- USAA (Charlotte, NC)
- …truly makes us special and impactful. **The Opportunity** As a dedicated ** Audit Manager ,** you will lead and execute complex regulatory issue validation ... applicable laws and internal standards. The Audit Manager integrates an understanding of consumer banking regulatory...Default Servicing lines of business, Financial Service Fraud or Regulatory Issue Validation + Consumer Regulatory… more
- TD Bank (Charlotte, NC)
- …details for this role. **Line of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and develops a team of audit professionals ... leads a large, significant and/or highly complex, and diverse audit team for an area of significant risk, complexity...area of significant risk, complexity or scope + People Manager role that generally manages a team greater than… more
- TD Bank (Charlotte, NC)
- …who can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager is accountable for overseeing ... critical areas of audit . Performs review of audit documentation. Oversees findings follow up and issue...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Wells Fargo (Charlotte, NC)
- The Audit Manager at Wells Fargo is an Individual Contributor role with no direct reports. The officer title associated with this role is Vice President given ... staff. **About this role:** Wells Fargo is seeking an Audit Manager -Vice President to join the Credit...the control environment, business trends, issues, and operating and regulatory environment changes related to credit risk. **In this… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Vice President, Audit Manager on the Financial Crimes Audit Team. The Financial Crimes Audit Team provides ... crimes risk across Wells Fargo lines of business. The Financial Crimes Audit Team oversees, manages, and executes BSA/AML/OFAC related audits across Wells Fargo… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an Audit Manager Executive Director on the Financial Crimes Audit Team. The Financial Crimes Audit Team ... methodologies and supporting tools + Strong understanding of financial regulatory environment + Certification in one or more of...+ Experience leading and providing feedback to staff on audit /risk projects or engagement + Experience with Issue… more
- NTT DATA North America (Charlotte, NC)
- …to improve the control environment **Required Qualifications:** + Experience Range: 7-10 years ( Audit Manager ) + Strong internal audit experience + Good ... as well professional standards set forth by industry and regulatory institutions. Responsibilities include but are not limited to:...Analytical Thinking + Audit Planning + Internal Audit Review + Issue Management + Risk… more
- Truist (Charlotte, NC)
- …enhance achievement of goals and objectives 6. Present and effectively communicate identified audit issues to Management and the Engagement Manager . 7. Develop ... for assisting in the completion and documentation of risk based internal audit assurance activities that may include complex assignments. The Truist Senior Internal… more
- Bank of America (Charlotte, NC)
- GT Risk and Regulatory Portfolio Executive - Business Control Executive Charlotte, North Carolina;Plano, Texas **To proceed with your application, you must be at ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/GT-Risk-and- Regulatory -Portfolio-Executive Business-Control-Executive\_25025410-2) **Job Description:** At Bank of America, we… more
- City National Bank (Charlotte, NC)
- …regarding the ORM framework, policies and procedures. * Support and facilitate audit and regulatory exam activities * Build effective relationships, alliances, ... *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER II- Payment Systems* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent… more
- City National Bank (Charlotte, NC)
- …ORM framework, tools, policies, procedures, and reporting metrics. * Provides 2LOD audit and regulatory exam support * Executes additional departmental ... *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Entertainment & Sports Banking, Private...and emerging exposures, Operational Risk Events (ORE) reporting, and issue resolution. * Review and challenge of controls implemented.… more
- Truist (Charlotte, NC)
- …with a strong understanding of formal risk management processes to include Regulatory engagements, Issue Management, and the development of key controls ... the following job description:** The GCO Senior Risk Advisory Manager I is responsible for providing first line of...change). 6. Provide oversight and support for open risk, audit and regulatory issues. Evaluate the root… more
- City National Bank (Charlotte, NC)
- *SENIOR BUSINESS CONTROLS MANAGER * WHAT IS THE OPPORTUNITY? This position will work directly with the City National Bank's ("CNB") Business Controls Officer (BCO) ... and B&IS organization Framework leadership team. Responsibilities will encompass issue identification, solution design, and implementation, leveraging industry practices… more
- Bank of America (Charlotte, NC)
- …management, the Board of Directors or committee thereof, external auditors and regulatory agencies. The Portfolio Specialist works together with the Credit Review ... Portfolio Manager (s) to establish and execute a risk-based coverage plan...junior team members.Establishes working relationships with relevant Risk and regulatory partners to facilitate ongoing dialogue of key issues… more
- Citigroup (Charlotte, NC)
- …with established standards, provides risk mitigation recommendations. + Collaborates on audit , compliance, and regulatory findings, drives remediation efforts, ... policies and procedures. + Background in collaborating with business partners on Audit , Compliance, and Regulatory findings and remediation efforts. +… more
- Truist (Charlotte, NC)
- …issues management and remediation execution in alignment with the Enterprise Issue Management (EIM) Program as applicable. 6. Leads, supports and facilitates ... areas for all significant data processes and initiatives prior to moving to Audit for validation. 9. Provides risk advisory to strengthen data risk controls when… more
- Bank of America (Charlotte, NC)
- …impacts in the client selection and product expansion processes + Participating in Regulatory Meetings and Exams to provide Risk Manager perspective on critical ... issues and engaging directly with Audit to provide advice and guidance on FLU Audits...Regulatory Compliance + Strategy Planning and Development + Issue Management + Policies, Procedures, and Guidelines Management +… more
- Wells Fargo (Charlotte, NC)
- …certifications, such as Certified Anti-Money Laundering Specialist (CAMS), Certified Regulatory Compliance Manager (CRCM), Certified Fraud Examiner (CFE), ... Assets Control (OFAC), and Anti-Bribery & Corruption (ABC) programs. This includes issue management for Financial Crimes centric issues within CSBB. Learn more about… more
- TD Bank (Charlotte, NC)
- …and monitoring processes. + Experience reviewing and assessing policies and procedures for regulatory compliance. + Knowledge of issue management life cycle and ... business management, and with internal and external business partners (eg, Internal Audit , external consultants) to respond to regulatory requests, findings,… more
- Bank of America (Charlotte, NC)
- …Responsible for audit and exam management including direct and indirect audit exam interaction, regulatory responses, issues management + Supports risk ... success + Supports the overall management of and research required for regulatory exams, internal audits, and other monitoring and inspection reviews and evaluates… more