- RGP (Irvine, CA)
- RGP is seeking an experienced Securities Counsel /Attorney Consultant to join a high-performing legal team responsible for the company's SEC filings and ... directors and officers *Partner with internal teams and outside counsel to ensure compliance with SEC , NASDAQ,...or at an AmLaw 100 firm) *Deep understanding of SEC rules and federal securities laws *Proven… more
- Robert Half Legal (San Diego, CA)
- …NY or CA + JD from accredited law school + Extensive knowledge of SEC , FINRA, and state securities regulations + Demonstrated experience handling or responding ... A well-established financial services organization is seeking a Associate General Counsel - Broker-Dealer Regulatory Compliance to join its growing corporate legal… more
- Robert Half Legal (San Francisco, CA)
- …under the supervision of the Deputy General Counsel + Provide expert legal counsel on federal and state securities laws and stock exchange regulations + ... and related legal matters + Manage relationships with outside counsel as needed + Draft, review, and negotiate a...governance, and investor relations + Knowledge of public company securities law and compliance with SEC /Nasdaq rules… more