- City National Bank (Los Angeles, CA)
- * SR AUDIT MANAGER - BSA /AML* WHAT IS THE OPPORTUNITY? The Senior Audit Manager will lead a team of auditors to assess the design and operating ... policies, and the effectiveness of operations of the BSA /AML function. The Senior Manager ...BSA requirements, including but not limited to the Bank Secrecy Act and OFAC… more
- City National Bank (Los Angeles, CA)
- … MANAGER OF AUDIT - CORPORATE FUNCTIONS* WHAT IS THE OPPORTUNITY? The Corporate Functions Senior Audit Manager will manage a team of internal audit ... well as audit continuous monitoring activities. The Senior Manager will oversee a team to...and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your… more
- City National Bank (Los Angeles, CA)
- * SR . AUDIT MANAGER -BUSINESS OPERATIONS* WHAT IS THE OPPORTUNITY? The Senior Manager of Audit for Business Operations will support City National ... Bank 's Internal Audit by providing independent, objective assurance over the design...the US regulatory environment and heightened expectations of internal audit . The Senior Manager will… more
- City National Bank (Los Angeles, CA)
- …results of testing performed, and effectively communicate audit results to the Audit Senior Manager /Director and senior management in meetings, ... * AUDIT MANAGER I- TREASURY/FINANCE* WHAT IS...work in a dynamically changing environment.Complies fully with all Bank policies, procedures, audit methodologies, training and… more
- Banc of California (Santa Ana, CA)
- …and laws as they pertain to this position including but not limited to the following: Bank Secrecy Act ( BSA ) in conjunction with the USA PATRIOT ... established bank policies and procedures, meets and adheres to audit standards. Supports the company's goals and values accordingly. Supports general internal… more
- City National Bank (Los Angeles, CA)
- … bank operations policies and procedures as well as all regulatory requirements. (eg Bank Secrecy Act , Know Your Client, Community Reinvestment Act , ... *Client Servicing Manager Division Operations- Private Bank * WHAT...* WHAT IS THE OPPORTUNITY? Incumbents in this position act strategically to guide the Private Bank … more
- US Bank (Los Angeles, CA)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...products/services, systems, and associated risks/controls + Thorough knowledge of Risk/Compliance/ Audit competencies + Strong leadership and management skills of… more
- City National Bank (Los Angeles, CA)
- … Bank Compliance policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Community Reinvestment Act , Fair Lending ... will report to a supervisor within the City National Bank enterprise Conflicts of Interest Office. What you will...* Work with Senior Compliance Officer, Compliance Manager to maintain audit tracking logs and… more
- Umpqua Bank (Irvine, CA)
- …+ Maintain a working knowledge of Bank 's written policies and procedures regarding Bank Secrecy Act , Regulation CC, Regulation E, Bank Security ... Financial Reporting Accounting Manager Corporate Finance Lakewood, Washington Coeur d'Alene, Idaho...accounting functions, including partnering with other areas of the bank as required to achieve desired results. Maintain general… more
- Umpqua Bank (Walnut Creek, CA)
- …+ Maintain a working knowledge of Bank 's written policies and procedures regarding Bank Secrecy Act , Regulation CC, Regulation E, Bank Security ... Trust Market Manager Wealth Management Reno, Nevada Henderson, Nevada South...Reports on the activities of the assigned office to senior management of the trust company. + Responsible for… more
- SolomonEdwards (Sacramento, CA)
- Senior Project Manager - Banking Remote - USA,USA About Us SolomonEdwardsGroup, LLC ("SolomonEdwards") is a full-service professional services firm offering ... For more information, visit SolomonEdwards Position Summary: We are seeking an experienced Senior Project Manager to lead and oversee risk and regulatory… more