- JPMorgan Chase (New York, NY)
- … functions to promote consistent operational risk practices and Control programs. As a Control Manager - NA Rates Trading - Associate, you will be ... The Control Management Organization has dual reporting into to...capabilities across a full spectrum of linear and non-linear trading products. **Job Responsibilities** + **Oversight and Governance -**… more
- JPMorgan Chase (Brooklyn, NY)
- **Vice President - Securities Services Controls Manager - Trading Services Fiduciary Oversight - New York** **About the Corporate & Investment Bank** The ... along with post trade compliance and portfolio reporting; and Liquidity & Trading Services which includes Cash, Foreign Exchange (FX), Collateral Services… more
- HSBC (New York, NY)
- **Description** #LI-DL2 #HSBCUSA MSS Control Testing Manager role act as an independent First Line of Defence (1LoD) function within the DBS CCO function with a ... control , or internal audit preferably within a financial / banking services operations environment + Relevant experience in control testing, Internal Audit,… more
- Bloomberg (New York, NY)
- Control Manager - Human Resources **New York, NY**...124783 The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we ... will develop a deep understanding of our products and services , our strategy and our value drivers and be...firmwide risk programs, including Operational Resilience. The First Line Control Manager role is responsible for executing… more
- Scotiabank (New York, NY)
- Manager , US Investment Banking Product Control **Requisition ID:** 197379 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a ... winning team, committed to results, in an inclusive and high-performing culture. ** Manager , US Investment Banking Product Control (197379)** **Global Banking and… more
- TD Bank (New York, NY)
- …& Scope:** + Serves as a point-person and provides oversight in regards to market risk control for trading desks in the Region + Assists in the identification of ... We are seeking a Vice President to focus on Non- Trading Market Risk (or Interest Rate Risk on Banking...**Responsibilities:** + Maintain a culture of risk management and control , supported by effective processes in alignment with the… more
- SitusAMC (New York, NY)
- …strategies. It involves constant liaison with, and often provides the link between, Trading and IT, Product Control , Risk Control , Operations, Legal ... the investment bank of a premier European-based global financial services institution located in New York City. Their real...purpose of role:** The role is for a business manager , based in New York to support the Equity… more
- Broadridge Financial Solutions (Newark, NJ)
- …along the way, come join the Broadridge team. At Broadridge (BTCS) Trading Solutions Delivery (TSD), our mission is to deliver high-performance and sustainable ... solutions for addressing our clients business requirements for electronic trading . A solution is the combined set of core products, configurations, customizations,… more
- Mizuho Corporate Bank (New York, NY)
- …The individual will partner with the Front Office, Quants, IT and other control functions to enable growth within the Equity Derivatives product offering at Mizuho ... markets. Key Responsibilities include: + Becoming primary contact for the Derivatives trading desk. + Understanding the direction and prioritization of the business… more
- Scotiabank (New York, NY)
- Senior Manager , Compliance Testing **Requisition ID:** 200274 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a guideline only. ... a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development needs of our clients. Our… more
- Scotiabank (New York, NY)
- Manager , Compliance Testing **Requisition ID:** 200276 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a guideline only. Salary ... a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development needs of our clients. Our… more
- JPMorgan Chase (New York, NY)
- … Manager ("BM") based in New York covering the Americas Prime Financial Services (\"PFS\"). The Business Manager focuses on supporting the PFS business and ... products, to Prime Finance (Cash & Synthetic Financing, SBL) and Derivative Clearing services . CIB Equities / Finance & Business Management ("F&BM") is seeking a… more
- Tradeweb (New York, NY)
- Tradeweb is seeking an Operational and Technology Risk Manager to join the Enterprise Risk Management ("ERM") team. The ERM team is a driving force in promoting a ... robust risk culture throughout the firm. The Operational and Technology Risk Manager will provide both an advisory and assurance function for Tradeweb's regulated… more
- Bank of America (Jersey City, NJ)
- Metadata and Controls Data Support Manager Charlotte, North Carolina;Jersey City, New Jersey **Job Description:** At Bank of America, we are guided by a common ... users to define the use of data within risk systems. Recommend remediation of control gaps and implements effective risk controls of our data processes and systems.… more
- Bloomberg (New York, NY)
- Risk Manager - Core Product - Chief Risk Office **New...The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we ... regulated entities and products, and Bloomberg's non-regulated products and services . Our focus is to address risks and related...and related issues by providing risk management as a service , focusing on providing and delivering value to help… more
- TD Bank (New York, NY)
- …to all asset classes. The Transparency team works directly with global sales/ trading /quant teams on the development of applications incorporating pricing and risk ... models used for electronic trading . These applications are used globally by Front Office...We use the following technology stack: + Java 11+ service development + C++ quant library + React/JavaScript +… more
- Motion Recruitment Partners (New York, NY)
- Senior Project Manager - Capital Markets New York, NY **Hybrid** Contract $83/hr - $89/hr Grow your career with an innovative global bank in New York, NY as a Senior ... Project Manager with a focus on Capital Markets. Contract role...brand with over 200 years of continuously evolving financial services worldwide. Will be part of a core central… more
- Bloomberg (New York, NY)
- Product Manager - Data Catalog - Chief Risk Office **New...The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we ... CISO, and CTO in designing and implementing a data management framework, control processes and tools, and supporting training and awareness. In our continued… more
- Bank of America (New York, NY)
- Volcker EAC Compliance and Operational Risk Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... a timely manner, engaging with Front Line Units and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF...Risk (GCOR) officer is a person who has financial services experience with a knowledge of markets, compliance risk… more
- TD Bank (New York, NY)
- …background in OTC and Exchange traded Equities, Options and electronic sales & trading . This role will support the integration of a complex global equity platform ... current activities. * Maintain and Oversee the Firm's Equity & Options Trading activities * Assist the business on implementing and documenting various supervisory/… more