- Jackson National Life Insurance Company (Chicago, IL)
- …one or more processes and may manage cross-functional projects as requested by JNAM's Chief Compliance Officer and Compliance team. + Updates compliance ... Code of Ethics process and new hire and annual Compliance training. + Assists with regulatory filings,...Solid interpersonal skills and ability to communicate effectively with senior management and peers. + Solid PC skills including… more
- BMO Financial Group (Chicago, IL)
- …and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with ... + Performs and/or effectively challenges monitoring and testing activities to ensure regulatory compliance controls are operating and aligned to regulatory… more
- KeyBank (Chicago, IL)
- **Location:** 4910 Tiedeman Road - Brooklyn, Ohio 44144 The Senior Compliance Officer will be a member of the Consumer Deposit Compliance team within ... as they relate to consumer deposit accounts. Additionally, The Senior Compliance Officer will conduct...facilitate necessary changes. + Assist with internal and external regulatory compliance exams. + Proactively identify process… more
- Huntington National Bank (Chicago, IL)
- …Legal. Basic Qualifications: + Bachelor's degree + Experience as broker dealer Chief Compliance Officer or lead compliance director for investment ... Description The Huntington Capital Markets Enterprise Compliance Risk Director Senior will play...regulators and act as the liaison for all broker-dealer regulatory inquiries and examinations. + Advise and collaborate with… more
- Rush University Medical Center (Oak Park, IL)
- … changes, and emerging technologies to information strategic decision-making. Ensure compliance with all regulatory and accreditation requirements. + Foster ... Illinois Hospital: Rush Oak Park Hospital Department: Office of the Chief Medical Officer **Work Type:** Full Time **Chief Medical Officer ** **Rush Oak Park… more
- Bank of America (Chicago, IL)
- …deals where the bank is lead agent. The Special Assets Group (SAG) Corp/Comm Senior Portfolio Officer is responsible for managing a portfolio of problem ... SAG Corp/Comm Sr Port Officer Chicago, Illinois;New York, New York; Boston, Massachusetts;...Support asset quality forecasting and reporting efforts. * Ensure compliance with internal credit policies and applicable regulatory… more
- HUB International (Chicago, IL)
- …including revenue recognition for commission and fee income, acquisition accounting, and regulatory compliance . **Key Responsibilities:** + Lead and direct all ... acquisitions. HUB International is seeking an experienced and strategic **Chief Accounting Officer (CAO)** to lead all aspects of its accounting and external… more
- JPMorgan Chase (Chicago, IL)
- …+ Lead the discussion and respond to questions regarding clients during internal and regulatory audits of the portfolio. + Ensure compliance with all audit and ... Bring your expertise to JPMorganChase. As part of Risk Management and Compliance , you are at the center of keeping JPMorganChase strong and resilient. You help the… more
- BMO Financial Group (Chicago, IL)
- …service activities to meet strategic customer experience and profitability goals in compliance with legal and regulatory requirements and the Bank's policies ... and prospects. + Acts as a trusted advisor to senior leaders for making business decisions and implementing strategic...to money laundering. + Complies with all legal and regulatory requirements for the jurisdiction. + Operates at a… more
- CIBC (Chicago, IL)
- …CIBC US. The CFC Officer will support the US Corporate Function Compliance Director to ensure regulatory compliance oversight activities are operating ... in the management of CFC oversight function responsibilities related to CIBC's Regulatory Compliance Management (RCM) program. The RCM program establishes CIBC's… more
- BMO Financial Group (Chicago, IL)
- The Enterprise Regulatory Office ("ERO"), within Legal & Regulatory Compliance ("LRC"), supports the Bank of Montreal ("BMO") enterprise and helps BMO meet ... of supervisory findings, advises with respect to legal and regulatory matters, and reports to senior management...Relations, within ERO, will report directly to the Chief Regulatory Officer , will be a primary contact… more
- CIBC (Chicago, IL)
- … for Operational Process Controls (OPCs), Financial Process Controls (FPCs) and Regulatory Compliance Management (RCM) controls. **Who you are** + **You ... and monitoring corrective action plans when responding to Audit, Compliance , Self-Assessed, or regulatory examination findings. You...it relates to US TI&I Lines of Business. The Senior Risk Consultant also maintains awareness of regulatory… more
- Deloitte (Chicago, IL)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... on May 31, 2026. What you'll do As a Senior Consultant on our Global Trade Advisory team, you...Trade Advisory team, you will participate in engagements requiring regulatory analysis for a variety of entities and their… more
- Chicago Transit Authority (Chicago, IL)
- …recommends corrective actions or changes to policies and procedures that promote regulatory compliance . Implements safety programs and training to field ... regulations with the Occupational Health and Safety Administration (OSHA) and other regulatory compliance programs. * Involvement with the regulatory … more
- Wells Fargo (Chicago, IL)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Senior Lead Trust Advisor - Special Needs Trust...special needs trust accounts as an attorney or trust officer ; expert knowledge of complex estate planning techniques and… more
- HUB International (Chicago, IL)
- …offerings and advise on a wide range of other securities-related matters, including regulatory compliance , SEC and SOX compliance , corporate and board ... provide advice and support to the Board, Chief Legal Officer , Executive Management and employees on these topics as...compliance ), board and corporate governance, capital markets or regulatory enforcement, all resulting in a proven record of… more
- AON (Chicago, IL)
- …the day will look like + Develop a process to advise and shape compliance strategies on global cybersecurity regulatory developments and relevant contract risk ... will report to the Chief Privacy & Data Trust Officer . Aon is in the business of better decisions...like + Develop a process to advise and shape compliance strategies on global cybersecurity regulatory developments… more
- BMO Financial Group (Chicago, IL)
- …and best practices. + Maintains relationships with US regulators to ensure ongoing regulatory compliance (eg, Federal Reserve Bank, Office of the Comptroller of ... stakeholders in other areas within the Bank, including Corporate Compliance , Legal, and Lending senior leaders to...Operations in the areas of: Business Performance, Risk, Legal, Regulatory and Compliance , Talent Management and Technology… more
- BMO Financial Group (Chicago, IL)
- …to ensure they are competitive and effective + Supports the position on regulatory compliance Issues by interpreting requirements (existing, new and emerging) ... information and/or documentation + May act as the designated Primary Business Unit Compliance Officer (BUCO) and/or Anti-Money Laundering Reporting Officer … more
- JPMorgan Chase (Chicago, IL)
- …identify gaps, and recommend enhancements to strengthen risk posture and regulatory compliance . **Required qualifications, capabilities, and skills** + 5+ ... process owners, ensuring that implemented controls are operating effectively and in compliance with regulatory , legal, and industry standards. By partnering with… more
