corporate Functions Compliance , The role… more
- Neuberger Berman (New York, NY)
- …and maintaining bank and credit rating agency relationships + Negotiation of credit facilities for funds + Ongoing compliance of credit facilities ... Neuberger Berman is seeking a Head of Treasury for the NB Alternatives platform....Vendor oversight functions and reporting for banks, line of credit and foreign exchange providers + Financial planning and… more
- MassMutual (New York, NY)
- …but not limited to SBL, Business Lending, Student Lending, and the Advisor Credit Exchange platform. + Support compliance of products with all regulatory ... **The Opportunity** As the Head of Lending Product and Pricing, you will...preferred. + Minimum of 10 years of lending and credit experience in private bank and/or commercial… more
- SMBC (New York, NY)
- …also contribute to strategic planning within area of expertise. Reports directly to the Head of Private Side Compliance Advisory for SMBC Nikko Securities ... Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices… more
- Citigroup (New York, NY)
- …range of financial products and services, including consumer banking and credit , corporate and investment banking, securities brokerage, transaction services, and ... with applicable AML laws and regulations. **Role** The Global Head of AML Risk Management - Wealth reports to...AML Risk Management - Wealth reports to Citi's Chief Compliance Officer (CCO) Anti-Money Laundering (AML) / Bank Secrecy… more
- Aflac (New York, NY)
- …Credit Team. The Credit Team has responsibility for managing public and private credit investments on behalf of Aflac's $100bn of general account assets ... Aflac's general accounts from a mix of public and private assets (including strategic partnerships) across multiple geographies and...partners and peers. Key Relationships Reports to : Global Head of Credit , with secondary report to… more
- SMBC (New York, NY)
- …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... finance transactions in North America with the oversight of the sector head and/or other senior colleagues. + Present transactions internally, lead the preparation… more
- SMBC (New York, NY)
- …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... managing a mid market and large cap portfolio of Private Equity backed Leveraged loans that are primarily rated...singe B (or equivalent). This role is responsible for credit monitoring as well as new business underwriting from… more
- Mizuho Corporate Bank (Jersey City, NJ)
- …Securitization, Leasing, Collateralized Loan Obligations, Project Finance, Loan Trading, and or Credit Derivatives, as necessary) + Experience with compliance in ... (Agency/Bilateral Loan Administration) AVP is responsible for assisting the Section Head in supervising the Agency / Bilateral Loan Administration Section; ensures… more
- Churchill (New York, NY)
- …public accounting experience (investment company accounting required). * CPA preferred. * Private Equity and/or Private Credit experience strongly preferred. ... Management LLC Job Title: Senior Associate Division: Finance - Private Equity and Junior Capital Location: New York Timing:...service providers. * Assisting the Principal of Finance and Head of Tax in the coordination with tax service… more
- Morgan Stanley (New York, NY)
- …of investible capital across a broad spectrum of strategies within the following categories: . Private Credit . Private Equity . Real Assets . Hedge Funds ... Morgan Stanley's extensive business relationships and global network of resources afford our private equity and credit teams as well as our portfolio companies'… more
- Scotiabank (New York, NY)
- …world. Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic ... ensure all activities conducted by the business are in compliance with governing regulations, internal policies and procedures. As...banking businesses. This analyst will work closely with the Head of FLSS and will assist in meeting a… more
- Neuberger Berman (New York, NY)
- …NB Alternatives platform. **Responsibilities:** + Work closely with and support the Head of Valuation + Support the preparation of quarterly valuation models and ... pricing, valuation, P&L and valuation models + Assist the head of valuation in managing the valuation process on...inputs to the valuation models (yield curve, volatility surfaces, credit curves) and ensure the valuation process is in… more
- Mizuho Corporate Bank (Jersey City, NJ)
- The Assistant Vice President of the Credit Control Unit/Loan Control ("CCU"/"LC") is responsible for supporting daily operations performed by the CCU/LC. The ... Duties (As requested by UH) + Provide the Unit Head with support in the implementation of business plans,...within established framework. + Other work-related duties as assigned. Compliance + Obtain a basic understanding of the applicable… more
- Scotiabank (New York, NY)
- …world. Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic ... business strategies, plans and initiatives are executed / delivered in compliance with governing regulations, internal policies and procedures. **What You'll Do:**… more
- Scotiabank (New York, NY)
- …world. Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic ... business strategies and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures. The successful… more