• FID, Electronic Trading Risk Manager

    Morgan Stanley (New York, NY)
    …business initiatives. * Designing, implementing and monitoring of innovative electronic trading control solutions (eg fat-finger and runaway algo prevention), ... hedge funds, investors come to Morgan Stanley for sales, trading , and market-making services in almost every...a real-time basis. * Advising FID desk heads on e- trading control and limit structures. * E-… more
    Morgan Stanley (10/16/24)
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  • Compliance and Operational Risk Manager

    Bank of America (New York, NY)
    Compliance and Operational Risk Manager - Electronic Trading New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help ... employees and clients, aligned to company D&I goals. + Manager of Process & Data: Demonstrates deep process knowledge,...use of execution algorithms and the associated risk & control framework. . Working with Execution Services more
    Bank of America (09/19/24)
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  • Senior Technology Manager - Senior…

    Bank of America (Jersey City, NJ)
    Senior Technology Manager - Senior Engineering Lead for Systematic Risk Trading Jersey City, New Jersey **Job Description:** At Bank of America, we are guided by ... for building and leading a team to deliver technology products and services that meet business outcomes. Key responsibilities include developing a technology… more
    Bank of America (10/12/24)
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  • Vice President; Business Support Manager

    Bank of America (New York, NY)
    Vice President; Business Support Manager ; Global Markets Chief Operating Office for Sales, Platform, Analytics, Controls, and Electronic Trading New York, New ... organization, as well as various aligned Support Partner and Control Functions across the broader Bank of America enterprise....Executive / head of Global Markets Sales and Electronic Trading COO. Manage - and participate in - various… more
    Bank of America (10/19/24)
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  • Investment Trading Principal - Municipal…

    Citigroup (New York, NY)
    …degree, Master's degree preferred **Job Family Group:** Private Client Product Services **Job Family:** Investment Product Manager **Time Type:** Full ... team of investment professionals. This individual will be responsible for trading , quantitative analytics, and will maintain strong relationships with broker dealer… more
    Citigroup (08/27/24)
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  • Director, Compliance Independent Assessment…

    Citigroup (Jersey City, NJ)
    …+ Analyzing and providing credible challenges to team's assessment of the control environment (of relevant assessment units), including Manager 's Control ... Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)'s Compliance...controls designed to address compliance risk; reporting and escalating control issues and any violations of laws or breaches… more
    Citigroup (10/24/24)
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  • Manager , US Internal Control

    Scotiabank (New York, NY)
    …of internal controls relating to wholesale bank and trading operations and internal control within the US This Manager 's role will focus on Internal ... Manager , US Internal Control and Global...Apart from knowledge of the design and effectiveness Internal control and COO areas supporting capital markets trading more
    Scotiabank (08/31/24)
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  • Control Manager - Vice President

    JPMorgan Chase (New York, NY)
    …controls? This might be the right role for you! As a Quantitative Research Business Control Manager - Vice President within the Markets QR team, you will ... agenda, serving as the First Line of Defense to uphold a robust control environment. Your responsibilities will include identifying control gaps and weaknesses,… more
    JPMorgan Chase (10/16/24)
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  • Business Risk and Control Group…

    Citigroup (New York, NY)
    **Risk Analytics Business Risk and Control Group Manager - C14** **Organization Overview:** Citi Markets Operations is currently at a pivotal point in its ... products. **Job Purpose:** The **Risk Analytics Business Risk and Control Group Manager ** will report into the...processes.** + **Apply knowledge of the business, products, or services to identify and implement control points… more
    Citigroup (10/08/24)
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  • Senior Manager , Markets Compliance Officer

    Scotiabank (New York, NY)
    Senior Manager , Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development needs of our clients. Our… more
    Scotiabank (10/22/24)
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  • Control Manager - Enterprise Data…

    Bloomberg (New York, NY)
    The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up the quality and ... continue to evolve. We are looking for a Controls Manager who will develop a deep understanding of our...will develop a deep understanding of our products and services , our strategy and our value drivers and be… more
    Bloomberg (09/19/24)
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  • Director, Business Risk Sr Group Manager

    Citigroup (New York, NY)
    …required by, and in accordance with the Governance, Risk & Compliance & Manager 's Control Assessment Central Procedures. + Responsible for providing status to ... processes, and technology to achieve a generational shift in Risk Management practices. Trading Book Data Transformation and Market Risk (TBT&MR) Data & Tech. group… more
    Citigroup (08/09/24)
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  • Senior Audit Manager , Compliance Audit…

    Scotiabank (New York, NY)
    Senior Audit Manager , Compliance Audit (Non-AML) **Requisition ID:** 209949 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development needs of our clients. Our… more
    Scotiabank (10/31/24)
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  • SVP, Capital Attribution Senior Manager

    Citigroup (New York, NY)
    …manages Treasury's security portfolio allocation process across Citi's $500bn+ global non- trading securities portfolios. The Capital Attribution Senior Manager ... Balance Sheet Management and Non- Trading Market Risk("BSM") Function is a division of...as well as Enterprise Technology, & Operations. The FTP manager exhibits intermediate understanding of bank balance sheet management… more
    Citigroup (10/10/24)
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  • Senior Manager , First Line Operational…

    Scotiabank (New York, NY)
    …of Risk Assessments. Experience could be within any combination of secondary trading , Prime Services , Treasury/Liquidity Management, Corporate Banking, etc. + ... Senior Manager , First Line Operational Risk, New Business Initiatives...of investment banking, credit and risk management products and services relevant to the financing and strategic development needs… more
    Scotiabank (10/23/24)
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  • US Equity Derivatives - Project Manager

    SitusAMC (New York, NY)
    …strategies. It involves constant liaison with, and often provides the link between, Trading and IT, Product Control , Risk Control , Operations, Legal ... the investment bank of a premier European-based global financial services institution located in New York City. Their real...purpose of role:** The role is for a business manager , based in New York to support the Equity… more
    SitusAMC (10/26/24)
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  • Stable Value Wrap Trader (Trader - C11), Officer,…

    Citigroup (New York, NY)
    …and is a global liquidity provider across secondary markets. Derivatives trading platforms transact in linear and non-linear strategies, ranging from vanilla ... responsible for assisting with trade underwriting and pricing, client communication, trading book entry, measuring and mitigating risk, in coordination with the… more
    Citigroup (10/10/24)
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  • CIB Control - Head of Trade Surveillance…

    Wells Fargo (New York, NY)
    About this role: Wells Fargo is seeking a Control Management Senior Manager to lead key strategic risk initiatives within the CIB (Corporate and Investment ... areas and lines of business at wellsfargojobs.com. The Corporate & Investment Banking Control organization serves as the front line of risk management and is… more
    Wells Fargo (10/26/24)
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  • Senior Audit Manager

    HSBC (New York, NY)
    …audit experience in risk or control aspects of, Markets and Securities Services ("MSS") or similar markets trading and securities business, gained within ... **Description** **Senior Audit Manager , HSBC Technology & Services (USA)...Front Office and Markets Operations; Regulatory Compliance, Product Control /Finance, Market Risk, Model Risk, Counterparty Credit Risk and… more
    HSBC (10/08/24)
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  • IT Internal Audit Manager

    Tradeweb (New York, NY)
    …Description** Tradeweb Markets is a world leader in the evolution of electronic trading . A fintech company serving over 2,500 clients - including the world's largest ... and build solutions that drive efficiency, connectivity, and transparency in electronic trading . Tradeweb Markets LLC ("Tradeweb") is proud to be an EEO… more
    Tradeweb (10/09/24)
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