- HSBC (Buffalo, NY)
- …business strategy, meet business objectives and satisfy all relevant regulatory and operational risk controls. Lead in designing, specifying and selecting ... their skills and expertise to carry out software development, testing and operational support activities with the...associated controls such as PCI DSS; * Cards Scheme Compliance ; and * Cards security controls such as PCI… more
- Astronics (East Aurora, NY)
- …). + Evaluate operational and SOX controls for effectiveness and compliance . + Prepare clear audit workpapers and testing programs. + Communicate ... an Audit Associate, you'll be a key part of the Company's compliance and risk management function. Working alongside corporate and divisional leaders, you will:… more
- KeyBank (Buffalo, NY)
- … with applicable laws and regulations through the execution of compliance and operational risk monitoring and testing across Key's lines of business, ... this role assist in the design and execution of operational risk testing and continuous...Bachelor's degree + Minimum 3 years of banking operations, risk management ( operational and/or compliance ),… more
- KeyBank (Amherst, NY)
- …quo. The ideal candidate will have experience managing a team of testing , compliance , or operational risk professionals, a strong knowledge of banking ... processes in mitigating applicable risks through the execution of operational and compliance monitoring and testing...Job Functions** + Lead and manage a team of operational risk testing professionals and… more
- M&T Bank (Buffalo, NY)
- …testing , and issues management. Provide assistance in the development of various operational risk / compliance related initiatives within the line of ... the planning, execution and reporting of the business unit's risk -based testing program. Perform control testing...+ Build a working relationship with Internal Audit, Corporate Operational Risk and Corporate Compliance … more
- KeyBank (Buffalo, NY)
- …to include among others: the development and implementation of Operational risk policies and procedures; assessment, monitoring and testing ; establishment of ... being the subject matter expert on operational risk activities associated with risks, controls, testing ,...team environment - In-depth practical knowledge of internal controls, risk assessments and operational and compliance… more
- KeyBank (Buffalo, NY)
- …in data governance, technology risk , cybersecurity risk , operational risk , enterprise risk , audit, or compliance + Experience in a second ... supporting oversight of enterprise-wide data governance practices across KeyCorp. The Operational Risk Officer is responsible for providing independent oversight… more
- M&T Bank (Buffalo, NY)
- …monitoring, testing , and issue management, as well as contributing to operational risk and compliance initiatives by helping implement less ... the planning, execution and reporting of the business unit's risk -based testing program. Perform control testing...risk initiatives they lead. + Adhere to applicable compliance / operational risk controls in accordance… more
- M&T Bank (Buffalo, NY)
- …and responsibilities for risk initiatives they lead. + Adhere to applicable compliance / operational risk controls in accordance with Company or regulatory ... + Actively participate in the planning, execution and reporting of the business unit's risk -based testing program. Perform control testing as an individual… more
- M&T Bank (Buffalo, NY)
- …relationship with business unit executive and senior management, Internal Audit, Corporate Operational Risk and Corporate Compliance Portfolio Managers. + ... areas of focus for the business area's control design, risk -based testing , continuous monitoring programs. + Develop,...Adhere to applicable compliance / operational risk controls in accordance with Company… more
- M&T Bank (Buffalo, NY)
- …Build a working relationship with business unit management, Internal Audit, Corporate Operational Risk and Corporate Compliance Portfolio Managers. + ... the development, execution and reporting of the business unit's risk -based testing program. Ensure control testing...Adhere to applicable compliance / operational risk controls in accordance with Company… more
- M&T Bank (Buffalo, NY)
- …+ Build a working relationship with business unit management, Internal Audit, Corporate Operational Risk and Corporate Compliance Portfolio Managers. + ... and recommend areas of focus for the business area's risk -based testing program. + Oversee reporting to...Adhere to applicable compliance / operational risk controls in accordance with Company… more
- M&T Bank (Buffalo, NY)
- …salary recommendations, performance management and terminations. + Adhere to applicable compliance / operational risk controls in accordance with Company ... **Overview** Responsible for in-depth monitoring, evaluation, and risk identification on the Bank's exposure to counterparty...tools, to identify pockets of CCR + Analyze stress testing results and enhance existing stress testing … more
- M&T Bank (Getzville, NY)
- **Overview:** Participate in the development, implementation and execution of various operational risk / compliance -related initiatives at the business line ... . + Maintain compliance policy manual. + Conduct periodic compliance reviews and testing of the business unit. Perform reviews and testing according… more
- KeyBank (Amherst, NY)
- …from business and compliance partners. Responsibilities also include supporting Governance, Risk & Compliance (GRC) testing and findings, Anti-Money ... processes. + Demonstrate and maintain expertise of industry trends and practices in operational area, Risk Management, Compliance , and Operations. + Ability… more
- Citigroup (Getzville, NY)
- …these standards **Qualifications** : + Minimum of 6-10 years of experience in operational risk management, compliance , audit, or other control-related ... such as assessment & design, MCA, QA, Monitoring & Testing , Issue Management and/or Governance Reporting & Analysis for...Enterprise Risk Management Framework and adherence with Risk Management and Compliance Policies. + Help… more
- Citigroup (Getzville, NY)
- …to maintain these standards **Qualifications** : + 10+ years of experience in operational risk management, compliance , audit, or other control-related ... such as assessment & design, MCA, QA, Monitoring & Testing , Issue Management and/or Governance Reporting & Analysis for...Enterprise Risk Management Framework and adherence with Risk Mgmt. / Compliance Policies. * Support… more
- Citigroup (Getzville, NY)
- …these standards **Qualifications** : + Minimum of 5-8 years of experience in operational risk management, compliance , audit, or other control-related ... such as assessment & design, MCA, QA, Monitoring & Testing , Issue Management and/or Governance Reporting & Analysis for...Enterprise Risk Management Framework and adherence with Risk Management and Compliance + Policies. +… more
- Citigroup (Getzville, NY)
- …and accuracy. + Coordinates a wide range of ER activities to implement Operational Resilience and a CoB Programs that includinges: Assessment, Planning, Testing , ... vendors + across all Global Products/Functions ("Sectors") and Regions by applying a risk -based methodology. + Partners with the ER leadership and central teams to… more
- M&T Bank (Buffalo, NY)
- …requirements of the Audit Committee and regulatory expectations. + Adhering to applicable compliance / operational risk controls in accordance with Company or ... a systematic, disciplined approach to evaluating and improving the effectiveness of risk management, control, and governance processes. An MDP within the Audit… more
