- Banc of California (Santa Ana, CA)
- …Due Diligence and Enhanced Due Diligence quality, documentation and accuracy, Fraud Compliance , as well as various additional BSA/ AML related tasks. Analysis ... TOGETHER WE WIN(R) THE OPPORTUNITY The BSA Quality Control Analyst will assist in department efforts to adhere to...as necessary in conducting quality control testing related to BSA/ AML and OFAC compliance . Review and filing… more
- Banc of California (Santa Ana, CA)
- …Due Diligence and Enhanced Due Diligence quality, documentation and accuracy, Fraud Compliance , as well as various additional BSA/ AML related tasks. Analysis ... TOGETHER WE WIN(R) **THE OPPORTUNITY** The BSA Quality Control Analyst will assist in department efforts to adhere to...as necessary in conducting quality control testing related to BSA/ AML and OFAC compliance . + Review and… more
- Banc of California (Woodland Hills, CA)
- …the Portfolio Managers, monitors assigned credit relationships for covenant compliance , collateral monitoring, and credit deterioration, as applicable. Keeps ... customers and prospects. + Proactively and efficiently oversee the analyst workflow inbox, prioritizing high importance assignments, and conducting follow-up… more
- Citigroup (Woodland Hills, CA)
- …referral leads + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures. + Ensure that KYC/ AML and other compliance ... The Wealth Relationship Mgmt. (Branch) Sr. Analyst SAFE Act is a seasoned professional role....and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- City National Bank (Los Angeles, CA)
- …with other audit groups to effectively plan, integrate and execute audits.Understands fraud, BSA/ AML and general IT risks in order to identify and assess key control ... years of audit or related experience in banking operations, compliance , and/or risk management activities. * Minimum 3 years...Information Systems Auditor Or * CFA - Charter Financial Analyst Or * CAMS - Certified Anti-Money Laundering Specialist… more
