- SMBC (New York, NY)
- …+ Manage the compliance and operational risk associated with the daily execution of trade finance business in conjunction with GTFD management, BCO of coverage, ... in Compliance Department (CPAD). + Control/minimize various compliance risks arising out of daily execution ...mentioned various risks. **Role Objectives: Delivery** Manage Sanction & AML risk matters related to the daily execution… more
- BMO Financial Group (New York, NY)
- …and advisory services to clients around the world. #bmocapitalmarkets Lead the execution of the RRS Operational Risk mandate through the following responsibilities: ... high performance of the NA RRS team in the execution of its mandate Operational Risk Mandate: + Prevent...loss and ensuring the CM business is executed in compliance with applicable regulations by + Understanding processes, ensuring… more
- JPMorgan Chase (New York, NY)
- **Job Description** As part of the JP Morgan's Deal Services Execution Support team, you will partner with Global Investment Bank (GIB) and Global Corporate Bank ... (GCB) Product and Coverage teams to support the execution of Investment and Corporate Banking transactions across Equity...product bankers, Wholesale KYC Operations (WKO) Client Office and Compliance teams in region to meet local or product… more
- Morgan Stanley (New York, NY)
- …might be the right team for you. *Your Key Responsibilities:* As an experienced Director/ Vice President Risk Ranking Specialist in GFC, you will: * Assist with ... the Firm's financial crime prevention efforts. Including governance, oversight and execution of the Firm's Anti-Money Laundering ( AML ), Sanctions,… more