- Vanguard (Scottsdale, AZ)
- …and inspires a high-performing team of hybrid sales professionals within Vanguard's dynamic Broker Dealer channel, fueling growth and innovation for a key, ... rapidly evolving broker - dealer partner. This team thrives on building meaningful advisor relationships through strategic, insight-driven engagement-strengthening… more
- Umpqua Bank (Scottsdale, AZ)
- …+ Other responsibilities as assigned. + Demonstrates compliance with all bank and broker / dealer regulations for assigned job function as applied to designated ... Senior Wealth Advisor Wealth Management Portland, Oregon Boise,...advisor, certified financial planner, investment advisor Representative, or wealth manager . + Strong marketing and business development skills, keeping… more
- City National Bank (Phoenix, AZ)
- …appropriate testing to measure and report results. Execute risk assessments for broker dealer , registered investment advisory, trust department and private ... *BUSINESS CONTROLS MANAGER - TRUST* WHAT IS THE OPPORTUNITY? This...actions and providing status updates of open/closed issues to senior management and second line risk management functions. *… more