- Banc of California (Santa Ana, CA)
- …a variety of employee resource groups, and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** The Sr . BSA / OFAC Compliance Specialist reports to the BSA ... accurate, and compliant filing of CTRs as well as compliance with OFAC regulations. Performs all duties...+ Review and file CTR to ensure accuracy and compliance with BSA requirements and regulatory deadlines.… more
- Banc of California (Santa Ana, CA)
- …Real Estate Settlement Procedures Act (RESPA), Fair Credit Reporting Act (FCRA), Bank Secrecy Act ( BSA ) in conjunction with the USA PATRIOT ... IT Applications Management individual with strong background and understanding of BSA , AML, Governance, Risk and Compliance applications, proven track… more
- City National Bank (Los Angeles, CA)
- …and operating effectiveness of CNB's processes and controls related to Financial Crimes Compliance , including BSA /AML, OFAC and ABAC. This position will ... WHAT IS THE OPPORTUNITY? The Director of Audit for BSA /AML, will support City National Bank 's Internal...of Anti-Money Laundering (AML), Office of Foreign Assets Controls ( OFAC ), and Anti-Bribery and Corruption (ABAC) practices for City… more
- City National Bank (Los Angeles, CA)
- …BSA function and/or with financial industry companies * Minimum 5 years of the Bank Secrecy Act (AML/KYC), USA Patriot Act (Anti-Terrorist Financing, ... Crimes Compliance (FCC) department responsible for the bank 's OFAC and transaction monitoring (TM) solutions...control environment. This Senior Manager will drive bank 's transaction monitoring and OFAC enterprise solution… more
- City National Bank (Los Angeles, CA)
- …issues and concerns related to BSA , AML, OFAC and the USA PATRIOT Act components of the Bank 's BSA Program while utilizing sound and current ... to BSA , AML, OFAC and the USA PATRIOT Act components of the Bank 's BSA Program while utilizing sound and current compliance industry standards… more
- City National Bank (Los Angeles, CA)
- …businesses, and other US-based businesses regarding all aspects of AML laws, including the Bank Secrecy Act , and other financial crimes. * Advise on ... * SENIOR COUNSEL- AML/FINANCIAL CRIMES* WHAT IS THE OPPORTUNITY?...responses to regulators and training materials to ensure regulatory compliance . * Advise on OFAC reporting obligations.… more
- Banc of California (Santa Ana, CA)
- …Real Estate Settlement Procedures Act (RESPA), Fair Credit Reporting Act (FCRA), Bank Secrecy Act ( BSA ) in conjunction with the USA PATRIOT ... of the laws applicable to money laundering, including the Bank Secrecy Act , the USA...preferred + A minimum of three (3)+ years' direct BSA /AML/ OFAC experience or equivalent + Experience in… more
- SMBC (Sacramento, CA)
- …including but not limited to, the Bank Secrecy Act ( BSA ), USA PATRIOT Act , and OFAC and evolving banking landscape. **POSITION SPECIFICATIONS:** ... tools: PowerBI, Excel o Azure * Knowledge of vendor BSA /AML/ OFAC transaction monitoring and sanctions screening systems...* In-depth knowledge and experience with the US PATRIOT Act , BSA Act and the… more
- US Bank (Los Angeles, CA)
- …of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable to ... At US Bank , we're on a journey to do our...you excel at-all from Day One. **Job Description** The Senior Relationship Support Banker is a business line support… more
- US Bank (Newport Beach, CA)
- …of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable to ... a clear and concise manner and present recommendations to senior approvers that balance marketability with prudent risk management...and documented and that the credit function is in compliance with Bank and regulatory policies. Basic… more
- US Bank (Cupertino, CA)
- …of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable to ... At US Bank , we're on a journey to do our...enterprise AI platform product and associated supporting products. Oversee compliance with all processes and procedures associated with the… more
- US Bank (San Francisco, CA)
- …of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable to ... loan policies, products and services. 11. Actively ensures compliance with the US Bank Code of...Bank Code of Ethics and all Anti-Money Laundering, Bank Secrecy Act , information security… more
- US Bank (Irvine, CA)
- …of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable to ... At US Bank , we're on a journey to do our...and track residual holder transfers. As required, perform portfolio compliance tests on a selection of structured fixed income… more
- US Bank (San Francisco, CA)
- …of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable to ... At US Bank , we're on a journey to do our...+ May participate in projects and/or activities that ensure compliance with applicable federal, state and local laws and… more
- Enterprise Bank & Trust (San Diego, CA)
- …+ Demonstrate a satisfactory understanding of your duties and responsibilities as it relates to the Bank Secrecy Act ( BSA ), Anti-Money Laundering Act ... new and renewal SBA loans in accordance with the Bank 's policies and procedures and SBA SOP. Senior...Act , and Office of Foreign Assets Control Regulations ( OFAC ). This includes participating in any required training and… more
- US Bank (San Francisco, CA)
- …of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable to ... At US Bank , we're on a journey to do our...**Workday Technology Platform Director** We are looking for a senior technology leader to oversee the effective utilization, and… more
- Coinbase (Sacramento, CA)
- …The Global Compliance Operations Team is responsible for executing Compliance controls with adherence to Coinbase's BSA /AML program, transaction monitoring, ... of supervisory experience * Working knowledge of financial laws, regulations, and guidelines (eg, BSA , OFAC , FinCEN guidance) * Positive energy on the future of… more