- SMBC (Jersey City, NJ)
- …**Role Description** By business line, create and validate a framework that assesses operational risk across a number of different factors and types. Create ... a framework for the entity and by business line that assesses operational risk across a number of different factors (people, processes, systems external factors)… more
- Bank of America (New York, NY)
- …and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, executing the CORM Program and ... Summary** The Volcker Enterprise Area of Coverage (EAC) Global Compliance & Operational Risk (GCOR) officer is a person who has financial services… more
- Bank of America (New York, NY)
- …and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, executing the CORM Program and ... Compliance and Operational Risk Manager- Control Room Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a… more
- American Express (New York, NY)
- …Enterprise Risk Management works with the Head of ERM to support the Chief Operational Risk Officer in providing Risk management input into ... line of defense and escalate concerns to the Chief Risk Officer (CRO), the Enterprise Risk...and processes, ensuring implementation with the Enterprise and Bank-wide operational Risk policies and maintaining a safe… more
- Bank of America (New York, NY)
- Credit Risk Officer /GCIB GMC Associate-Global Renewable Energy Credit New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we ... risk governance, as well as monitoring for potential operational , reputational and market risk issues +...understanding of loans, trading, and treasury products for Credit Risk Officer , 3+ yrs experience for GCIB… more
- Arena Investors LP (New York, NY)
- …spectrum in areas where conventional sources of capital are scarce. We are seeking a Chief Risk Officer (CRO) to join Arena. The newly created role will create a ... framework to ensure appropriate monitoring, measuring, and mitigation of various risk parameters, including credit, operational , interest rate, counterparty,… more
- Citigroup (New York, NY)
- …a strong legacy of innovation and a unique global trade solution network. The Business Risk Officer for North America cluster is a senior specialist who provides ... maintain a robust Manager's Control Assessment (MCA) in compliance with the Citi Operational Risk Policy. + Ensure adherence to the Citi Operational Risk… more
- JPMorgan Chase (New York, NY)
- …and reporting practices. CCOR T&C is a group within the Compliance, Conduct and Operational Risk (CCOR) organization and is responsible for the design and ... quo and striving to be best-in-class. As a Senior Officer for the Governance, Risk and Controls...management program for technology and cybersecurity risks, leveraging the Operational Risk Framework, regulatory guidance (eg, FFIEC,… more
- Citigroup (New York, NY)
- The Regulatory Risk Sr Officer II is a strategic professional who closely follows latest trends in own field and adapts them for application within own job and ... and strategies for the area. **Responsibilities:** + Responsible for providing risk strategic analytics, information management across Citibank products and reports… more
- Bank of America (New York, NY)
- Global Markets Credit - Hedge Funds Credit Risk Officer , Vice President New York, New York;Chicago, Illinois; Charlotte, North Carolina **Job Description:** At ... risk governance, as well as monitoring for potential operational , reputational and market risk issues + Identifies risks early that could impact the assigned… more
- Bloomberg (New York, NY)
- Risk Officer - Enterprise Data - Chief Risk Office **New York, NY** Posted Apr 4, 2024 - Requisition No. 124261 The energy of a newsroom, the pace of a ... Finance, Operational Resilience and Internal Audit, to provide centralized risk frameworks, processes, tools, training and advisory services to businesses and… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking a Trust Compliance & Risk Officer to be responsible for the Compliance and Risk Management Program for the Bank's Investment ... and customers. Essential Job Functions: + Responsible for compliance and risk management for the Bank's Investment Management Division/Trust Department + Monitor… more
- Citigroup (New York, NY)
- …Escalation Policies. + Take ownership to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured accurately, ... influence standards and procedures that conform to enterprise requirements and support sound operational and compliance risk management. + Apply knowledge of the… more
- City of New York (New York, NY)
- …health of all New Yorkers. Driven by information about attackers, using a risk -based and cost-effective approach, investments will be made in people, processes, and ... to prevent and respond to cyber threats. We are seeking a dynamic Cybersecurity Risk Analyst to play a pivotal role in enhancing our cybersecurity program. If you… more
- Citigroup (New York, NY)
- …Credit risk management (eg Retail Credit, Wholesale Credit) + Non-Financial risk management (eg Operational , Compliance) + Experience in project management ... major business at Citi. The In-Business Credit & Franchise Risk Organization within USPB is responsible for managing the...USPB is responsible for managing the credit and franchise risk of the USPB business. The Head of In-Business… more
- JPMorgan Chase (New York, NY)
- …status quo and striving to be best-in-class. As a Compliance, Conduct and Operational Risk (CCOR) Associate within the global/regional Compliance teams, you will ... of Business (LOB) and other Control functions, including Internal Audit and Operational Risk . Your role will require a solid understanding and experience in… more
- Citigroup (New York, NY)
- …quality assurance function + Ideally, credit officer or analyst or operational credit risk background, with experience on day-to-day credit functions ... credit risk . The results help management identify control and operational weaknesses, risks associated with the credit processes, training needs, and process… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to IT Risk , operational risk , regulatory compliance risk , AML/ATF ... Managing Director & Chief Data Officer , Information Security & Control and Enterprise Platforms..., including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance … more
- S&P Global (New York, NY)
- …of professional experience in Research or Capital Markets Compliance, Internal Audit, or Operational Risk Management or similar fields, or an advanced degree in ... **Grade Level (for internal use):** 10 **The Role:** Compliance Officer - Control Room **The Team:** Control Room is...the EU financial regulation framework. + Some understanding of operational or compliance risk management process. +… more
- Morgan Stanley (New York, NY)
- …our client experience through an elevated standard of care. The Business Service Officer (BSO) will report directly to the Complex Business Service Officer ... facilitating communication and training for Service Professionals, partner with Complex Sales and Risk teams to ensure execution in all aspects of the business and… more