- Bank of America (Charlotte, NC)
- Compliance & Operational Risk Specialist - Trade Surveillance Charlotte, North Carolina **To proceed with your application, you must be at least 18 years ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ Compliance Operational - Risk - Specialist Trade-Surveillance\_25040545-2)… more
- Bank OZK (Charlotte, NC)
- …the Bank's risk mitigation strategies and procedures. Collaborates with members of Operational Risk Management ("ORM") as a liaison between ORM and the ... management team of Trust and Wealth ("T&W") in collecting and documenting operational risk data, control gaps, and control execution failures related to T&W… more
- TD Bank (Charlotte, NC)
- …for this role. **Line of Business:** Risk Management **Job Description:** The Group Risk Specialist provides a comprehensive and diverse range of risk ... models. The role will support the governance of Non-Model/EUC risk to the bank by executing compliance ...+ Establishes and provides on-going analysis and reporting on operational risk and/or other major risk… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... role:** Wells Fargo is seeking a Lead Quantitative Analytics Specialist to fill the role within the (MCRA) Market...subject matter expert to model owners for ensuring market risk policy compliance and advises model and… more
- Truist (Charlotte, NC)
- …and training, and/or equivalent education, training and experience. 3. Experience in compliance and operational risk mitigation and remediation. 4. ... **Please review the following job description:** The Business Unit Risk Specialist engages with Business Unit stakeholders,...Matter Expert (SME) to assigned Business Unit across all risk types to promote and strengthen compliance … more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... compliance and legal requirements. The Senior Supervisory Control Specialist understands the complexity, partnership needs and customer service requirements that… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... this role:** Wells Fargo is seeking a Securities Operations Specialist as part of the Trade Settlement team within...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... this role:** Wells Fargo is seeking an Associate Executive Specialist . Learn more about the career areas and lines...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- PNC (Charlotte, NC)
- …critical operational support service, process, capability or initiative within an operational unit and ensures performance and/or risk indicators are met. + ... business adheres to policies, procedures and regulatory standards. Independently resolves compliance issues and drives risk mitigation activities. PNC Employees… more
- First Horizon Bank (Charlotte, NC)
- …& Process Specialist to take ownership of quality control and operational consistency across all marketing activities. In this role, you'll be responsible not ... (BCP), ensuring risk mitigation strategies are in place + Identify operational gaps and recommend process improvements to strengthen resiliency and compliance… more
- Deloitte (Charlotte, NC)
- …+ 2+ years bridging OT and IT environments, including integration planning and security/ compliance risk mitigation. + 2+ years in network performance assurance: ... integrate networks that bridge corporate IT platforms with plant/field OT environments, planning risk mitigation and compliance in line with the Purdue model. +… more
- The Hartford (Charlotte, NC)
- Sr Product Specialist - EM07JE We're determined to make a difference and are proud to be an insurance company that goes well beyond coverages and policies. Working ... reshape the insurance industry, with the power to fundamentally transform underwriting, risk assessment and transactional processes. Staying ahead of the curve to… more
- Bank of America (Charlotte, NC)
- …Bank of America. **Responsibilities:** + Assesses the design and effectiveness of the risk and control environment to support Client Operational Services and ... Business Control Specialist - Sanctions Screening Center of Excellence Scranton,...is responsible for executing on internal control discipline and operational excellence within a Line of Business (LOB) or… more