- TD Bank (Charlotte, NC)
- … Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring. This role will execute monitoring, conduct ... 7+ years of experience **Desired Skills & Experience:** + Previous experience with regulatory compliance for credit cards or residential loans + Previous audit,… more
- Lowe's (Mooresville, NC)
- **Your Impact** The primary purpose of the Senior Manager , Regulatory Affairs and Marketplace Compliance is to lead the development and operationalization of ... designing, implementing, and overseeing policies, processes, and controls that ensure compliance with regulatory requirements, internal policies, and industry… more
- TD Bank (Charlotte, NC)
- …**Customer Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and ... compliance that will cascade throughout the organization. The Compliance Business Oversight Manager - Commercial Banking...and independent challenge on business activities and initiatives with regulatory impact. + Serve as a compliance … more
- TD Bank (Charlotte, NC)
- …needed** **Job Summary:** The ** Compliance Administration Oversight & Reporting Manager ** ensures regulatory adherence and risk management within our bank. ... of the US Wealth Compliance Department, the Compliance Business Oversight Manager will:** + **Ensure...**Partner with operations, technology, and business teams to ensure regulatory compliance ** + **Develop and prepare … more
- TD Bank (Charlotte, NC)
- …through expert objective guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management ... **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and...compliance risk and conduct risk.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support… more
- Bank of America (Charlotte, NC)
- … monitoring systems. **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking + ... Compliance & Operational Risk Manager -... Compliance & Operational Risk Manager - Americas Control Room Manager ...metrics for risk appetite and limits, reporting violations of compliance or regulatory activities + Assists in… more
- Regions Bank (Charlotte, NC)
- …specific to a line of business **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + ... the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first,...independently + Deadline driven + Knowledge of legal and regulatory environment as it relates to compliance … more
- City National Bank (Charlotte, NC)
- …1 year of experience conducting internal audits within financial institutions. * CRCM-Certified Regulatory Compliance Manager (preferred) * CPA - Certified ... data analytic opportunities to test compliance with regulatory requirements. The Audit Manager will analyze audit results, identify potential compliance … more
- TD Bank (Charlotte, NC)
- …a team of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Regulatory Change Office (CRCO) supports TD business lines in ... below as you consider this opportunity. **Job Summary:** The Compliance Governance & Operations Manager leads the...years of experience **Desired Skills & Experience** + Prior regulatory compliance experience within the banking industry… more
- Glenmark Pharmaceuticals Inc., USA (Monroe, NC)
- …Recall, Field Alerts and Regulatory Surveillance. + Ensure that all statutory and regulatory compliance are regularly monitored and is in a state of ... Senior Manager , Quality Compliance Department: Data Management...applicable. Operational Excellence + Oversee quality systems to verify compliance with applicable internal procedures and regulatory … more
- TD Bank (Charlotte, NC)
- …ongoing monitoring, policy reviews, communications, and complaints management to ensure regulatory compliance and operational excellence. The ideal candidate ... colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager - Collections will...+ Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates… more
- Xylem (Charlotte, NC)
- …through innovative and sustainable solutions. **Key Responsibilities - Customs Strategy Senior Manager , Trade Compliance ** + **Customs & Trade Strategy** Develop ... and execute global customs and trade compliance strategies aligned with corporate goals, regulatory ...trade compliance strategies aligned with corporate goals, regulatory requirements, and duty optimization opportunities. + ** Regulatory… more
- City National Bank (Charlotte, NC)
- * MANAGER FINANCIAL CRIMES COMPLIANCE II* WHAT...to help ensure that policies and procedures are in compliance with legal and regulatory requirements and ... THE OPPORTUNITY? Responsible for monitoring, analyzing, and escalating matters of regulatory or legal initiatives, requirements, issues or concerns related to BSA,… more
- TD Bank (Charlotte, NC)
- …Oversight functions are complying with established policies, standards and procedures. The Compliance Quality Assurance Manager (US) will execute these reviews ... depending on availability and individual circumstances_ **Job Description Summary:** The Compliance Testing Manager is responsible for planning and overseeing… more
- Capital One (Charlotte, NC)
- …with privacy compliance in the financial services industry + Certified Regulatory Compliance Manager (CRCM); Certified Internal Auditor (CIA) or ... Senior Audit Manager , Corporate Compliance (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality… more
- KeyBank (Charlotte, NC)
- …to Key. **REQUIRED QUALIFICATIONS** + Bachelor's Degree required; Juris Doctorate or Certified Regulatory Compliance Manager (CRCM) preferred. + Minimum 5 ... Tiedeman Road - Brooklyn, Ohio 44144 **JOB BRIEF** The Compliance Manager will be a member of...defense verification activities. + Assist with internal and external regulatory compliance exams/audits. + Develop relationships of… more
- US Bank (Charlotte, NC)
- …new skills and discover what you excel at-all from Day One. **Job Description** The Compliance Risk Manager is responsible for leading a team of compliance ... and the Institutional Client Group (ICG) business lines with compliance risk needs, including regulatory change management,...reviews and oversight of various regulations and programs. The Compliance Risk manager plays a critical role… more
- TD Bank (Charlotte, NC)
- … organizations in a financial institution. + 5+ years of experience in regulatory compliance , conducting regulatory change impact assessments and ... developing and maintaining TD's US Recovery and Resolution Plans and other regulatory submissions, as required under the Dodd-Frank Act and other applicable… more
- Xylem (Charlotte, NC)
- …customer expectations through innovative and sustainable solutions. Job Summary: The Trade Compliance Manager leads Xylem's regional trade compliance ... and customs regulations. This role manages a team of three trade compliance specialists and partners closely with internal stakeholders, customs brokers, and… more
- TD Bank (Charlotte, NC)
- … organizations in a financial institution. + 7+ years of experience in regulatory compliance , conducting regulatory change impact assessments and ... developing and maintaining TD's US Recovery and Resolution Plans and other regulatory submissions, as required under the Dodd-Frank Act and other applicable… more