- MUFG (Tempe, AZ)
- …and evaluate the effectiveness of the Bank's risk governance, enterprise and operational risk management and control processes. This role includes, but ... impact on risk and/or risk management practices, reporting findings and audit issues...related regulatory agencies. + Experience preferred in enterprise and/or operational risk management . + Experience… more
- MUFG (Tempe, AZ)
- …organizational skills. **Experience/Abilities:** + 5+ years' experience in operational risk management , internal audit , consulting, regulatory or related ... in control testing techniques and documentation + Strong understanding of operational risk management programs and practices, including third party … more
- City National Bank (Phoenix, AZ)
- …Minimum 10 years of experience in risk management , operational risk management , compliance, or audit functions in the financial services industry ... BUSINESS OVERSIGHT PROGRAM MANAGER* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is...Audit across disciplines in support of an effective risk management practice and strong control environment… more
- City National Bank (Phoenix, AZ)
- …* Minimum 5 years of experience in risk management , operational risk management , compliance, or audit * Minimum 3 years of control assurance ... and Wealth Management * WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is...tools, policies, procedures, and reporting metrics. * Provides 2LOD audit and regulatory exam support * Executes additional departmental… more
- MUFG (Tempe, AZ)
- …: + 6+ yrs experience in third party risk in an operational risk management , internal audit , management consulting or related risk ... will provide more details. **Job Summary** : Reporting to Operational Risk Management (ORM) SLoD...Issue Management + Experience with control testing, audit background a plus + Experience in risk… more
- MUFG (Tempe, AZ)
- … operational risk management , (includes operations, operational risk management , compliance, audit , and third-party risk management ... management , Second Line of Defense (SLoD), and Internal Audit /Third Line of Defense (TLoD) are remediated +...+ Bachelor's degree or experience in auditing technology, engineering, risk management , computer science, information systems, or… more
- MUFG (Tempe, AZ)
- …or related field.MBA a plus. + 7 + years' experience in operational risk management , internal audit , consulting, regulatory or related field applicable ... operational risk function + Proven awareness and understanding of operational risk management regulatory requirements. + Advanced knowledge of Risk… more
- American Express (Phoenix, AZ)
- …within Risk and/or Internal Audit function) and understands critical operational risk management lifecycle activities. + Extensive experience in ... (GRC) teams. The **Vice President (VP) of Regulatory & Audit Exam Management ** will be responsible for...appropriate. **Minimum Qualifications** + 8 Years experience in operational risk management (eg,… more
- MUFG (Tempe, AZ)
- …to USA. + Knowledge and skills to structure and execute efficient model risk management audit including planning, fieldwork, reporting, tracking and ... developing scope and work programs. + Evaluate design and operational effectiveness of internal controls and identify control weaknesses....impact on risk and/or risk management practices, reporting findings and audit issues… more
- American Express (Phoenix, AZ)
- …within Risk and/or Internal Audit function) Understanding of critical operational risk management lifecycle activities + Strong project management ... risk reduction initiatives with the organization's overall risk management framework and business objectives. +...enterprise **Required Qualifications:** + 3 Years experience in operational risk management (eg,… more
- American Express (Phoenix, AZ)
- …within Risk and/or Internal Audit function) Understanding of critical operational risk management lifecycle activities + Excellent project ... and business financing. The objective of the GCS Control Management Risk ID, Assessment, Testing and Reporting...enterprise **Required Qualifications:** + 4 Years experience in operational risk management (eg,… more
- Prime Therapeutics (Phoenix, AZ)
- …is required + 6 years of experience including Enterprise Risk Management , Operational Risk , Compliance, and/or Internal Audit experience + 2 year of ... drives every decision we make. **Job Posting Title** Enterprise Risk Management Manager - Remote **Job Description**...risks. + Partner with business leaders across various domains ( Operational Risk , Compliance Risk , Information… more
- American Express (Phoenix, AZ)
- …card products industries. + Knowledge of and experience with other enterprise / operational risk management processes including regulatory exam management ... regulatory affairs, issues management , new product approval, third-party / vendor risk management , etc. + Relevant audit and professional certifications… more
- American Express (Phoenix, AZ)
- …CPA, CIA, CISA or other relevant industry certification + Analytics experience in internal audit , risk management , and/or financial services + Big 4 or ... the QAIP audit universe and reporting including internal audits, risk assessments, business monitoring procedures, issue management corrective action plans,… more
- American Express (Phoenix, AZ)
- …have diverse backgrounds including internal controls, consumer compliance, technology, operational risk , financial accounting, data analytics, and banking ... risk -based assurance, advisory services and to influence the way the company manages risk . We are committed to growing our audit staff significantly as we… more
- Wells Fargo (Chandler, AZ)
- …+ Exhibit appropriate judgment regarding issue notification, issue draft findings to client management , and draft final audit reports + Develop and maintain ... Audit and with teams companywide **Required Qualifications:** + 5+ years of Audit , Risk experience, or equivalent demonstrated through one or a combination… more
- American Express (Phoenix, AZ)
- …Control, and/or Internal Audit function). + Understanding of critical operational risk management lifecycle activities. + Extensive experience ... an impact in this role? The VP of Issue Management and Operational Risk Events...management teams, second line of defense teams, and audit partners as well as regulatory examiners, on issue… more
- MUFG (Tempe, AZ)
- …MUFG lines of defense, including second-line Compliance programs, Review Functions, Examination & Audit Management , and Regulatory Exam Management to set and ... Ltd. will report to the Vice President, Americas Issues Management Regulatory & Audit Reporting Coordination ("VP")...years of experience in Financial Services, preferably in Compliance, Risk Management or related areas. + Excellent… more
- MUFG (Tempe, AZ)
- …that effectively convey significance and impact on risk and/or risk management practices, reporting findings and audit issues to Audit Management ... activities designed to assess and evaluate the effectiveness of the Bank's governance, risk management and control processes. It reports to either a VP,… more
- MUFG (Tempe, AZ)
- …+ 0 - 3 years of experience in Financial Services, preferably in Compliance, Risk Management or related areas. + Proficiency/ Advanced Proficiency in Excel, ... Ltd. will report to the Vice President, Americas Issues Management Regulatory & Audit Reporting Coordination ("VP")...and execution, working with other members of the Issues Management team on strategic and operational enhancement.… more