- MUFG (Tempe, AZ)
- …global framework for managing financial crimes compliance-related regulatory examinations and internal audit reviews; + Supporting the end-to-end management of ... functions; + Developing a constructive and mutually beneficial relationship with GFC Internal Audit and relevant regulators; + Assisting with communicating and… more
- Prime Therapeutics (Phoenix, AZ)
- …collaboration with compliance department leaders, other support functions (to include internal audit , government relations, and legal), business stakeholders, ... It fuels our passion and drives every decision we make. **Job Posting Title** AVP - Compliance, Regulatory & Oversight -Remote **Job Description** Purpose The AVP… more
- MUFG (Tempe, AZ)
- …more details. **Job Summary** : The Data Governance & Controls Associate Vice President ( AVP ) will support the Office of the Chief Data Officer (OCDO) on the Report ... Maintaining an accurate inventory of reports is imperative to support internal and external requirements for America's Risk Management (ARM), Chief Finance… more
- MUFG (Tempe, AZ)
- …and procedures. + Act as the main point of contact related to SOX testing, internal and external audit requests, issue escalation, etc. + Minimize the population ... recruitment team will provide more details. **Job Summary:** The Assistant Vice President ( AVP ) is considered a subject matter expert with the ability to support and… more
- MUFG (Tempe, AZ)
- …familiarity with the MUFG financial crimes compliance framework, including the roles of Internal Audit and Compliance Testing + Develop an understanding of ... of our recruitment team will provide more details. This AVP role is in the Global Financial Crimes Division...and document database changes and updates in accordance with internal procedures and requirements. + Track execution of tasks… more
- MUFG (Tempe, AZ)
- …more details. **Job Summary:** The Associate Auditor II role within the Internal Audit function is responsible for executing independent, objective assurance ... + Minimum of 4 years and/or equivalent of experience of internal audit and/or equivalent of experience with the financial services industry, related… more
- MUFG (Tempe, AZ)
- … and external (eg regulatory) GFC IT issues. + Effectively partner with other internal audit groups to provide subject matter expertise in the joint execution ... and integration efforts across multiple groups, preferably within enterprise-wide internal audit functions Possesses strong project management skills;… more
- MUFG (Tempe, AZ)
- …Summary:_** The Assistant Vice President role within the Global Financial Crimes Internal Audit function is responsible for executing independent, objective ... and responding to regulatory requests. + Proficient understanding of the internal audit process including risk assessment, audit methodology, and execution.… more
- MUFG (Tempe, AZ)
- …team will provide more details. In this role you will focus on internal and external compliance requirements, activities, and deliverables to ensure that Operations ... & Technology meets regulatory and audit milestones. Responsibilities include engaging with regulators and/or leaders from other functions, including audit and… more
- MUFG (Tempe, AZ)
- …development and deliverables * Support regulatory exams and engagements * Support audit , risk management, and compliance assessments and engagements * Document and ... * Demonstrated professional accountability to maintain and promote professional skills, internal policy, standards and industry best practices Bachelor's degree in… more
- Synchrony (Phoenix, AZ)
- …services and/or governance experience + 3+ years of Compliance, Risk, or Audit experience in the financial services industry **Desired Characteristics:** + Strong ... at least 18 months' time in position before they can post. All internal employees must consistently meet performance expectations and have approval from your manager… more
- MUFG (Tempe, AZ)
- …second-line programs (Sanctions, Anti-Money Laundering, Anti-Bribery & Corruption), business functions, Internal Audit , Compliance Testing, and Exam & Audit ... experience in Financial Services, preferably in Financial Crimes Compliance, Risk Management, Internal Audit or related areas + Experience drafting, reviewing,… more