- Banc of California (Santa Ana, CA)
- …Due Diligence and Enhanced Due Diligence quality, documentation and accuracy, Fraud Compliance , as well as various additional BSA/ AML related tasks. Analysis ... TOGETHER WE WIN(R) THE OPPORTUNITY The BSA Quality Control Analyst will assist in department efforts to adhere to...as necessary in conducting quality control testing related to BSA/ AML and OFAC compliance . Review and filing… more
- Raymond James Financial, Inc. (CA)
- **Job Description Summary** **Job Description** Under limited supervision, the AML Analyst applies specialized knowledge and skills in securities and/or banking ... and/or certification, to monitor and investigate transactions for suspicious activity, ensuring compliance with AML rules and regulations. This role includes… more
- Banc of California (San Diego, CA)
- …Due Diligence and Enhanced Due Diligence quality, documentation and accuracy, Fraud Compliance , as well as various additional BSA/ AML related tasks. Analysis ... TOGETHER WE WIN(R) **THE OPPORTUNITY** The BSA Quality Control Analyst will assist in department efforts to adhere to...as necessary in conducting quality control testing related to BSA/ AML and OFAC compliance . + Review and… more
- Walmart (Sunnyvale, CA)
- …years of experience working in a Policy Analyst Role. Preferably Identity Compliance . Knowledge of applicable global KYC, KYB, AML , Due Diligence, Screening ... opportunity. Walmart Compliance team is looking for a Senior Compliance Policy Analyst to help achieve regulatory compliance . You will be responsible… more
- Banc of California (Beverly Hills, CA)
- …the Portfolio Managers, monitors assigned credit relationships for covenant compliance , collateral monitoring, and credit deterioration, as applicable. Keeps ... customers and prospects. + Proactively and efficiently oversee the analyst workflow inbox, prioritizing high importance assignments, and conducting follow-up… more
- Cognizant (Mountain View, CA)
- …as assemblies globally - information about each part number is the key to customs compliance and paying duties. The PLM analyst will also work with Buyer/Planner ... Geo PLM lead. + Before all major review milestones ensure compliance of BOMs for AML /AVL information and applicable support documents including, MPN, Specs, RoHS… more
- SolomonEdwards (Sacramento, CA)
- …product team is on the business side and acts as a conduit between compliance business stakeholders and technology. We are looking for a Product Owner with strong ... Analysis/Product Owner experience in Financial Crimes (Fraud, Sanctions, KYC, AML ) SAFe, but also has worked with non-Agile teams...not limited to: Act as Product Owner in Global Compliance , supporting BSA systems pod and driving product work… more
- Citigroup (Palo Alto, CA)
- …referral leads + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures. + Ensure that KYC/ AML and other compliance ... The Wealth Relationship Mgmt. (Branch) Sr. Analyst SAFE Act is a seasoned professional role....and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Citigroup (Loma Linda, CA)
- …referral leads. + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/ AML and other compliance ... The Wealth Relationship Mgmt. (Branch) Sr. Analyst SAFE Act is a seasoned professional role....and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Intuit (Mountain View, CA)
- …detection and 3rd party data integration to scorecard modeling, loss forecasting, and compliance (BSA/ AML , etc.). + **Thrives Under Pressure:** You are agile, ... with at least 2 years of proven success leading and mentoring high-performing analyst teams. + **Fintech Domain Expertise:** You have significant experience in the… more
- City National Bank (Los Angeles, CA)
- …with other audit groups to effectively plan, integrate and execute audits.Understands fraud, BSA/ AML and general IT risks in order to identify and assess key control ... years of audit or related experience in banking operations, compliance , and/or risk management activities. * Minimum 3 years...Information Systems Auditor Or * CFA - Charter Financial Analyst Or * CAMS - Certified Anti-Money Laundering Specialist… more
- JPMorgan Chase (San Francisco, CA)
- …managing firm-wide risks as well as adherence to policy & regulatory compliance standards, including AML /KYC, credit exposure-including daily transactional risks ... **Preferred Qualifications, Capabilities and Skills** + 2+ years of credit analyst experience in Commercial Banking or Investment Banking, focused in real… more
