- Guardian Life (New York, NY)
- …Chief Compliance Officer will report directly to the Vice President, Chief Compliance Officer for Individual Markets , who is a member of the ... The Chief Compliance Officer of Park Avenue Securities...and supervise, guide and appraise staff in the Individual Markets Compliance Department + Maintain and update… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage… more
- City Wide Facility Solutions (Paramus, NJ)
- City Wide Facility Solutions is actively seeking a Contract Compliance Officer - Night Shift for our Franchise location in Northern New Jersey (Westwood, NJ) ... - Northern New Jersey, one of more than 70 markets covered across the United States and Canada. Our...the people and communities we serve. Objective The Contract Compliance Office - Night Shift is responsible for the… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking a Trust Compliance & Risk Officer to be responsible for the Compliance and Risk Management Program for the Bank's Investment ... Management Division/Trust Department and compliance with applicable federal/state laws and regulations, contractual obligations and internal Trust department… more
- Citigroup (New York, NY)
- **Citi Commercial Bank - Commercial Lending Management - Credit Officer , Industrials, VP** **Description** Citi's US Commercial Bank (CCB) is a rapidly growing ... function organized around our strategic industries and global target market approach. CLM plays a critical role of the...the US CLM Industrials Sub-Sector Head. The CLM Credit Officer facilitates the end-to-end lending process for a covered… more
- PNC (Ridgewood, NJ)
- …At PNC, our people are our greatest differentiator and competitive advantage in the markets we serve. We are all united in delivering the best experience for our ... contribute to the company's success. The Regional Supervision Risk Officer (RSO) reports into PNC Investments, which is a...broker-dealer subsidiary of PNC Bank. This role works with Compliance , Central Review Desk and Regional Sales Managers to… more
- City of New York (New York, NY)
- …and conditions of new investment agreements and other related contracts; Assist with manager risk and compliance review and assessment; - Monitoring the ... beneficiaries and the City of New York. The Investment Officer will assist in overseeing the investment activity for...portfolio of existing investments to ensure compliance with the terms of the limited partnership agreement,… more
- SMBC (New York, NY)
- …and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in ... Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI...the current compensation paid in their geography and the market for similar roles at the time of hire.… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank seeks a dedicated Chief Information Security Officer to be r esponsible for designing and implementing the Bank's Information Security program while ... IT and Cyber Security threat landscape for the industry + Ensure Bank compliance with relevant Information Security laws and applicable regulations + Lead, and… more
- JPMorgan Chase (New York, NY)
- …functions to promote consistent operational risk practices and Control programs. As a Control Manager - NA Credit Markets - Vice President within the Business ... executives and core business support groups (ie, Operations, Product Control, Compliance , Technology, Market Risk), drive business control forums, ensuring… more
- Bank of America (New York, NY)
- …lines) globally; key requirements for the role: * 5 years' experience covering markets compliance for a major US institutional broker-dealer or bank. working ... Volcker EAC Compliance and Operational Risk Manager New...Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, executing… more
- SMBC (New York, NY)
- …within the Americas Division Compliance Department (ie, Compliance Administrative Officer and Chief Compliance Officer ). **Role Objectives** + Assist ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...**Role Description** SMBC would like to hire a Senior Compliance Program Manager who would be responsible… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Control Room Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a ... Units and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, executing the CORM Program… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Accounting and Compliance Manager for Contribution and Investments (ACCI) manages the accounting and financial reporting for NYU's ... accounting functions and is part of NYU's Grants, Gifts and Investments Accounting & Compliance (GGIA&C) team. In this role, the Manager is responsible for: 1)… more
- TD Bank (New York, NY)
- …risk issues, including acting as the Units designated anti-money laundering officer + Understands changing market conditions and remains knowledgeable ... of Business:** Personal & Commercial Banking **Job Description:** TD's Middle Market Credit Management team is responsible for managing credit relationships with… more
- Scotiabank (New York, NY)
- Senior Manager , Governance, Policy and Reporting, Global AML **Requisition ID:** 199818 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range ... in an inclusive and high-performing culture. **Global Banking and Markets ** Global Banking and Markets (GBM) is...our clients an important bridge to this key global market for trade and investment flows across the Americas… more
- SMBC (Jersey City, NJ)
- …LMS reports and PowerBI training dashboard for accurate reporting to Head of FCC Compliance , BSA/AML Officer , Senior Management and Head Office + Assist in the ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...the current compensation paid in their geography and the market for similar roles at the time of hire.… more
- New York State Civil Service (New York, NY)
- …No Agency Insurance Fund, State Title Assistant Corporate Bond Portfolio Manager Occupational Category Other Professional Careers Salary Grade NS Bargaining Unit ... and a minimum of three years of relevant experience in institutional, corporate bond markets . Preference may be given to candidates who have obtained their MBA or… more
- US Tech Solutions (New York, NY)
- …Market (NAM) business. The position will report to the AVP - North American Markets ERM Officer . The Director will be responsible for supporting the ongoing ... risk remains within an acceptable level. * Support NAM's compliance with the Business Continuity and Crisis Management Policy...and/or audit in the financial services industry in capital markets . * Experience in Front or middle-office capital … more
- KPMG (New York, NY)
- …License) issued by US Customs and Border Protection, CUSICO (Certified US Import Compliance Officer ), CUSECO (Certified US Export Compliance Officer ... **Business Title:** Manager , Global Trade Technology - SAP GTS **Requisition...Trade Management (GTM) solutions in their daily trade and compliance activities + Work with client's business resources to… more