- Unknown (Chicago, IL)
- Chief Compliance Officer ( CCO ) About the Company Accomplished broker-dealer Industry Financial Services Type Privately Held About the Role The Company is ... seeking a Chief Compliance Officer ( CCO ) to join their team. The CCO will be responsible for managing and providing strategic guidance on local,… more
- Unknown (Chicago, IL)
- Chief Compliance Officer ( CCO ) About the Company Accomplished biopharmaceutical company Industry Biotechnology Type Privately Held About the Role The ... Company is seeking a Chief Compliance Officer to establish and oversee its healthcare and corporate compliance program in line with industry best… more
- SBB Research Group (Northbrook, IL)
- Summary The Chief Compliance Officer will be a member of SBB Research Group's growing legal and compliance team; support the firm's core hedge-fund ... business (including corporate and investment fund matters); support the firm's compliance function; and provide general legal support. Responsibilities Assist with… more
- Unknown (Chicago, IL)
- Chief Compliance Officer About the Company Esteemed provider of bespoke investment advisory services Industry Investment Management Type Privately Held About ... the Role The Chief Compliance Officer will be responsible for managing and directing the end-to-end compliance programs as well as evaluating the… more
- Unknown (Chicago, IL)
- Chief Compliance Officer ( CCO ) About the Company Dynamic investment advisory firm specializing in cryptocurrency & blockchain services Industry Financial ... tokens sto and ico About the Role The Company is in search of a Chief Compliance Officer ( CCO ) and Head of Anti-Money Laundering to establish and… more
- Unknown (Chicago, IL)
- Chief Compliance Officer About the Company Well-established futures trading platform Industry Financial Services Type Privately Held About the Role The ... Company is seeking a Chief Compliance Officer to join their team. The successful candidate will be responsible for monitoring and interpreting regulatory… more
- Unknown (Chicago, IL)
- General Counsel & Chief Compliance Officer ( CCO ) About the Company A FinTech in the Venture Capital/ Funding Space. Industry Accounting Type Privately ... the Role The Company is in need of an Interim General Counsel and Chief Compliance Officer with a strong background in FinTech, particularly in the venture… more
- Unknown (Franklin Park, IL)
- Chief Compliance Officer About the Company Well-established community bank Industry Banking Type Privately Held About the Role The Company is in need of a ... Chief Compliance Officer to oversee and manage the day-to-day administrative, lending, and operational compliance activities. The successful candidate… more
- Unknown (Chicago, IL)
- …priorities are supported by effective government relations. Hiring Manager Title SVP & Chief Compliance Officer Travel Percent Less than 10% Functions ... Vice President, Chief Government Relations Officer About the...efforts on critical issues. The role also involves overseeing compliance with lobbying, ethics, and campaign finance laws, as… more
- Unknown (Chicago, IL)
- …such as EVV, scheduling, payroll, and claims. The CGSO will also serve as the Chief Compliance Officer , ensuring regulatory and clinical compliance with ... Chief Growth and Strategy Officer (CGSO)...regional leaders, and will be expected to embed a compliance -first, data-obsessed culture. Applicants for the CGSO position at… more
- Unknown (Chicago, IL)
- …firm. The successful candidate will work closely with the executive team, including the Chief Compliance Officer , and will be responsible for overseeing the ... Chief Executive Officer (CEO) About the... Chief Executive Officer (CEO) About the Company Respected online trading...Role The Company is in search of a new Chief Executive Officer (CEO) to lead its… more
- Unknown (Chicago, IL)
- …dedicated to equal employment opportunities for all. Hiring Manager Title General Counsel & Chief Compliance Officer Travel Percent Less than 10% Functions ... Senior Counsel, Legal & Compliance About the Company Well-recognized provider of retirement...seeking a Senior Counsel to join its Legal & Compliance team. The successful candidate will be part of… more
- Jackson National Life Insurance Company (Chicago, IL)
- …managing one or more processes and may manage cross-functional projects as requested by JNAM's Chief Compliance Officer and Compliance team. + Updates ... Administrative Assistant is responsible for providing administrative support for JNAM Compliance . The Administrative Assistant also assists with the Code of Ethics… more
- Huntington National Bank (Chicago, IL)
- …Audit, and Legal. Basic Qualifications: + Bachelor's degree + Experience as broker dealer Chief Compliance Officer or lead compliance director for ... Description The Huntington Capital Markets Enterprise Compliance Risk Director Senior will play a critical...critical role in the execution and implementation of the Compliance Program for Huntington's Investment Banking Broker Dealers and… more
